Category Archives: Top underwriters

IPO Underwriters of the Week: April 17 – 21 / plus M&A whitepaper

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
CHINA INTERNET NATIONWIDE FINANCIAL SERVICES INC F-1 Boustead Securities, LLC ~ ~
ARGENX N.V. F-1 Cowen and Company, LLC Piper Jaffray & Co. JMP Securities LLC / Wedbush Securities Inc.
TPG PACE ENERGY HOLDINGS CORP S-1 Deutsche Bank Securities Inc. Goldman, Sachs & Co. ~
SITEONE LANDSCAPE SUPPLY INC S-1 Deutsche Bank Securities Inc. Goldman, Sachs & Co. UBS Securities LLC
INFINITY CORE ALTERNATIVE FUND N-2 Foreside Fund Services, LLC ~ ~
TPI COMPOSITES INC S-1 J.P. Morgan Securities LLC Morgan Stanley & Co. LLC ~
LIGHTWAVE LOGIC INC S-1 Lincoln Park Capital Fund, LLC ~ ~
BRIGHT SCHOLAR EDUCATION HOLDINGS LTD F-1 Morgan Stanley & Co. International PLC Deutsche Bank Securities Inc. China Merchants Securities (HK) Co., Ltd.
USA COMPRESSION PARTNERS LP S-3 USA Compression Holdings, LLC ~ ~
NEWATER TECHNOLOGY INC F-1 ViewTrade Securities Inc. ~ ~
EYEGATE PHARMACEUTICALS INC S-1 Wedbush Securities Inc. ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and shareholder communications.

Click here to review the week’s IPOs and active securities law firms.

Have a great week.

IPO Underwriters of the Week: April 10 – 14 / plus M&A whitepaper

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
OVID THERAPEUTICS INC S-1 Citigroup Global Markets Inc. Cowen and Company, LLC William Blair & Company, L.L.C. / JMP Securities LLC
VINE RESOURCES INC S-1 Credit Suisse Securities LLC Morgan Stanley & Co. LLC
ICHOR HOLDINGS LTD S-1 Deutsche Bank Securities Inc. Stifel, Nicolaus & Company, Inc. / RBC Capital Markets, LLC Cowen and Company, LLC / Needham & Company, LLC
SIMPLY GOOD FOODS CO S-4 Deutsche Bank Securities, Inc. ~ ~
PACIFIC ETHANOL INC S-3 FBR Capital Markets & Co. ~ ~
RICH PHARMACEUTICALS INC S-1 GHS Investments, LLC ~ ~
US FOODS HOLDING CORP S-1 Goldman, Sachs & Co. Morgan Stanley & Co. LLC J.P. Morgan Securities LLC / KKR Capital Markets LLC
GREAT WEST LIFE & ANNUITY INSURANCE CO S-1 GWFS Equities, Inc. ~ ~
GENERAL MOLY INC S-3 H.C. Wainwright & Co. LLC ~ ~
HEALTHLYNKED CORP S-1 Iconic Holdings LLC ~ ~
ALTICE USA INC S-1 J.P. Morgan Securities LLC Morgan Stanley & Co. LLC Citigroup Global Markets Inc. / Goldman, Sachs & Co.
G1 THERAPEUTICS INC S-1 J.P. Morgan Securities LLC Cowen and Company, LLC Needham & Company, LLC / Wedbush Securities Inc.
SAFETY INCOME & GROWTH INC S-11 Merrill Lynch, Pierce, Fenner & Smith Inc. J.P. Morgan Securities LLC Barclays Capital Inc.
TAPSTONE ENERGY INC S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Citigroup Global Markets Inc.
AUDENTES THERAPEUTICS INC S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Cowen and Company, LLC Piper Jaffray & Co. / Wedbush Securities Inc.
NUO THERAPEUTICS INC S-1 Northland Capital Markets ~ ~
EWELLNESS HEALTHCARE CORP S-1 Tangiers Global, LLC ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and shareholder communications.

Click here to review the week’s IPOs and active securities law firms.

Have a great week.

IPO Underwriters of the Week: April 3 – 7 / plus M&A whitepaper

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
OCEAN POWER TECHNOLOGIES INC S-1 Aegis Capital Corp ~ ~
PHI GROUP INC S-1 Azure Capital, Inc. ~ ~
ZYMEWORKS INC F-1 Citigroup Global Markets Canada Inc. Barclays Capital Inc. / Wells Fargo Securities, LLC Canaccord Genuity Inc. / Cormark Securities Ltd.
FIVE POINT HOLDINGS LLC S-11 Citigroup Global Markets Inc. / J.P. Morgan Securities LLC RBC Capital Markets, LLC / Wells Fargo Securities, LLC / Deutsche Bank Securities Inc. Evercore Group L.L.C. / Zelman Partners LLC / JMP Securities LLC
SYNDAX PHARMACEUTICALS INC S-3 Cowen and Company, LLC
ADVANCEPIERRE FOODS HOLDINGS INC S-1 Credit Suisse Securities LLC Morgan Stanley & Co. LLC Barclays Capital Inc.
APPIPHANY TECHNOLOGIES HOLDINGS CORP S-1 GHS Investments LLC ~ ~
ISHARES S&P GSCI COMMODITY-INDEXED TRUST S-3 Goldman, Sachs & Co. ~ ~
AMPLIPHI BIOSCIENCES CORP S-1 H.C. Wainwright & Co., LLC ~ ~
VERONA PHARMA PLC F-1 Jefferies LLC Stifel, Nicolaus & Company, Inc. Wedbush Securities Inc. / SunTrust Robinson Humphrey, Inc.
UROGEN PHARMA LTD F-1 Jefferies LLC Cowen and Company, LLC
BIOHAVEN PHARMACEUTICAL HOLDING CO LTD S-1 Morgan Stanley & Co. LLC Piper Jaffray & Co. / Barclays Capital Inc. William Blair & Company, L.L.C. / Needham & Company, LLC
COUPA SOFTWARE INC S-1 Morgan Stanley & Co. LLC ~ ~
GUARANTY BANCSHARES INC S-1 Sandler O’Neill + Partners, L.P. Stephens Inc. ~
KKR REAL ESTATE FINANCE TRUST INC S-11 Wells Fargo Securities, LLC / Morgan Stanley & Co. LLC KKR Capital Markets LLC / Barclays Capital Inc. Goldman, Sachs & Co. / J.P. Morgan Securities LLC / Keefe, Bruyette & Woods, Inc.

Post IPO, thousands of organizations count on us to assure regulatory compliance and shareholder communications.

Click here to review the week’s IPOs and active securities law firms.

Have a great week.

IPO Underwriters of the Week: March 27 – 31 / plus M&A whitepaper

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
TRACON PHARMA-CEUTICALS INC S-1 Aspire Capital Fund, LLC ~ ~
AMPIO PHARMA-CEUTICALS INC S-3 Cantor Fitzgerald & Co ~ ~
VERASTEM INC S-3 Cantor Fitzgerald & Co. ~ ~
FRONTIER GROUP HOLDINGS INC S-1 Citigroup Global Markets Inc. / Deutsche Bank Securities Inc. / Evercore Group L.L.C. J.P. Morgan Securities LLC / Merrill Lynch, Pierce, Fenner & Smith Inc. / Barclays Capital Inc. / Cowen and Company, LLC Credit Suisse Securities LLC / Goldman, Sachs & Co. / Raymond James & Associates, Inc. / UBS Securities LLC
AKCEA THERAPEUTICS INC S-1 Cowen and Company, LLC Stifel, Nicolaus & Company, Inc. Wells Fargo Securities, LLC
MIRAGEN THERAPEUTICS INC S-3 Cowen and Company, LLC ~ ~
PRIME MERIDIAN HOLDING CO S-1 FIG Partners, LLC Hovde Group, LLC ~
FS GLOBAL CREDIT OPPORTUNITIES FUND-T2 N-2 FS Investment Solutions, LLC ~ ~
CAMPING WORLD HOLDINGS INC S-1 Goldman, Sachs & Co. J.P. Morgan Securities LLC ~
NATIONAL ENERGY SERVICES REUNITED CORP S-1 Maxim Group LLC National Bank of Canada Financial Inc. ~
ITUS CORP S-3 Meetrix Communications, Inc. Adaptive Capital, LLC ~
EXPO EVENT HOLDCO INC S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. / Barclays Capital Inc. Goldman, Sachs & Co. / Citigroup Global Markets Inc. / Credit Suisse Securities LLC Deutsche Bank Securities Inc. / RBC Capital Markets, LLC / Robert W. Baird & Co. Inc.
CHINA RAPID FINANCE LTD F-1 Morgan Stanley & Co. International PLC Credit Suisse Securities LLC Jefferies LLC
ANTERO RESOURCES MIDSTREAM MANAGEMENT LLC S-1 Morgan Stanley & Co. LLC Barclays Capital Inc. J.P. Morgan Securities LLC
CLOUDERA INC S-1 Morgan Stanley & Co. LLC / J.P. Morgan Securities LLC / Allen & Company LLC Merrill Lynch, Pierce, Fenner & Smith Inc. / Citigroup Global Markets Inc. / Deutsche Bank Securities Inc. Stifel, Nicolaus & Company Inc. / JMP Securities LLC / Raymond James & Associates, Inc.
APRICUS BIOSCIENCES INC S-1 Rodman & Renshaw ~ ~
MUSCLE MAKER INC 1-A Wellington Shields & Co., LLC ~ ~
CARVANA CO S-1 Wells Fargo Securities, LLC / Merrill Lynch, Pierce, Fenner & Smith Inc. Citigroup Global Markets Inc. / Deutsche Bank Securities Inc. / Robert W. Baird & Co. Inc. William Blair & Company, L.L.C. / BMO Capital Markets Corp. / JMP Securities LLC

Post IPO, thousands of organizations count on us to assure regulatory compliance and shareholder communications.

Click here to review the week’s IPOs and active securities law firms.

Have a great week.

IPO Underwriters of the Week: March 20 – 24 / plus M&A whitepaper

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
EVERBRIDGE INC S-1 Credit Suisse Securities LLC / Merrill Lynch, Pierce, Fenner & Smith Inc. Stifel, Nicolaus & Company, Inc. / Pacific Crest Securities / Canaccord Genuity Inc. Raymond James & Associates, Inc. / Needham & Company, LLC / William Blair & Company, L.L.C.
ENERGY RESOURCES 12 L.P S-1 David Lerner Associates, Inc. ~ ~
FORUM MERGER CORP S-1 EarlyBirdCapital, Inc. FBR Capital Markets & Co. ~
SUNSHINE HEART INC S-1 Ladenburg Thalmann & Co. Inc. Northland Securities, Inc. ~
STONE RIDGE TRUST V N-2 Quasar Distributors, LLC ~ ~
A.S.V. LLC S-1 Roth Capital Partners, LLC ~ ~
STEWARDSHIP FINANCIAL CORP S-1 Sandler O’Neill & Partners, L.P. ~ ~
AUSTRALIAN FORMULATED CORP S-1 Thomas Lashan / Chief Executive Officer ~ ~
WIDEOPENWEST INC S-1 UBS Securities LLC Credit Suisse Securities LLC ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and shareholder communications.

Click here to review the week’s IPOs and active securities law firms.

Have a great week.

IPO Underwriters of the Week: March 6 – 17 / plus “Billion Dollar Questions” for M&A

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
NIGHTFOOD HOLDINGS INC S-1 Black Forest Capital, LLC ~ ~
BLACKSTONE REAL ESTATE INCOME FUND N-2 Blackstone Advisory Partners, L.P. ~ ~
BLACKSTONE REAL ESTATE INCOME FUND II N-2 Blackstone Advisory Partners, L.P. ~ ~
BRIGHTHOUSE LIFE INSURANCE CO S-3 Brighthouse Securities, LLC ~ ~
BRIGHTHOUSE LIFE INSURANCE CO OF NY S-3 Brighthouse Securities, LLC ~ ~
LSC COMMUNICATIONS INC S-1 Citigroup Global Markets Inc. Merrill Lynch, Pierce, Fenner & Smith Inc. J.P. Morgan Securities LLC / Wells Fargo Securities, LLC
KAYNE ANDERSON ACQUISITION CORP S-1 Citigroup Global Markets Inc. Deutsche Bank Securities Inc. Credit Suisse Securities LLC
SOLARIS OILFIELD INFRASTRUCTURE INC S-1 Credit Suisse Securities LLC Goldman, Sachs & Co.
WARRIOR MET COAL LLC S-1 Credit Suisse Securities LLC / Citigroup Global Markets Inc. Morgan Stanley & Co. LLC / BMO Capital Markets Corp. / RBC Capital Markets, LLC Apollo Global Securities, LLC / KKR Capital Markets LLC / Clarksons Platou Securities, Inc.
NCS MULTISTAGE HOLDINGS INC S-1 Credit Suisse Securities LLC / Citigroup Global Markets Inc. Wells Fargo Securities, LLC / J.P. Morgan Securities LLC / Piper Jaffray & Co. Raymond James & Associates, Inc. / RBC Capital Markets, LLC / Tudor, Pickering, Holt & Co. Securities, Inc.
ACTINIUM PHARMACEUTICALS INC S-3 FBR Capital Markets & Co. ~ ~
HERITAGE NOLA BANCORP INC S-1 FIG Partners, LLC ~ ~
NETSHOES (CAYMAN) LTD F-1 Goldman, Sachs & Co. J.P. Morgan Securities LLC / Banco Bradesco BBI S.A. Allen & Company LLC / Jefferies LLC
ATHENE HOLDING LTD S-1 Goldman, Sachs & Co. ~ ~
TALEND SA F-1 Goldman, Sachs & Co. / J.P. Morgan Securities LLC Barclays Capital Inc. / Citigroup Global Markets Inc. Pacific Crest Securities / William Blair & Company, L.L.C.
OKTA INC S-1 Goldman, Sachs & Co. / J.P. Morgan Securities LLC Allen & Company LLC / Pacific Crest Securities Canaccord Genuity Inc. / JMP Securities LLC
CADENCE BANCORPORATION S-1 Goldman, Sachs & Co. / J.P. Morgan Securities LLC / Sandler O’Neill & Partners, L.P. Keefe, Bruyette & Woods, Inc. / Robert W. Baird & Co. Inc. / Raymond James & Associates, Inc. Stephens Inc. / SunTrust Robinson Humphrey, Inc. / Tudor, Pickering, Holt & Co. Securities, Inc.
CUI GLOBAL INC S-3 H.C. Wainwright & Co., LLC ~ ~
E.L.F. BEAUTY INC S-1 J.P. Morgan Securities LLC Morgan Stanley & Co. LLC Piper Jaffray & Co. / Wells Fargo Securities, LLC
MONEYONMOBILE INC S-1 Joseph Gunnar & Co., LLC ~ ~
EAGLE FINANCIAL BANCORP INC S-1 Keefe, Bruyette & Woods, Inc. ~ ~
CATALYST BIOSCIENCES INC S-1 Ladenburg Thalmann & Co. Inc. ~ ~
DEXTERA SURGICAL INC S-1 Ladenburg Thalmann & Co. Inc. Craig-Hallum Capital Group LLC ~
TOCAGEN INC S-1 Leerink Partners LLC Evercore Group L.L.C. Stifel, Nicolaus & Company, Inc.
ONCOBIOLOGICS INC S-1 Lincoln Park Capital Fund, LLC ~ ~
MODERN MEDIA ACQUISITION CORP S-1 Macquarie Capital Inc. ~ ~
YEXT INC S-1 Morgan Stanley & Co. LLC J.P. Morgan Securities LLC / RBC Capital Markets, LLC Pacific Crest Securities / Piper Jaffray & Co.
IMPERIAL GARDEN & RESORT INC F-1 Network 1 Financial Securities, Inc. ~ ~
TANDEM DIABETES CARE INC S-1 Piper Jaffray & Co. Wedbush Securities Inc. ~
VERITONE INC S-1 Wunderlich Securities, Inc. Craig-Hallum Capital Group, LLC ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and shareholder communications.

Click here to review the week’s IPOs and active securities law firms.

Have a great week.

IPO Underwriters of the Week: Feb 27 – March 3 / plus “Billion Dollar Questions” for M&A

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
SILVER RUN ACQUISITION CORP II S-1 Citigroup Global Markets Inc. Credit Suisse Securities LLC Deutsche Bank Securities Inc.
IMMUNOGEN INC S-3 Cowen and Company, LLC ~ ~
EDITAS MEDICINE INC S-3 Cowen and Company, LLC ~ ~
SELECT ENERGY SERVICES INC S-1 Credit Suisse Securities LLC / FBR Capital Markets & Co. / Wells Fargo Securities, LLC Merrill Lynch, Pierce, Fenner & Smith Inc. / Citigroup Global Markets Inc. / J.P. Morgan Securities LLC Deutsche Bank Securities Inc. / RBC Capital Markets, LLC / Piper Jaffray & Co. / Tudor, Pickering, Holt & Co. Securities Inc.
GARDNER DENVER HOLDINGS INC S-1 KKR Capital Markets LLC ~ ~
EL CAPITAN PRECIOUS METALS INC S-1 L2 Capital, LLC ~ ~
ZOSANO PHARMA CORP S-1 Piper Jaffray & Co. Guggenheim Securities, LLC
STONE RIDGE TRUST III N-2 Quasar Distributors, LLC ~ ~
RONCO BRANDS INC 1-A Wellington Shields & Co., LLC ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and shareholder communications.

Click here to review the week’s IPOs and active securities law firms.

Have a great week.

 

IPO Underwriters of the Week: Feb 20 – 24 / plus “Billion Dollar Questions” for M&A

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
ACHILLION PHARMACEUTICALS INC S-3 Cantor Fitzgerald & Co. ~ ~
VIVEVE MEDICAL INC S-1 Cowen and Company, LLC Raymond James & Associates, Inc. Ladenburg Thalmann & Co.
COTIVITI HOLDINGS INC S-1 Credit Suisse Securities LLC Barclays Capital Inc. ~
ALTERYX INC S-1 Goldman, Sachs & Co. / J.P. Morgan Securities LLC Pacific Crest Securities / William Blair & Company, L.L.C. JMP Securities LLC / Raymond James & Associates, Inc. / Cowen and Company, LLC
BIOBLAST PHARMA LTD F-1 H.C. Wainwright & Co., LLC ~ ~
UNITED CANNABIS CORP S-1 Tangiers Global, LLC ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and shareholder communications.

Click here to review the week’s IPOs and active securities law firms.

Have a great week.

 

IPO Underwriters of the Week: Feb 13 – 17 / plus M&A whitepaper

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
ATOSSA GENETICS INC S-1 Aegis Capital Corp. ~ ~
AXA EQUITABLE LIFE INSURANCE CO S-3 AXA Advisors, LLC AXA Distributors, LLC ~
COOL TECHNOLOGIES INC S-1 Bellridge Capital, LP ~ ~
CONSUMER CAPITAL GROUP INC S-1 Boustead Securities, LLC Network 1 Financial Securities, Inc. ~
MATLIN & PARTNERS ACQUISITION CORP S-1 Cantor Fitzgerald & Co. ~ ~
CANADA GOOSE HOLDINGS INC F-1 CIBC World Markets Inc. / Credit Suisse Securities LLC / Goldman, Sachs & Co. / RBC Capital Markets, LLC Merrill Lynch, Pierce, Fenner & Smith Inc. / Morgan Stanley & Co. LLC / Barclays Capital Inc. / BMO Capital Markets Corp. TD Securities Inc. / Wells Fargo Securities, LLC / Canaccord Genuity Inc. / Nomura Securities International, Inc. / Robert W. Baird & Co. Inc.
VANTAGE ENERGY ACQUISITION CORP S-1 Citigroup Global Markets Inc. ~ ~
TRADING DESK INC S-1 Citigroup Global Markets Inc. Jefferies LLC / RBC Capital Markets, LLC Needham and Company, LLC / Raymond James & Associates, Inc.
MEDLEY LLC S-1 FBR Capital Markets & Co. ~ ~
BANK OF N.T. BUTTERFIELD & SON LTD F-1 Goldman, Sachs & Co. Citigroup Global Markets Inc. Sandler O’Neill & Partners, L.P. / Keefe, Bruyette & Woods, Inc.
MULESOFT INC S-1 Goldman, Sachs & Co. / J.P. Morgan Securities LLC / Merrill Lynch, Pierce, Fenner & Smith Inc. Allen & Company LLC / Barclays Capital Inc. / Jefferies LLC Canaccord Genuity Inc. / Piper Jaffray & Co. / William Blair & Company, L.L.C.
LIBERTY OILFIELD SERVICES INC S-1 Morgan Stanley & Co. LLC Goldman, Sachs & Co. ~
GREAT BASIN SCIENTIFIC INC S-1 Roth Capital Partners, LLC ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and shareholder communications.

Click here to review the week’s IPOs and active securities law firms.

Have a great week.

 

IPO Underwriters of the Week: Feb 6 – 10 / plus 2016’s top law firms

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
ADVAXIS INC S-3 Cantor Fitzgerald & Co. ~ ~
CNX COAL RESOURCES LP S-3 CONSOL Energy Inc. ~ ~
FTS INTERNATIONAL INC S-1 Credit Suisse Securities LLC Morgan Stanley & Co. LLC ~
ATKORE INTERNATIONAL GROUP INC S-1 Credit Suisse Securities LLC Deutsche Bank Securities Inc. J.P. Morgan Securities LLC. / UBS Securities LLC
PROPETRO HOLDING CORP S-1 Goldman, Sachs & Co. / Barclays Capital Inc. / Credit Suisse Securities LLC J.P. Morgan Securities LLC / Evercore Group L.L.C. / Piper Jaffray & Co. / RBC Capital Markets, LLC Raymond James & Associates, Inc. / Tudor, Pickering, Holt & Co. Securities, Inc. / Deutsche Bank Securities Inc. / Johnson Rice & Company L.L.C.
NOODLES & CO S-1 Jefferies LLC ~ ~
FDO HOLDINGS INC S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Barclays Capital Inc. Credit Suisse Securities LLC / UBS Securities LLC
JILL INTERMEDIATE LLC S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. / Morgan Stanley & Co. LLC / Jefferies LLC Deutsche Bank Securities Inc. / RBC Capital Markets, LLC / UBS Securities LLC Wells Fargo Securities, LLC / Cowen and Company, LLC / Macquarie Capital Inc. / SunTrust Robinson Humphrey, Inc.

Post IPO, thousands of organizations count on us to assure regulatory compliance and shareholder communications.

Click here to review the week’s IPOs and active securities law firms.

Have a great week.