Category Archives: IPO week in review

IPOs and Transactions: May 22 – 26 / plus M&A whitepaper

There were 51 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services including, Swift Transportation Co. w/ Fried, Frank, Harris, Shriver & Jacobson LLP, Kirkland & Ellis LLP, Ryley, Carlock & Applewhite PC, and Scudder Law Firm PC, ZK International Group Co. LTD w/  Hunter Taubman Fischer & Li LLC and Ortoli Rosenstadt LLP, Applied DNA Sciences Inc. w/ Pepper Hamilton LLP and Cyclacel Pharmaceutics Inc. w/ Ellenoff Grossman & Schole LLP and Mintz, Levin, Cohn, Ferris, Glovsky and Popeo PC.

We appreciate that they selected to work with us and benefited from our fast turns, spot-on execution and absolute cost transparency.

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Law firm / Advisor Registrant Symbol Form Industry
Alston & Bird LLP TG THERAPEUTICS INC TGTX S-3 Pharma preparations
Andrews Kurth Kenyon LLP STERLING CONSTRUCTION CO INC STRL S-3 Heavy construction
Arnold & Porter Kaye Scholer LLP RESOLUTE ENERGY CORP REN S-4 Crude petroleum & natural gas
Barnett & Linn FORGE INNOVATION DEVELOPMENT CORP ~ S-1
Breyer & Associates PC WASHINGTON FEDERAL INC WAFD S-4 Savings institutions, federally chartered
Brooks, Pierce, McLendon, Humphrey & Leonard, L.L.P. ENTEGRA FINANCIAL CORP ENFC S-3 Savings institutions, not federally chartered
Cleary Gottlieb Steen & Hamilton LLP PLAYA HOTELS & RESORTS N.V. PLYA S-4 Hotels & motels
Clyde Snow & Sessions, PC PREMIER BIOMEDICAL INC BIEI S-1 Biological products, except diagnostic substances
Conyers Dill & Pearman ATHENE HOLDING LTD ATH S-1 Life insurance
Cooley  LLP CERECOR INC CERC S-3 Pharma preparations
Cooley LLP RAPID7 INC RPD S-3 Prepackaged software
Cooley LLP STEADYMED LTD STDY S-3 Pharma preparations
Cosmos Group Holdings Inc. COSMOS GROUP HOLDINGS INC ~ 10-12G
Cravath, Swaine & Moore LLP RANGER ENERGY SERVICES INC ~ S-1 Oil & gas field services
Davis Polk & Wardwell LLP IRSA PROPIEDADES COMERCIALES S.A. IRCP F-1 Operators of nonresidential buildings
Davis Wright Tremaine LLP WASHINGTON FEDERAL INC WAFD S-4 Savings institutions, federally chartered
Dorsey & Whitney LLP TIMBERLINE RESOURCES CORP TLR S-1 Gold & silver ores
Drinker Biddle & Reath LLP VIVALDI OPPORTUNITIES FUND ~ N-2
Duane Morris LLP FOUR SPRINGS CAPITAL TRUST ~ S-11 Real estate investment trusts
Duane Morris LLP PARAMOUNT GOLD NEVADA CORP PZG S-3 Metal mining services
Ellenoff Grossman & Schole LLP CYCLACEL PHARMA-CEUTICALS INC CYCC S-1 Pharma preparations
Ellenoff Grossman & Schole LLP INTERPACE DIAGNOSTICS GROUP INC IDXG S-1 Surgical & medical instruments & apparatus
Ellenoff Grossman & Schole LLP SPHERIX INC SPEX S-1 Engineering, accounting, research, management
Faegre Baker Daniels LLP CENTURY CASINOS INC CNTY S-3 Misc. amusement & recreation
Fried, Frank, Harris, Shriver & Jacobson LLP ATHENE HOLDING LTD ATH S-1 Life insurance
Fried, Frank, Harris, Shriver & Jacobson LLP SWIFT TRANS-PORTATION CO SWFT S-4 Trucking, except local
Garvey Schubert Barer SKYPEOPLE FRUIT JUICE INC SPU S-1 Canned, frozen & preserved fruit, veg & food spec.
Golenbock Eiseman Assor Bell & Peskoe LLP IMPRIMIS PHARMA-CEUTICALS INC IMMY S-3 Pharma preparations
Hogan Lovells US LLP PLAYA HOTELS & RESORTS N.V. PLYA S-4 Hotels & motels
Hogan Lovells US LLP REXAHN PHARMA-CEUTICALS INC RNN S-3 Pharma preparations
Hunter Taubman Fischer & Li, LLC ZK INTERNATIONAL GROUP CO. LTD ~ F-1 Misc. fabricated metal products
John D. Thomas, P.C. CAPE POINT HOLDINGS INC ~ S-1
John E. Lux, Esq. SNM GLOBAL HOLDINGS ~ 1-A
Jones & Keller, P.C. EARTHSTONE ENERGY INC ESTE S-3 Crude petroleum & natural gas
K&L Gates LLP ANAVEX LIFE SCIENCES CORP AVXL S-3 Commercial physical & biological research
Katzenell Dimant Frank STEADYMED LTD STDY S-3 Pharma preparations
Kirkland & Ellis LLP SWIFT TRANS-PORTATION CO SWFT S-4 Trucking, except local
LendingClub Corporation LENDINGCLUB CORP LC S-3 Finance services
Lewis Rice LLC TRUSTCO BANK CORP N Y TRST S-3 State commercial banks
Loeb & Loeb LLP DT ASIA INVESTMENTS LTD CADT F-1 Blank check
Lowenstein Sandler LLP CANCER GENETICS INC CGIX S-3 Medical laboratories
Manatt, Phelps & Phillips, LLP PACWEST BANCORP PACW S-4 National commercial banks
Marijuana Company of America, Inc. MARIJUANA CO OF AMERICA INC CVRG 10-12G Business services, not elsewhere classified
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. CYCLACEL PHARMA-CEUTICALS INC CYCC S-1 Pharma preparations
Mitchell Silberberg & Knupp LLP INPIXON INPX S-1 Computer programming services
Morgan, Lewis & Bockius LLP SANGAMO THERAPEUTICS INC SGMO S-3 Biological products, except diagnostic substances
Orrick, Herrington & Sutcliffe LLP GRANITE POINT MORTGAGE TRUST INC ~ S-11 Real estate investment trusts
Ortoli Rosenstadt LLP ZK INTERNATIONAL GROUP CO. LTD ~ F-1 Misc. fabricated metal products
Pepper Hamilton LLP APPLIED DNA SCIENCES INC APDN S-3 Industrial organic chemicals
Pepper Hamilton LLP INTERPACE DIAGNOSTICS GROUP INC IDXG S-1 Surgical & medical instruments & apparatus
Perkins Coie LLP DIGIMARC CORP DMRC S-3 Services
Proskauer Rose LLP CPG 2017 VINTAGE ACCESS FUND LLC ~ N-2
Pryor Cashman LLP INPIXON INPX S-1 Computer programming services
Ryley, Carlock & Applewhite, P.C. SWIFT TRANS-PORTATION CO SWFT S-4 Trucking
Scudder Law Firm, P.C., L.L.O. SWIFT TRANS-PORTATION CO SWFT S-4 Trucking
Sidley Austin LLP ATHENE HOLDING LTD ATH S-1  Life insurance
Sidley Austin LLP FOUR SPRINGS CAPITAL TRUST ~ S-11 Real estate investment trusts
Sidley Austin LLP PROSHARES ULTRASHORT YEN AGQ S-1 Commodity contracts brokers & dealers
Simpson Thacher & Bartlett LLP HILTON GRAND VACATIONS INC HGV S-1 Hotels & motels
Simpson Thacher & Bartlett LLP IRSA PROPIEDADES COMERCIALES S.A. IRCP F-1 Operators of nonresidential buildings
Skadden, Arps, Slate, Meagher & Flom LLP BECTON DICKINSON & CO BDX S-4 Surgical & medical instruments & apparatus
Skadden, Arps, Slate, Meagher & Flom LLP GRANITE POINT MORTGAGE TRUST INC ~ S-11 Real estate investment trusts
Stinson Leonard Street LLP BLACK RIDGE OIL & GAS INC ANFC S-1 Crude petroleum & natural gas
Stinson Leonard Street LLP GRANITE POINT MORTGAGE TRUST INC ~ S-11 Real estate investment trusts
Sullivan & Cromwell LLP PACWEST BANCORP PACW S-4 National commercial banks
Verizon Communications Inc. VERIZON COMMUNICA-TIONS INC VZ S-4 Telephone communications, except radiotelephone
Vinson & Elkins L.L.P. DASEKE INC HCAC S-3 Blank check
Vinson & Elkins L.L.P. RANGER ENERGY SERVICES INC ~ S-1 Oil & gas field services
Wachtell, Lipton, Rosen & Katz BECTON DICKINSON & CO BDX S-4 Surgical & medical instruments & apparatus
Womble Carlyle Sandridge & Rice, LLP HILTON GRAND VACATIONS INC HGV S-1 Hotels & motels

Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week

IPOs and Transactions: May 15 – 19 / plus M&A whitepaper

There were 37 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services including, United Community Banks Inc. w/ Nelson Mullins Riley & Scarborough, LLP & Troutman Sanders LLP, Sky Wolf Wind Turbine Corp. w/ Cassidy & Associates, Constellation Alpha Capital Corp. w/ Ellenoff Grossman & Schole LLP, Ogier, &  Skadden, Arps, Slate, Meagher & Flom LLP, Themaven Inc. w/ Golenbock Eiseman Assor Bell & Peskoe LLP.

We appreciate that they selected to work with us and benefited from our fast turns, spot-on execution and absolute cost transparency.

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Law firm / advisor Registrant Symbol Form Industry
Andrews Kurth Kenyon LLP CONE MIDSTREAM PARTNERS LP CNNX S-3 Natural gas transmission
Barack Ferrazzano Kirschbaum & Nagelberg LLP COUNTY BANCORP INC ICBK S-3 State commercial banks
Cassidy & Associates SKY WOLF WIND TURBINE CORP ~ S-1 ~
Clyde Snow & Sessions, PC PREMIER BIOMEDICAL INC BIEI S-1 Biological products
Cooley LLP THRESHOLD PHARMACEUTICALS INC THLD S-4 Pharma preparations
Dechert LLP DIFFUSION PHARMACEUTICALS INC DFFN S-3 Pharma preparations
Dentons US LLP GALECTIN THERAPEUTICS INC GALT S-3 Pharma preparations
Disclosure Law Group, PC BRIDGELINE DIGITAL INC BLIN S-3 Prepackaged software
Ellenoff Grossman & Schole LLP CONSTELLATION ALPHA CAPITAL CORP ~ S-1 Blank check
Eversheds Sutherland LLP NEW MOUNTAIN FINANCE CORP NMFC N-2 Unit investment trusts
Fox Rothschild, LLP PACIFIC VENTURES GROUP INC PACV S-1 Fire, marine & casualty insurance
Frank J. Hariton, Esq. SAUER ENERGY INC SENY S-1 Drilling oil & gas wells
Freshfields Bruckhaus Deringer US LLP TCG BDC INC ~ N-2 ~
Fried, Frank, Harris, Shriver & Jacobson LLP JELD-WEN HOLDING INC JELD S-1 Millwork
Golenbock Eiseman Assor Bell & Peskoe LLP THEMAVEN INC RDOC S-1 Surgical & medical instruments & apparatus
Goodwin Procter LLP TRADING DESK INC ~ S-1 Computer programming services
Goodwin Procter LLP VBI VACCINES INC/BC ~ S-3 Gold & silver ores
K&L Gates LLP EVANSTON ALTERNATIVE OPPORTUNITIES FUND ~ N-2 ~
Latham & Watkins LLP JELD-WEN HOLDING INC JELD S-1 Millwork
Latham & Watkins LLP NIVALIS THERAPEUTICS INC NVLS S-4 Pharma preparations
Ledgewood, PC INDEPENDENCE REALTY TRUST INC IRT S-3 REIT
McGuireWoods LLP PUBLIC SERVICE CO OF NEW MEXICO PNM S-3 Electric & other services combined
Mei & Mark LLP AGM GROUP HOLDING INC ~ F-1 ~
Mintz Levin Cohn Ferris Glovsky & Popeo, P.C. THRESHOLD PHARMACEUTICALS INC THLD S-4 Pharma preparations
Mitchell Silberberg & Knupp LLP VBI VACCINES INC/BC ~ S-3 Gold & silver ores
Naerodynamics, Inc. NAERODYNAMICS INC NDYN S-1 Amusement & recreation
Nelson Mullins Riley & Scarborough, LLP UNITED COMMUNITY BANKS INC UCBI S-4 State commercial banks
Ogier CONSTELLATION ALPHA CAPITAL CORP ~ S-1 Blank check
Ortoli Rosenstadt LLP AGM GROUP HOLDING INC ~ F-1 ~
Pearlman Law Group LLP SOCIAL REALITY INC SRAX S-3 Advertising agencies
Pete Wilke, Esq. ADVANCED FUEL TECHNOLOGIES LTD ~ 1-A ~
Polsinelli PC PETROSHARE CORP ~ S-1 Crude petroleum & natural gas
Porter Hedges LLP PETROSHARE CORP ~ S-1 Crude petroleum & natural gas
Proskauer Rose LLP TCG BDC INC ~ N-2 ~
Reed Smith LLP BRIGHTHOUSE LIFE INSURANCE CO ~ S-3 Life insurance
Schulte Roth & Zabel LLP ALBERTSONS COMPANIES LLC SWY S-4 Wholesale – groceries & related products
Sidley Austin LLP NIVALIS THERAPEUTICS INC NVLS S-4 Pharma preparations
Sidley Austin LLP PROSHARES VIX MID-TERM FUTURES ETF AGQ S-3 Management investment offices, open-end
Sidley Austin LLP PROSHARES VIX MID-TERM FUTURES ETF AGQ S-1 Management investment offices, open-end
Skadden, Arps, Slate, Meagher & Flom LLP BLACKROCK PREFERRED PARTNERS LLC ~ N-2 ~
Skadden, Arps, Slate, Meagher & Flom LLP CONSTELLATION ALPHA CAPITAL CORP ~ S-1 Blank check
Sullivan & Cromwell LLP CIM COMMERCIAL TRUST CORP CMCT S-11 REIT
Sullivan & Cromwell LLP TCG BDC INC ~ N-2 ~
Troutman Sanders LLP UNITED COMMUNITY BANKS INC UCBI S-4 State commercial banks
TroyGould PC SIGMA LABS INC SGLB S-1 Repair services
Uranium Energy Corp. URANIUM ENERGY CORP UEC S-3 Misc.metal ores
Wilmer Cutler Pickering Hale and Dorr LLP SYROS PHARMACEUTICALS INC SYRS S-1 Pharma preparations
Wilson Sonsini Goodrich & Rosati PC TRADING DESK INC ~ S-1 Computer programming services
Wilson Sonsini Goodrich & Rosati, P.C. BIOCARDIA INC CKST S-3 Orthopedic, prosthetic & surgical appliances & supplies

Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week

IPOs and Transactions: May 8 -12 / plus M&A whitepaper

There were 60 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Elite Pharmaceuticals Inc. w/ Silverman Shin & Byrne, Farmers & Merchants Bancshares Inc. w/ Gordon Feinblatt LLC, Phillips Edison Grocery Center REIT III Inc. w/ DLA Piper LLP, Rosetta Genomics LTD w/ Mintz, Levin, Cohn, Ferris, Glovsky and Popeo PC and Zysman, Aharoni, Gayer and Sullivan & Worcester LLP and WPCS International Inc. w/ K&L Gates LLP.

We appreciate that they selected to work with us and benefited from our fast turns, spot-on execution and absolute cost transparency.

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Lae firm / advisor Registrant Symbol Form Industry
Akin Gump Strauss Hauer & Feld LLP STONE ENERGY CORP SGY S-3 Crude petroleum & natural gas
Avalon GloboCare Corp. AVALON GLOBOCARE CORP S-1 Prepackaged software
Baker Botts L.L.P. ENLINK MIDSTREAM PARTNERS LIMITED PARTNERSHIP ENLK S-3 Petroleum & petroleum productS
Ballard Spahr LLP TRANSENTERIX INC TRXC S-3 Blank check
Becker & Poliakoff LLP DLH HOLDINGS CORP DLHC S-3 Help supply services
Clifford Chance US LLP SUTHERLAND ASSET MANAGEMENT CORP ZFC S-3 REITs
Cooley LLP CYMABAY THERAPEUTICS INC CBAY S-3 Pharma. preparations
Critchfield, Critchfield & Johnston, Ltd. FARMERS NATIONAL BANC CORP FMNB S-4 State commercial banks
Davis Polk & Wardwell LLP CONTURA ENERGY INC ~ S-1 ~
Debevoise & Plimpton LLP US LBM HOLDINGS INC ~ S-1 ~
Debevoise & Plimpton LLP GMS INC GMS S-1 Lumber & other construction materials
DLA Piper LLP PHILLIPS EDISON GROCERY CENTER REIT III INC S-11 REITs
DLA Piper LLP CONNECTURE INC CNXR S-3 Prepackaged software
Drone USA, Inc. DRONE USA INC ~ 10-12G ~
Fenwick & West LLP CASCADIAN THERAPEUTICS INC ONTY S-3 In vitro & in vivo diagnostic substances
Fried, Frank, Harris, Shriver & Jacobson LLP GMS INC GMS S-1 Lumber & other construction materials
Gibson, Dunn & Crutcher LLP BIOCRYST PHARMACEUTICALS INC BCRX S-3 Biological products
Gibson, Dunn & Crutcher LLP AECOM ACM S-4 Engineering services
Gordon Feinblatt LLC FARMERS & MERCHANTS BANCSHARES INC S-1 Savings institutions
Greenberg Traurig, P.A. SBA COMMUNICATIONS CORP SBAC S-4 Comms. Services
GreenMo, Inc. GREENMO INC ~ 1-A ~
Griffin Capital Company, LLC PHILLIPS EDISON GROCERY CENTER REIT III INC S-11 REITs
H.C. Wainwright & Co., LLC MATEON THERAPEUTICS INC MATN S-1 Biological products
Homeier Law PC STAAR SURGICAL CO STAA S-3 Ophthalmic goods
Jones Day TRANSDIGM INC BZC;TDG S-4 ~
Jones Walker LLP FREEPORT- MCMORAN INC FCX S-4 Metal mining
K&L Gates LLP WPCS INTERNATIONAL INC WPCS S-3 Comms. Services
King & Spalding LLP BEAZER HOMES USA INC BZH S-4 Operative builders
Kirkland & Ellis LLP VICI PROPERTIES INC ~ 10-12G ~
Kirkland & Ellis LLP OASIS MIDSTREAM PARTNERS LP S-1 Drilling oil & gas wells
Kirkland & Ellis LLP NRG YIELD LLC S-4 Electric services
Latham & Watkins LLP CONTURA ENERGY INC ~ S-1 ~
Latham & Watkins LLP CONTRAFECT CORP CFRX S-3 Pharma. preparations
Latham & Watkins LLP BLACKLINE INC BL S-1 Prepackaged software
Latham & Watkins LLP CYTORI THERAPEUTICS INC CYTX S-3 Surgical & medical instruments & apparatus
Law Offices of Alexander E. Kuhne, P.C. LOYAL SOURCE MARKET SERVICES INC ~ S-1 ~
Law Offices of T. J. Jesky UBI BLOCKCHAIN INTERNET LTD-DE JAEN S-1 Industrial organic chemicals
Ledgewood, PC RAIT FINANCIAL TRUST RAS S-3 REITs
Loeb & Loeb LLP LOTON CORP LTNR S-1 Computer programming, data process, etc.
Matheau J. W. Stout, Esq. AGILITY HEALTH & WELLNESS CORP ~ S-1 ~
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. MATEON THERAPEUTICS INC MATN S-1 Biological products
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. ROSETTA GENOMICS LTD ROSG F-1 Pharma. preparations
Mitchell, Williams, Selig, Gates & Woodyard, P.L.L.C. HOME BANCSHARES INC HOMB S-4 State commercial banks
Morgan, Lewis & Bockius LLP ANTARES PHARMA INC ATRS S-3 Surgical & medical instruments & apparatus
Norton Rose Fulbright US LLP RIGNET INC RNET S-3 Comms. Services
Olshan Frome Wolosky LLP ID SYSTEMS INC IDSY S-3 Comms. Equipment
Perkins Coie LLP CAI INTERNATIONAL INC CAI S-3 Equipment rental & leasing, not elsewhere classified
Phillips Edison & Company PHILLIPS EDISON GROCERY CENTER REIT III INC S-11 REITs
Pillsbury Winthrop Shaw Pittman LLP UPLAND SOFTWARE INC UPLD S-3 Prepackaged software
Quick Law Group PC ISSUER DIRECT CORP ISDR S-3 Commercial printing
Shearman & Sterling LLP ADVANCED DISPOSAL SERVICES INC ADSW S-3 Refuse systems
Shumaker, Loop & Kendrick, LLP LEGACY EDUCATION ALLIANCE INC LEAI 10-12G Educational services
Sichenzia Ross Ference Kesner LLP DATARAM CORP DRAM S-3 Computer storage devices
Sidley Austin LLP PROSHARES VIX MID-TERM FUTURES ETF AGQ S-1 Management investment offices, open-end
Sidley Austin LLP PROSHARES VIX MID-TERM FUTURES ETF AGQ S-1 Management investment offices, open-end
Sidley Austin LLP ATHENEX INC S-1 Pharma. preparations
Silverman Shin & Byrne ELITE PHARMACEUTICALS INC ELI S-3 Pharma. preparations
Simpson Thacher & Bartlett LLP ATHENEX INC S-1 Pharma. preparations
Skadden, Arps, Slate, Meagher & Flom LLP US LBM HOLDINGS INC ~ S-1 ~
Skadden, Arps, Slate, Meagher & Flom LLP LOTON CORP LTNR S-1 Computer programming, data process, etc.
Squire Patton Boggs LLP HOME BANCSHARES INC HOMB S-4 State commercial banks
Steven I. Weinberger, P.A. FUSION TELE-COMMUNICATIONS INTERNATIONAL INC FSNN S-1 Telephone communications
Stradley Ronon Stevens & Young, LLP INVESCO HIGH INCOME 2024 TARGET TERM FUND ~ N-2 ~
Tracy Law Firm, Ltd. 1212 DEVELOPMENT CORP ~ 1-A ~
Vinson & Elkins L.L.P. OASIS MIDSTREAM PARTNERS LP S-1 Drilling oil & gas wells
Vinson & Elkins L.L.P. HI-CRUSH PARTNERS LP HCLP S-3 Mining & quarrying nonmetallic minerals, except fuels
Vinson & Elkins L.L.P. CRESTWOOD MIDSTREAM PARTNERS LP CMLP S-4 Natural gas transmission
Vorys, Sater, Seymour and Pease LLP FARMERS NATIONAL BANC CORP FMNB S-4 State commercial banks
Wachtell, Lipton, Rosen & Katz CARS.COM INC S-1 Computer processing & data preparation
Weil, Gotshal & Manges LLP CANNAE HOLDINGS INC ~ S-4 ~
Willkie Farr & Gallagher LLP CREDIT SUISSE HIGH YIELD BOND FUND DHY N-2 Investment advice
Wilson Sonsini Goodrich & Rosati, P.C. BLACKLINE INC BL S-1 Prepackaged software
Wyrick Robbins Yates & Ponton LLP CITIUS PHARMACEUTICALS INC TRLO S-1 Motor vehicle parts & accessories
Zysman, Aharoni, Gayer and Sullivan & Worcester LLP CITIUS PHARMACEUTICALS INC TRLO S-1 Motor vehicle parts & accessories
Zysman, Aharoni, Gayer and Sullivan & Worcester LLP ROSETTA GENOMICS LTD ROSG F-1 Pharma. preparations

Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week

IPOs and Transactions: May 1 – 5 / plus M&A whitepaper

There were 45 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Procaccianti Hotel Reit Inc w/ Alston & Bird LLP and Morris, Manning & Martin LLP, Fidelity Southern Corp. w/ Troutman Sanders LLP, Reven Housing Reit Inc. w/ Graubard Miller and Greenberg Traurig, LLP, Sorrento Therapeutics Inc. w/ Paul Hastings LLP and Limoneira Co. w/ Paul Hastings LLP.

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Law firm /Advisor Registrant Symbol Form Industry
Aeglea BioTherapeutics, Inc. AEGLEA BIO-THERAPEUTICS INC AGLE S-3 Pharma preparations
AG Acquisition Group, Inc. AG ACQUISITION GROUP INC ~ 10-12G ~
AirXpanders, Inc. AIRXPANDERS INC 10-12G Wholesale – medical, dental & hospital equipment & supplies
Alston & Bird LLP PROCACCIANTI HOTEL REIT INC ~ S-11 ~
Baker Botts L.L.P. JONES ENERGY INC JONE S-3 Crude petroleum & natural gas
Cassidy & Associates ANVIA HOLDINGS CORP S-1 Blank check
Chapman and Cutler LLP FIRST TRUST ENERGY INCOME & GROWTH FUND FEN N-2 Investors
Chapman and Cutler LLP FIRST TRUST MLP & ENERGY INCOME FUND FEI N-2 Unit investment trusts
CKR Law NEURMEDIX INC 1-A Pharma preparations
CKR Law LLP HYPER-DYNAMICS CORP HDY S-1 Crude petroleum & natural gas
Cooley LLP SHOTSPOTTER INC S-1 Prepackaged software
Cravath, Swaine & Moore LLP IBM CREDIT LLC ~ 10-12G ~
Cravath, Swaine & Moore LLP LAZARD GROUP LLC S-3 Investment advice
Davis Polk & Wardwell LLP KINSALE CAPITAL GROUP INC KNSL S-1 Fire, marine & casualty insurance
Duane Morris LLP SOLIGENIX INC SNGX S-3 Pharma preparations
EAD Law Group, LLC GOLD STANDARD MINING CO ~ S-1 ~
Eaton & Van Winkle LLP AIR INDUSTRIES GROUP AIRI S-1 Aircraft parts & auxiliary equipment
Fenwick & West LLP AEGLEA BIO-THERAPEUTICS INC AGLE S-3 Pharma preparations
Foley & Lardner LLP HEALTH INSURANCE INNOVATIONS INC HIIQ S-3 Insurance agents, brokers & service
Graubard Miller REVEN HOUSING REIT INC RVEN S-11 REITs
Greenberg Traurig, LLP CENTURY COMMUNITIES INC CCS S-4 Operative builders
Greenberg Traurig, LLP REVEN HOUSING REIT INC RVEN S-11 REITs
Hogan Lovells US LLP PARK HOTELS & RESORTS INC PK S-11 Hotels & motels
InPoint Commercial Real Estate Income, Inc. INPOINT COMMERCIAL REAL ESTATE INCOME INC ~ 10-12G ~
K&L Gates LLP VANECK MERK GOLD TRUST OUNZ S-3 Commodity contracts brokers & dealers
Kirkland & Ellis LLP NINE ENERGY SERVICE INC S-1 Oil & gas field services
Latham & Watkins LLP ADVANTAGE SOLUTIONS INC ~ S-1 ~
Ledgewood Law RESOURCE CAPITAL CORP RSO S-3 REITs
Lewis Rice LLC TRUSTCO BANK CORP N Y TRST S-3 State commercial banks
Life Partners Position Holder Trust LIFE PARTNERS POSITION HOLDER TRUST ~ 10-12G ~
Lucosky Brookman LLP YANGTZE RIVER DEVELOPMENT LTD YERR S-3 Real estate
Milbank, Tweed, Hadley & McCloy LLP VANTAGE DRILLING INTERNATIONAL VTG S-1 Drilling oil & gas wells
Morgan, Lewis & Bockius LLP MEI PHARMA INC MEIP S-3 Pharma preparations
Morris, Manning & Martin, LLP PROCACCIANTI HOTEL REIT INC ~ S-11 ~
Morris, Manning & Martin, LLP CARTER VALIDUS MISSION CRITICAL REIT II INC S-11 REITs
O’Neal Law Office HIP CUISINE INC S-1 Retail – eating places
Paul Hastings LLP SORRENTO THERAPEUTICS INC SRNE S-3 Commercial physical & biological research
Paul, Weiss, Rifkind, Wharton & Garrison LLP CENTURY COMMUNITIES INC CCS S-4 Operative builders
Paul, Weiss, Rifkind, Wharton & Garrison LLP MAGNACHIP SEMI-CONDUCTOR CORP MX S-3 Semiconductors & related devices
Pillsbury Winthrop Shaw Pittman LLP AIR INDUSTRIES GROUP AIRI S-1 Aircraft parts & auxiliary equipment
PremierCounsel LLP OWENS REALTY MORTGAGE INC ORM S-3 REITs
Robinson Brog Leinwand Greene Genovese & Gluck P.C. SHOTSPOTTER INC S-1 Prepackaged software
Sanders, Ortoli, Vaughn-Flam, Rosenstadt CANTABIO PHARMA-CEUTICALS INC TBD S-1 Management services
Shearman & Sterling LLP ADVANTAGE SOLUTIONS INC ~ S-1 ~
Shearman & Sterling LLP VENATOR MATERIALS PLC ~ S-1 ~
Silverman Shin & Byrne PLLC HEMISPHERX BIOPHARMA INC HEB S-1 Biological products, except diagnostic substances
Simpson Thacher & Bartlett LLP PARK HOTELS & RESORTS INC PK S-11 Hotels & motels
Skadden, Arps, Slate, Meagher & Flom LLP KINSALE CAPITAL GROUP INC KNSL S-1 Fire, marine & casualty insurance
Squire Patton Boggs LLP LIMONEIRA CO LMNR S-3 Agricultural production-crops
Stradling Yocca Carlson & Rauth, P.C. ENDOLOGIX INC ELGX S-3 Surgical & medical instruments & apparatus
Troutman Sanders LLP FIDELITY SOUTHERN CORP LION S-3 State commercial banks
Vinson & Elkins L.L.P. VENATOR MATERIALS PLC ~ S-1 ~
Vinson & Elkins L.L.P. ROSEHILL RESOURCES INC ROSE S-1 Blank check
Vinson & Elkins L.L.P. ROSEHILL RESOURCES INC ROSE S-3 Blank check
Vinson & Elkins L.L.P. GOODRICH PETROLEUM CORP GDP S-3 Crude petroleum & natural gas
Vinson & Elkins L.L.P. NINE ENERGY SERVICE INC S-1 Oil & gas field services
Wilmer Cutler Pickering Hale and Dorr LLP FORTIVE CORP FTV S-4 Manufacturing industries

Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week

IPOs and Transactions: April 24 – 28 / plus M&A whitepaper

There were 58 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services including Avenue Therapeutics Inc. w/ Alston & Bird LLP and Mintz, Levin, Cohn, Ferris, Glovsky and Popeo PC, Applied Energetics Inc. w/ Masur Griffitts + Co. LLP, Lilus Energy Inc. w/ K&L Gates LLP Pyxis Tankers, Inc. w/ Ellenoff Grossman & Schole LLP and  Jones Day and Rabble One LLC w/ Morrison & Foerster LLP.

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Law firm / advisor Registrant Symbol Form Industry
Akin Gump Strauss Hauer & Feld LLP DIAMONDBACK ENERGY INC FANG S-4 Crude petroleum & natural gas
Alston & Bird LLP TERRA SECURED INCOME FUND 5 LLC ~ 10-12G ~
Alston & Bird LLP AVENUE THERAPEUTICS INC S-1 Pharma preparations
Baker Botts L.L.P. GPM PETROLEUM LP S-1 Wholesale – petroleum & petroleum products
Bernstein Shur ABS LONG/SHORT STRATEGIES FUND ~ N-2 ~
Bingham Greenebaum Doll LLP FIRST MERCHANTS CORP FRME S-4 National commercial banks
Broadstone Net Lease, Inc. BROADSTONE NET LEASE INC ~ 10-12G ~
Carmel, Milazzo & DiChiara LLP CO-DIAGNOSTICS INC S-1 Surgical & medical instruments & apparatus
CKR Law NEURMEDIX INC 1-A Pharma preparations
Clifford Chance US LLP TERRA SECURED INCOME FUND 5 LLC ~ 10-12G ~
Cooley LLP ARCA BIOPHARMA INC ABIO S-3 In vitro & in vivo diagnostic substances
Cooley LLP APPIAN CORP S-1 Pre-packaged software
Davis Polk & Wardwell LLP SMART GLOBAL HOLDINGS INC S-1 Semiconductors & related devices
Ellenoff Grossman & Schole LLP KBL MERGER CORP. IV ~ S-1 Blank check
Ellenoff Grossman & Schole LLP PYXIS TANKERS INC PXS F-1 Deep sea foreign transport of freight
Fenimore, Kay, Harrison & Ford, LLP SOUTHERN MISSOURI BANCORP INC SMBC S-4 Savings institutions
Foley & Lardner LLP CARBONITE INC CARB S-3 Computer processing & data preparation
GKL Registered Agents of NV, Inc. TGS INTERNATIONAL LTD ~ S-1 ~
Holland & Knight LLP KBL MERGER CORP. IV ~ S-1 Blank check
Hunter Taubman Fischer & Li, LLC CHINA COMMERCIAL CREDIT INC CCCR S-3 National commercial banks
Jones Day PYXIS TANKERS INC PXS F-1 Deep sea foreign transport of freight
K&L Gates LLP LILIS ENERGY INC LLEX S-1 Crude petroleum & natural gas
Kirkland & Ellis LLP CARDCONNECT CORP CCN S-3 Blank check
Kirkland & Ellis LLP LINN ENERGY INC LINE S-1 Crude petroleum & natural gas
Kirkland & Ellis LLP ULTRA PETROLEUM CORP UPL S-1 Crude petroleum & natural gas
Latham & Watkins LLP ARDELYX INC ARDX S-3 Pharmaceutical preparations
Latham & Watkins LLP SMART GLOBAL HOLDINGS INC S-1 Semiconductors & related devices
Latham & Watkins LLP ALPHATEC HOLDINGS INC ATEC S-3 Surgical & medical instruments & apparatus
Ledgewood Law CARDCONNECT CORP CCN S-3 Blank check
Locke Lord LLP COMSTOCK RESOURCES INC CRK S-3 Crude petroleum & natural gas
Masur Griffitts + Co. LLP APPLIED ENERGETICS INC AERG S-1 Laboratory apparatus & furniture
Matheau J. W. Stout, Esq. YI XI XIN INC ~ S-1 ~
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. AVENUE THERAPEUTICS INC S-1 Pharma preparations
Morrison & Foerster LLP RABBLE ONE LLC 1-A Real estate
Notes Incorporation NOTES INC ~ S-1 ~
O’Melveny & Myers LLP SPHERE 3D CORP ANY F-1 Computer processing & data preparation
Paul Hastings LLP KAYNE ANDERSON MLP INVESTMENT CO KYN N-2 Investors
Paul Hastings LLP CAREDX INC CDNA S-1 Medical laboratories
Reed Smith LLP BRIGHTHOUSE LIFE INSURANCE CO OF NY ~ S-3 ~
Reed Smith LLP ETFS PALLADIUM TRUST PALL S-3 Commodity contracts brokers & dealers
Reed Smith LLP BRIGHTHOUSE LIFE INSURANCE CO S-3 Life insurance
Ropes & Gray LLP PIMCO CORPORATE & INCOME STRATEGY FUND PCN N-2 Unit investment trusts, face-amount certificate offices & closed-end management investment offices
Ropes & Gray LLP PIMCO INCOME OPPORTUNITY FUND PKO N-2 Unit investment trusts, face-amount certificate offices & closed-end management investment offices
Satterlee Stephens LLP RENOVACARE INC RCAR S-3 Oil & gas field exploration services
Shumaker, Loop & Kendrick, LLP FIRST MERCHANTS CORP FRME S-4 National commercial banks
Sichenzia Ross Ference Kesner LLP NEXEON MEDSYSTEMS INC S-1 Surgical & medical instruments & apparatus
Sidley Austin LLP TPG RE FINANCE TRUST INC ~ S-11 ~
Sidley Austin LLP CELSION CORP CLSN S-1 Electro-medical & electro-therapeutic apparatus
Silver, Freedman, Taff & Tiernan LLP SOUTHERN MISSOURI BANCORP INC SMBC S-4 Savings institutions
Smith, Anderson, Blount, Dorsett, Mitchell & Jernigan, L.L.P. FOUR OAKS FINCORP INC FOFN S-1 State commercial banks
Stradling Yocca Carlson & Rauth, P.C. LANTRONIX INC LTRX S-3 Computer comms equipment
Thompson Coburn LLP NOBLE ROMANS INC NROM S-1 Retail – eating places
Vedder Price P.C. TORTOISE ESSENTIAL ASSETS INCOME 2024 TERM FUND INC ~ N-2 ~
Vinson & Elkins L.L.P. SELECT ENERGY SERVICES INC WTTR S-1 Oil & gas field services
Vinson & Elkins L.L.P. ORCHID ISLAND CAPITAL INC ORC S-3 REITs
Vinson & Elkins L.L.P. GPM PETROLEUM LP S-1 Wholesale – petroleum & petroleum products
Vinson & Elkins LLP TPG RE FINANCE TRUST INC ~ S-11 ~
Wilson Sonsini Goodrich & Rosati, PC APPIAN CORP S-1 Pre-packaged software

 

Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week

IPOs and Transactions: April 17 – 21 / plus M&A whitepaper

There were 41 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services including Eyegate Pharmaceuticals Inc. w/ Burns & Levinson LLP and Lowenstein Sandler LLP, Global Medical REIT Inc. w/ Vinson & Elkins LLP, HCBF Holding Company Inc. w/ Gunster, Yoakley & Stewart PA and Igler and Pearlman PA and Petroquest Energy Inc. w/ Porter Hedges LLP.

We appreciate that they selected to work with us and benefited from our fast turns, spot-on execution and absolute cost transparency.

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Law firm / advisor Registrant Symbol Form Industry
American Retail Group, Inc. AMERICAN RETAIL GROUP INC ARGB 10-12G Miscellaneous chemical products
Baker, Donelson, Bearman, Caldwell & Berkowitz, P.C. MECHANICAL TECHNOLOGY INC MKTY S-1 Measuring & controlling devices
Bass, Berry & Sims PLC ENGILITY CORP DR2;EGL S-4 Engineering services
Bioptix, Inc. BIOPTIX INC BIOP S-3 In vitro & in vivo diagnostic substances
Burns & Levinson LLP EYEGATE PHARMA-CEUTICALS INC EYEG S-1 Pharma. preparations
Chron Organization, Inc. SOUTH AMERICAN PROPERTIES INC SAMP 10-12G Non-operating establishments
Cleary Gottlieb Steen & Hamilton LLP TPI COMPOSITES INC TPIC S-1 Steam, gas & hydraulic turbines & turbine generator set units
Cooley LLP ARGENX N.V. ~ F-1 Biological products
Debevoise & Plimpton LLP SITEONE LANDSCAPE SUPPLY INC SITE S-1 Landscape counseling & planning
Disclosure Law Group, PC WRAP TECHNOLOGIES INC ~ S-1 ~
DLA Piper LLP COLUMBUS MCKINNON CORP CMCO S-3 Construction machinery & equipment
Dorsey & Whitney LLP COGENTIX MEDICAL INC CGNT S-3 Electromedical & electrotherapeutic apparatus
Drinker Biddle & Reath LLP INFINITY CORE ALTERNATIVE FUND ZVAMIX N-2 ~
Ellenoff Grossman & Schole LLP JAKROO INC ~ S-1 Sporting & athletic goods
Frank J. Hariton, Attorney-at-Law SUPERSTAR VAPE INC ~ S-1 ~
Freshfields Bruckhaus Deringer US LLP TPG PACE ENERGY HOLDINGS CORP ~ S-1 Blank check
Goodwin Procter LLP ARGENX N.V. ~ F-1 Biological products
Goodwin Procter LLP TPI COMPOSITES INC TPIC S-1 Steam, gas & hydraulic turbines & turbine generator set units
Gunster, Yoakley & Stewart, P.A. HCBF HOLDING COMPANY INC ~ S-4 Offices of bank holding companies
Haneberg Hurlbert PLC NEWATER TECHNOLOGY INC ~ F-1 Sanitary services
Igler and Pearlman, P.A. HCBF HOLDING COMPANY INC ~ S-4 Offices of bank holding companies
John D. Thomas, P.C. CICLET HOLDINGS INC ~ S-1 ~
K&L Gates LLP LIGHTWAVE LOGIC INC LWLG S-1 Miscellaneous plastics products
K&L Gates LLP NEWATER TECHNOLOGY INC ~ F-1 Sanitary services
Kirkland& Ellis International LLP BRIGHT SCHOLAR EDUCATION HOLDINGS LTD ~ F-1 Educational services
Latham & Watkins LLP MILACRON HOLDINGS CORP MCRN S-1 Special industry machinery
Latham & Watkins LLP VIEWRAY INC MRXC S-3 Retail – misc. retail
Lowenstein Sandler LLP EYEGATE PHARMA-CEUTICALS INC EYEG S-1 Pharma. preparations
Lowenstein Sandler LLP ZOMEDICA PHARMA-CEUTICALS CORP ~ S-1 Pharma. preparations
Lucosky Brookman LLP AKERS BIOSCIENCES INC AKER S-3 Industrial inorganic chemicals
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. CORINDUS VASCULAR ROBOTICS INC CVRS S-3 Surgical & medical instruments & apparatus
NautaDutilh N.V. ARGENX N.V. ~ F-1 Biological products
O’Melveny & Myers LLP WILLDAN GROUP INC WLDN S-3 Engineering services
Orrick, Herrington & Sutcliffe LLP JMP GROUP LLC JMP S-3 Security brokers, dealers & flotation companies
Orrick, Herrington & Sutcliffe LLP LEVI STRAUSS & CO ~ S-4 Apparel & other finished products made from fabrics & similar material
Ortoli Rosenstadt LLP CHINA INTERNET NATIONWIDE FINANCIAL SERVICES INC ~ F-1 Management consulting services
Pillsbury Winthrop Shaw Pittman LLP IDENTIV INC INVE S-3 Computer peripheral equipment
Porter Hedges LLP PETROQUEST ENERGY INC PQ S-4 Crude petroleum & natural gas
Reed Smith LLP JAGUAR ANIMAL HEALTH INC JAGX S-4 Pharma. preparations
Ropes & Gray LLP MILACRON HOLDINGS CORP MCRN S-1 Special industry machinery
Shutts & Bowen LLP RENNOVA HEALTH INC RNVA S-1 Testing laboratories
Sichenzia Ross Ference Kesner LLP CHINA INTERNET NATIONWIDE FINANCIAL SERVICES INC ~ F-1 Management consulting services
Sichenzia Ross Ference Kesner LLP MEDOVEX CORP MDVX S-3 Surgical & medical instruments & apparatus
Simpson Thacher & Bartlett LLP SITEONE LANDSCAPE SUPPLY INC SITE S-1 Landscape counseling & planning
Superb Acquisition, Inc. SUPERB ACQUISITION INC ~ 10-12G ~
Tingle Merrett LLP ZOMEDICA PHARMA-CEUTICALS CORP ~ S-1 Pharma. preparations
Vinson & Elkins L.L.P. GLOBAL MEDICAL REIT INC GMRE S-3 REIT
Vinson & Elkins L.L.P. USA COMPRESSION PARTNERS LP USAC S-3 Natural gas transmission
Weil, Gotshal & Manges LLP AMC ENTERTAINMENT HOLDINGS INC AMC S-4 Motion picture theaters
Weil, Gotshal & Manges LLP TPG PACE ENERGY HOLDINGS CORP ~ S-1 Blank check
Weintraub Tobin Chediak Coleman Grodin, Law Corp. ADAMIS PHARMA-CEUTICALS CORP ADMP S-3 Pharma. preparations
Wilson Sonsini Goodrich & Rosati PC BRIGHT SCHOLAR EDUCATION HOLDINGS LTD ~ F-1 Educational services
Wilson Sonsini Goodrich & Rosati, PC CAPNIA INC CAPN S-1 Electromedical & electrotherapeutic apparatus

 

Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week

IPOs and Transactions: April 10 – 14 / plus M&A whitepaper

There were 55 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services including PavMed Inc. w/ Greenberg Traurig LLP, Chino Commercial Bancorp w/ King, Holmes, Paterno & Soriano LLP, Highpower International Inc. w/ Manatt, Phelps & Phillips LLP and Capital Acquisition Holding Co. LTD w/ Graubard Miller, Kirkland & Ellis LLP, Latham & Watkins LLP and Walkers Global.

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Law firm / advisor Registrant Symbol Form Industry
Allianz Life Insurance Company of North America ALLIANZ LIFE INSURANCE CO OF NEW YORK ~ S-1 Life insurance
Allianz Life Insurance Company of North America ALLIANZ LIFE INSURANCE CO OF NORTH AMERICA ~ S-1 Life insurance
Andrews Kurth Kenyon LLP TAPSTONE ENERGY INC ~ S-1 Crude petroleum & natural gas
Andrews Kurth Kenyon LLP BASIC ENERGY SERVICES INC BAS S-3 Oil & gas field services
Bass, Berry & Sims PLC QUORUM HEALTH CORP QHC S-4 General medic & surgical hospitals
Bevilacqua PLLC ICTV BRANDS INC ICV S-1 Retail – catalog & mail-order houses
Breyer & Associates PC RIVERVIEW BANCORP INC RVSB S-3 Savings institutions
Bryan Cave LLP GENERAL MOLY INC GMO S-3 Metal mining
Clifford Chance US LLP SAFETY INCOME & GROWTH INC ~ S-11 Lessors of real property
Cooley LLP AUDENTES THERAPEUTICS INC BOLD S-1 Biological products
Cooley LLP OVID THERAPEUTICS INC ~ S-1 Pharma. preparations
Cooley LLP MATTERSIGHT CORP MATR S-3 Computer integrated systems design
Davis Polk & Wardwell LLP KADMON HOLDINGS INC KDMN S-1 Pharma. preparations
Debevoise & Plimpton LLP US FOODS HOLDING CORP USFD S-1 Retail – Misc. food stores
DLA Piper LLP NABRIVA THERAPEUTICS PLC ~ S-4 ~
Dorsey & Whitney LLP NIOCORP DEVELOPMENTS LTD ~ S-1 Metal mining
Durham Jones & Pinegar, P.C. DYNATRONICS CORP DYNT S-3 Electromedical & electrotherapeutic apparatus
Eversheds Sutherland LLP GREAT WEST LIFE & ANNUITY INSURANCE CO ~ S-1 ~
Eversheds Sutherland LLP UNITED STATES NATURAL GAS FUND LP UNG S-3 Commodity contracts brokers & dealers
Eversheds Sutherland LLP OFS CAPITAL CORP OFS N-2 Investment advice
Fenwick & West LLP AUDENTES THERAPEUTICS INC BOLD S-1 Biological products
Fredrikson & Byron P.A. NEPHROS INC NEPH S-1 Surgical & medical instruments & apparatus
Goodwin Procter LLP AERPIO PHARMACEUTICALS INC ~ S-1 Blank check
Goodwin Procter LLP G1 THERAPEUTICS INC ~ S-1 Pharma. preparations
Goodwin Procter LLP OVID THERAPEUTICS INC ~ S-1 Pharma. preparations
Graubard Miller CAPITOL ACQUISITION HOLDING CO LTD ~ S-4 ~
Greenberg Traurig, LLP PAVMED INC PAVM S-4 Surgical & medical instruments & apparatus
Haynes and Boone, LLP CALLON PETROLEUM CO CPE S-4 Crude petroleum & natural gas
Hill Ward Henderson NUO THERAPEUTICS INC 4C7A S-1 Surgical & medical instruments & apparatus
Honigman Miller Schwartz and Cohn LLP GEMPHIRE THERAPEUTICS INC GEMP S-1 Pharma. preparations
Ithrive PH Inc. ITHRIVE PH INC ~ 1-A ~
Jones Day PEABODY ENERGY CORP BTU S-1 Bituminous coal & lignite surface mining
King & Spalding LLP SIMPLY GOOD FOODS CO CPAA S-4 Blank check
King, Holmes, Paterno & Soriano, LLP CHINO COMMERCIAL BANCORP CCBC 1-A National commercial banks
Kirkland & Ellis LLP CAPITOL ACQUISITION HOLDING CO LTD ~ S-4 ~
Kirkland & Ellis LLP SIMPLY GOOD FOODS CO CPAA S-4 Blank check
Kirkland & Ellis LLP VINE RESOURCES INC ~ S-1 Crude petroleum & natural gas
Kirkland & Ellis LLP ICHOR HOLDINGS LTD ICHR S-1 Semiconductors & related devices
Latham & Watkins LLP CAPITOL ACQUISITION HOLDING CO LTD ~ S-4 ~
Latham & Watkins LLP WILLIAM LYON HOMES INC WLH S-4 Operative builders
Latham & Watkins LLP CBS RADIO INC ~ S-4 Radio broadcasting stations
Latham & Watkins LLP ENTERCOM COMMUNICATIONS CORP ETM S-4 Radio broadcasting stations
Latham & Watkins LLP ICHOR HOLDINGS LTD ICHR S-1 Semiconductors & related devices
Latham & Watkins LLP HC2 HOLDINGS INC HCHC S-3 Telephone comm.
Locke Lord LLP PDL COMMUNITY BANCORP ~ S-1 ~
Lowenstein Sandler LLP NUO THERAPEUTICS INC 4C7A S-1 Surgical & medical instruments & apparatus
Manatt, Phelps & Phillips, LLP HIGHPOWER INTERNATIONAL INC HPJ S-3 Misc. electrical machinery, equipment & supplies
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. G1 THERAPEUTICS INC ~ S-1 Pharma. preparations
Morrison & Foerster LLP PAIN THERAPEUTICS INC PTIE S-3 Pharma. preparations
Murtha Cullina LLP CONNECTICUT WATER SERVICE INC CTWS S-4 Water supply
Nelson Mullins Riley & Scarborough LLP GRIFFIN CAPITAL ESSENTIAL ASSET REIT II INC ~ S-11 Real estate investment trusts
Office of Richard Rubin EWELLNESS HEALTHCARE CORP ~ S-1 Blank check
Porter Hedges LLP CARRIAGE SERVICES INC CSV S-3 Personal services
Reed Smith LLP TEUCRIUM COMMODITY TRUST CORN S-1 Commodity contracts brokers & dealers
Registered Agents Services LLC CANTOR GROUP INC ~ S-1 ~
Ropes & Gray LLP ALTICE USA INC ~ S-1 ~
SD Law Group APC RICH PHARMACEUTICALS INC RCHA S-1 Pharma. preparations
Shearman & Sterling LLP ALTICE USA INC ~ S-1 ~
Sichenzia Ross Ference Kesner LLP HEALTHLYNKED CORP ~ S-1 Offices & clinics of doctors of medicine
Sidley Austin LLP VERMILLION INC VRML S-3 In vitro & in vivo diagnostic substances
Sidley Austin LLP SAFETY INCOME & GROWTH INC ~ S-11 Lessors of real property
Sidley Austin LLP STARWOOD PROPERTY TRUST INC STWD S-4 Real estate investment trusts
Sidley Austin LLP US FOODS HOLDING CORP USFD S-1 Retail – Misc. food stores
Silver, Freedman, Taff & Tiernan LLP PDL COMMUNITY BANCORP ~ S-1 ~
Simpson Thacher & Bartlett LLP US FOODS HOLDING CORP USFD S-1 Retail – Misc. food stores
Skadden, Arps, Slate, Meagher & Flom LLP GREAT ELM CAPITAL CORP GECC N-2 Investors
Stubbs Alderton & Markiles, LLP RESONANT INC RESN S-3 Semiconductors & related devices
Thomas J. Craft, Jr., Esq. EWELLNESS HEALTHCARE CORP ~ S-1 Blank check
Troutman Sanders LLP PACIFIC ETHANOL INC PEIX S-3 Industrial organic chemicals
Vinson & Elkins L.L.P. TAPSTONE ENERGY INC ~ S-1 Crude petroleum & natural gas
Vinson & Elkins L.L.P. VINE RESOURCES INC ~ S-1 Crude petroleum & natural gas
Wachtell, Lipton, Rosen & Katz CBS RADIO INC ~ S-4 Radio broadcasting stations
Wachtell, Lipton, Rosen & Katz ENTERCOM COMMUNICATIONS CORP ETM S-4 Radio broadcasting stations
Walkers Global CAPITOL ACQUISITION HOLDING CO LTD ~ S-4 ~
Whitman Breed Abbott & Morgan LLC CONNECTICUT WATER SERVICE INC CTWS S-4 Water supply

Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week

IPOs and Transactions: April 3 – 7 / plus M&A whitepaper

There were 51 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services including Ampliphi Biosciences Corp. w/ Cooley LLP and Mintz, Levin, Cohn, Ferris, Glovsky and Popeo PC, Southern National Bancorp of Virginia Inc., w/ Alston & Bird LLP and Troutman Sanders LLP, Matinas Biopharma Holdings Inc. w/ Lowenstein Sandler LLP and Sterling Bacncorp w/ Squire Patton Boggs LLP and Wachtell, Lipton, Rosen & Katz.

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Law firm / advisor Registrant Symbol Form Industry
Akin Gump Strauss Hauer & Feld LLP EAGLE BULK SHIPPING INC EGLE S-3 Deep sea foreign transportation of freight
Alston & Bird LLP SOUTHERN NATIONAL BANCORP OF VIRGINIA INC SONA S-4 State commercial banks
American Electric Power Service Corp. AEP TRANSMISSION COMPANY LLC ~ S-4 ~
Barrett McNagny LLP STEEL DYNAMICS INC STLD S-4 Steel works, blast furnaces (including coke ovens) & rolling mills
Blake, Cassels & Graydon LLP ZYMEWORKS INC ~ F-1 Pharma. preparations
Brunson Chandler, & Jones, PLLC APPIPHANY TECHNOLOGIES HOLDINGS CORP APHD S-1 Services – computer programming services
Cleary Gottlieb Steen & Hamilton LLP TPG SPECIALTY LENDING INC TSLX N-2 Finance services
Clifford Chance US LLP KKR REAL ESTATE FINANCE TRUST INC ~ S-11 REITs
Cooley LLP AMPLIPHI BIOSCIENCES CORP APHB S-1 Biological products
Cooley LLP SENSEONICS HOLDINGS INC SENS S-3 Industrial instruments for measurement, display, control
Cooley LLP BIOHAVEN PHARMACEUTICAL HOLDING CO LTD ~ S-1 Pharma. preparations
Cooley LLP UROGEN PHARMA LTD ~ F-1 Pharma. preparations
Cooley LLP VERONA PHARMA PLC ~ F-1 Pharma. preparations
Cooley LLP ZYMEWORKS INC ~ F-1 Pharma. preparations
Cooley LLP SYNDAX PHARMACEUTICALS INC SNDX S-3 Pharma. preparations
Covington & Burling LLP UROGEN PHARMA LTD ~ F-1 Pharma. preparations
Davis Polk & Wardwell LLP FOGO DE CHAO INC FOGO S-3 Retail – eating places
Davis Polk & Wardwell LLP COUPA SOFTWARE INC COUP S-1 Services – prepackaged software
Dentons US LLP WINDTREE THERAPEUTICS INC WINT S-1 Biological products
Dieterich & Associates PHI GROUP INC PHIL S-1 Services – management services
Digital Ally, Inc. DIGITAL ALLY INC DGLY S-3 Radio & television broadcasting & communications equipment
Dorsey & Whitney LLP CACHET FINANCIAL SOLUTIONS INC CAFN S-3 Blank check
Dorsey & Whitney LLP INTELGENX TECHNOLOGIES CORP IGX S-1 Pharma. preparations
Eversheds Sutherland LLP TRIANGLE CAPITAL CORP TCAP N-2 Finance services
Eversheds Sutherland LLP THL CREDIT INC TCRD N-2 Investors
Fenimore, Kay, Harrison & Ford, LLP GUARANTY BANCSHARES INC ~ S-1 State commercial banks
Fenwick & West LLP ADESTO TECHNOLOGIES CORP IOTS S-3 Semiconductors & related devices
Gornitzky & Co. UROGEN PHARMA LTD ~ F-1 Pharma. preparations
Gray, Plant, Mooty, Mooty & Bennett, P.A. EVINE LIVE INC EVLV S-3 Retail – catalog & mail-order houses
Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP COUPA SOFTWARE INC COUP S-1 Services – prepackaged software
Hamburger Evron & Co. UROGEN PHARMA LTD ~ F-1 Pharma. preparations
Haynes and Boone, LLP KMG CHEMICALS INC KMG S-3 Chemicals & allied products
Hogan Lovells US LLP PLAYA HOTELS & RESORTS N.V. PLYA S-1 Hotels & motels
Hunton & Williams LLP GUARANTY BANCSHARES INC ~ S-1 State commercial banks
Jones Day 1ST FRANKLIN FINANCIAL CORP FFFC S-1 Personal credit institutions
K&L Gates LLP BIOTIME INC BTX S-3 Biological products
Kelley Drye & Warren LLP OCEAN POWER TECHNOLOGIES INC OPTT S-1 Electrical machinery, equipment & supplies
Kramer Levin Naftalis & Frankel LLP INSPIRED ENTERTAINMENT INC INSE S-3 Blank checks
Latham & Watkins LLP VERONA PHARMA PLC ~ F-1 Pharma. preparations
Latham & Watkins LLP CORVUS PHARMACEUTICALS INC CRVS S-3 Services – commercial physical & biological research
Law Office of Russell B. Adler, P.A. FATHER TIME INC ~ S-1 ~
Locke Lord LLP AXCELIS TECHNOLOGIES INC ACLS S-3 Special industry machinery
Lowenstein Sandler LLP MATINAS BIOPHARMA HOLDINGS INC MTNB S-3 Pharma. preparations
McCarthy Tétrault LLP ZYMEWORKS INC ~ F-1 Pharma. preparations
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. AMPLIPHI BIOSCIENCES CORP APHB S-1 Biological products
Porter Hedges LLP OCEAN POWER TECHNOLOGIES INC OPTT S-1 Electrical machinery, equipment & supplies
Porter, Wright, Morris & Arthur LLP SB FINANCIAL GROUP INC SBFG S-3 State commercial banks
Proskauer Rose LLP FIVE POINT HOLDINGS LLC NWDHU S-11 Real estate
Ropes & Gray LLP BIOHAVEN PHARMACEUTICAL HOLDING CO LTD ~ S-1 Pharma. preparations
Shearman & Sterling LLP ADVANCEPIERRE FOODS HOLDINGS INC APFH S-1 Food preparations
Sidley Austin LLP CELSION CORP CLSN S-1 Electromedical & electrotherapeutic apparatus
Simpson Thacher & Bartlett LLP KKR REAL ESTATE FINANCE TRUST INC ~ S-11 REITs
Skadden, Arps, Slate, Meagher & Flom LLP XAI OCTAGON FLOATING RATE INCOME & CREDIT ALTERNATIVE TRUST ~ N-2 ~
Skadden, Arps, Slate, Meagher & Flom LLP ISHARES DOW JONES-UBS ROLL SELECT COMMODITY INDEX TRUST CMDT S-1 Commodity contracts brokers & dealers
Skadden, Arps, Slate, Meagher & Flom LLP ADVANCEPIERRE FOODS HOLDINGS INC APFH S-1 Food preparations
Skadden, Arps, Slate, Meagher & Flom LLP ISHARES S&P GSCI COMMODITY-INDEXED TRUST GSG S-3 Investors
Skadden, Arps, Slate, Meagher & Flom LLP ZYMEWORKS INC ~ F-1 Pharma. preparations
Skadden, Arps, Slate, Meagher & Flom LLP FIVE POINT HOLDINGS LLC NWDHU S-11 Real estate
Squire Patton Boggs LLP STERLING BANCORP STL S-4 National commercial banks
Stradley Ronon Stevens & Young, LLP USQ CORE REAL ESTATE FUND ~ N-2 ~
Sullivan & Cromwell LLP HUGHES SATELLITE SYSTEMS CORP HUGH S-4 Communications services, not elsewhere classified
Troutman Sanders LLP SOUTHERN NATIONAL BANCORP OF VIRGINIA INC SONA S-4 State commercial banks
TroyGould PC CYTRX CORP CYTR S-3 Biological products
Vinson & Elkins L.L.P. NATURAL RESOURCE PARTNERS LP NRP S-3 Bituminous coal & lignite surface mining
Vinson & Elkins L.L.P. NATURAL RESOURCE PARTNERS LP NRP S-4 Bituminous coal & lignite surface mining
Vinson & Elkins L.L.P. GASTAR EXPLORATION INC GST S-3 Crude petroleum & natural gas
Wachtell, Lipton, Rosen & Katz STERLING BANCORP STL S-4 National commercial banks
Weintraub Tobin Chediak Coleman Grodin Law Corp. RICEBRAN TECHNOLOGIES RIBT S-3 Grain mill products
White & Case LLP VERONA PHARMA PLC ~ F-1 Pharma. preparations
Willkie Farr & Gallagher LLP GABELLI HEALTHCARE & WELLNESSRX TRUST GRX N-2 Unit investment trusts, face-amount certificate offices & closed-end management investment offices

Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week

IPOs and Transactions: March 27 – 31 / plus M&A whitepaper

There were 54 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services including Whitehorse Finance Inc. w/ Dechert LLP, Neurotrope Inc. w/ Mintz, Levin, Cohn, Ferris, Glovsky and Popeo PC, Pharmathene Inc. w/ Dentons US LLP, Internap Corp. w/ Jenner & Block LLP and Pavmed Inc. w/ Greenberg Traurig, LLP.

We appreciate that they selected to work with us and benefited from our fast turns, spot-on execution and absolute cost transparency.

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Law firm / Advisor Registrant Symbol Form Industry
Alston & Bird LLP PRIME MERIDIAN HOLDING CO ~ S-1 State commercial banks
Andrews Kurth Kenyon LLP SANCHEZ PRODUCTION PARTNERS LP SPP S-3 Crude petroleum & natural gas
Bass, Berry & Sims PLC GLADSTONE LAND CORP LAND S-3 Real estate investment trusts
Cleary Gottlieb Steen & Hamilton LLP CHINA RAPID FINANCE LTD ~ F-1 Finance services
Cooley LLP TRACON PHARMACEUTICALS INC TCON S-1 Biological products
Cooley LLP HTG MOLECULAR DIAGNOSTICS INC HTGM S-3 Laboratory analytical instruments
Cooley LLP AKCEA THERAPEUTICS INC ~ S-1 Pharma. preparations
Cooley LLP MIRAGEN THERAPEUTICS INC SGNL S-3 Medical laboratories
Davis Polk & Wardwell LLP BEAR NEWCO INC ~ S-4 ~
Davis Polk & Wardwell LLP FRONTIER GROUP HOLDINGS INC ~ S-1 ~
Davis Polk & Wardwell LLP AKCEA THERAPEUTICS INC ~ S-1 Pharma. preparations
Davis Polk & Wardwell LLP CARVANA CO ~ S-1 Auto dealers & gasoline stations
Dechert LLP FS GLOBAL CREDIT OPPORTUNITIES FUND-T2 ~ N-2 ~
Dechert LLP NB CROSSROADS PRIVATE MARKETS FUND V (TE) LP ~ N-2 ~
Dechert LLP WHITEHORSE FINANCE INC WHF N-2 Investment advice
Dentons US LLP PHARMATHENE INC PIP S-3 Pharma. preparations
Dentons US LLP MYND ANALYTICS INC CNSO S-1 Misc. health & allied services
DLA Piper LLP IDEAL POWER INC IPWR S-3 Electrical industrial apparatus
Ellenoff Grossman & Schole LLP NATIONAL ENERGY SERVICES REUNITED CORP ~ S-1 Blank check
Ellenoff Grossman & Schole LLP ITUS CORP ITUS S-3 Computer peripheral equipment
Ellenoff Grossman & Schole LLP APRICUS BIOSCIENCES INC APRI S-1 Pharma. preparations
Fenwick & West LLP ONCOGENEX PHARMACEUTICALS INC OGXI S-4 In vitro & in vivo diagnostic substances
Fenwick & West LLP KALVISTA PHARMACEUTICALS INC KALV S-3 Pharma. preparations
Fenwick & West LLP CLOUDERA INC ~ S-1 Services – prepackaged software
Fried, Frank, Harris, Shriver & Jacobson LLP EXPO EVENT HOLDCO INC ~ S-1 Business services
Goodwin Procter LLP AMPIO PHARMACEUTICALS INC AMPE S-3 Pharma. preparations
Goodwin Procter LLP FUNDRISE FOR-SALE HOUSING EFUND – LOS ANGELES CA LLC ~ 1-A Real estate
Goodwin Procter LLP FUNDRISE FOR-SALE HOUSING EFUND – WASHINGTON DC LLC ~ 1-A Real estate
Greenberg Traurig, LLP PAVMED INC PAVM S-1 Surgical & medical instruments & apparatus
Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP CLOUDERA INC ~ S-1 Prepackaged software
Hughes Hubbard & Reed LLP FLUSHING FINANCIAL CORP FFIC S-3 Savings institutions
Igler and Pearlman, P.A. PRIME MERIDIAN HOLDING CO ~ S-1 State commercial banks
InCorp Services, Inc. LITORIUM GROUP CORP ~ S-1 ~
Jenner & Block LLP INTERNAP CORP INAP S-3 Computer processing & data preparation
Kirkland & Ellis LLP CARVANA CO ~ S-1 Auto dealers & gasoline stations
Krueger LLP FREIGHT SOLUTION INC ~ S-1 ~
Latham & Watkins LLP FRONTIER GROUP HOLDINGS INC ~ S-1 ~
Latham & Watkins LLP ANTERO RESOURCES MIDSTREAM MANAGEMENT LLC ~ S-1 Natural gas transmission
Latham & Watkins LLP APRICUS BIOSCIENCES INC APRI S-1 Pharma. preparations
Latham & Watkins LLP CAMPING WORLD HOLDINGS INC CWH S-1 Auto dealers & gasoline stations
Latham & Watkins LLP EXPO EVENT HOLDCO INC ~ S-1 Business services
Latham & Watkins LLP CYTORI THERAPEUTICS INC CYTX S-3 Surgical & medical instruments & apparatus
Legal & Compliance LLC MUSCLE MAKER INC ~ 1-A ~
Loeb & Loeb LLP NATIONAL ENERGY SERVICES REUNITED CORP ~ S-1 Blank check
Lowenstein Sandler LLP MALVERN BANCORP INC MLVF S-4 Offices of bank holding companies
Luse Gorman, PC FIRST GUARANTY BANCSHARES INC FGBI S-4 Savings institutions
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo P.C. NEUROTROPE INC NTRP S-3 Prepackaged software
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. MICROBOT MEDICAL INC MBOT S-3 Biological products
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. YIELD10 BIOSCIENCE INC YTEN S-3 Miscellaneous plastics products
Morgan, Lewis & Bockius LLP WORLD CURRENCY GOLD TRUST ~ S-1 Commodity contracts brokers & dealers
Nationwide Life Insurance Company NATIONWIDE LIFE INSURANCE CO ~ S-1 Life insurance
Nelson Mullins Riley & Scarborough LLP SOUTHERN FIRST BANCSHARES INC SFST S-3 National commercial banks
Nixon Peabody LLP EAGLE BANCORP MONTANA INC EBMT S-3 Savings institutions
Ogier NATIONAL ENERGY SERVICES REUNITED CORP ~ S-1 Blank check
Paul Hastings LLP ONCOGENEX PHARMACEUTICALS INC OGXI S-4 In vitro & in vivo diagnostic substances
Perkins Coie LLP BLUCORA INC BCOR S-3 Computer processing & data preparation
Precise Acquisition, Inc. PRECISE ACQUISITION INC ~ S-1 ~
Reed Smith LLP BRYN MAWR BANK CORP BMTC S-4 State commercial banks
Ropes & Gray LLP VERASTEM INC VSTM S-3 Pharma. preparations
Ruskin Moscou Faltischek, P.C. MICROBOT MEDICAL INC MBOT S-3 Biological products
Shearman & Sterling LLP BEAR NEWCO INC ~ S-4 ~
Shearman & Sterling LLP CHINA RAPID FINANCE LTD ~ F-1 Finance services
Simpson Thacher & Bartlett LLP APX GROUP INC ~ S-4 Misc. business services
Skadden, Arps, Slate, Meagher & Flom LLP GAMCO NATURAL RESOURCES GOLD AND INCOME TRUST GNT N-2 Investment advice
Skadden, Arps, Slate, Meagher & Flom LLP GREEN BANCORP INC GNBC S-4 National commercial banks
Stevens & Lee, P.C. BRYN MAWR BANK CORP BMTC S-4 State commercial banks
Vinson & Elkins L.L.P. ANTERO RESOURCES MIDSTREAM MANAGEMENT LLC ~ S-1 Natural gas transmission
Vinson & Elkins L.L.P. CRESTWOOD EQUITY PARTNERS LIMITED PARTNERSHIP CEQP S-3 Nonstore retailers
Weil, Gotshal & Manges LLP CAMPING WORLD HOLDINGS INC CWH S-1 Auto dealers & gasoline stations
Whitaker Chalk Swindle & Schwartz, PLLC FIRST GUARANTY BANCSHARES INC FGBI S-4 Savings institutions

Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Click here to review the week’s underwriters.

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IPOs and Transactions: March 20 – 24 / plus M&A whitepaper

There were 47 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services including Checkpoint Therapeutics Inc. w/ Alston & Bird LLP, Lakeland Industries Inc. w/ Moomjian, Waite & Coleman LLP and Icahn Enterprises Finance Corp. w/ Proskauer Rose LLP.

We appreciate that they selected to work with us and benefited from our fast turns, spot-on execution and absolute cost transparency.

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Law firm / advisor Registrant Symbol Form Industry
Alston & Bird LLP CHECKPOINT THERAPEUTICS INC S-1 Pharmaceutical preparations
Baker, Donelson, Bearman, Caldwell & Berkowitz, PC OLD LINE BANCSHARES INC OLBK S-4 State commercial banks
BlackRock Capital Investment Corp. BLACKROCK CAPITAL INVESTMENT CORP BKCC N-2 Investment offices
Bryan Cave LLP A.S.V. LLC ~ S-1 Construction machinery & equipment
Business Filings Inc. CHEE CORP ~ S-1 ~
Cahill Gordon & Reindel LLP DONNELLEY FINANCIAL SOLUTIONS INC DFIN S-1 Misc. business services
Clifford Chance US LLP AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC ~ N-2 ~
Clifford Chance US LLP AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC ~ N-2 ~
Clifford Chance US LLP AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC ~ N-2 ~
Cooley LLP ENPHASE ENERGY INC ENPH S-3 Semiconductors & related devices
Cooley LLP EVERBRIDGE INC EVBG S-1 Prepackaged software
Davis Polk & Wardwell LLP WIDEOPENWEST INC ~ S-1 ~
Davis, Graham & Stubbs LLP ROYAL HAWAIIAN ORCHARDS LIMITED PARTNERSHIP NNUTU S-1 Agricultural production-crops
Dechert LLP PENNANTPARK INVESTMENT CORP PNNT N-2 Investors, not elsewhere classified
Dechert LLP TIAA REAL ESTATE ACCOUNT 15557Z S-1 Real estate
Dorsey & Whitney LLP A.S.V. LLC ~ S-1 Construction machinery & equipment
Dorsey & Whitney LLP HEARTLAND FINANCIAL USA INC HTLF S-4 State commercial banks
Ellenoff Grossman & Schole LLP FORUM MERGER CORP ~ S-1 Blank check
Ellenoff Grossman & Schole LLP SUNSHINE HEART INC SSH S-1 Electro-medical & electro-therapeutic apparatus
Eversheds Sutherland LLP UNITED STATES 12 MONTH OIL FUND LP USL S-3 Commodity contracts brokers & dealers
Eversheds Sutherland LLP UNITED STATES COMMODITY INDEX FUNDS TRUST USCI S-1 Commodity contracts brokers & dealers
Eversheds Sutherland LLP UNITED STATES COMMODITY INDEX FUNDS TRUST USCI S-1 Commodity contracts brokers & dealers
Eversheds Sutherland LLP UNITED STATES GASOLINE FUND LP UGA S-1 Commodity contracts brokers & dealers
Eversheds Sutherland LLP UNITED STATES BRENT OIL FUND LIMITED PARTNERSHIP BNO S-3 Management investment offices, open-end
Faegre Baker Daniels LLP NORTHERN OIL & GAS INC NOG S-4 Crude petroleum & natural gas
Goodwin Procter LLP EVERBRIDGE INC EVBG S-1 Prepackaged software
Gordon Feinblatt LLC OLD LINE BANCSHARES INC OLBK S-4 State commercial banks
Graubard Miller FORUM MERGER CORP ~ S-1 Blank check
Haynes and Boone, LLP ENERGY RESOURCES 12 L.P ~ S-1 Crude petroleum & natural gas
Holland & Knight LLP STEWARDSHIP FINANCIAL CORP SSFN S-1 State commercial banks
Honigman Miller Schwartz and Cohn LLP SUNSHINE HEART INC SSH S-1 Electro-medical & electro-therapeutic apparatus
InCorp Services, Inc. ARION GROUP CORP ~ S-1 ~
Kirkland & Ellis LLP WIDEOPENWEST INC ~ S-1 ~
Latham & Watkins LLP SPIRIT REALTY CAPITAL INC SRC S-4 Operators of nonresidential buildings
Latham & Watkins LLP T2 BIOSYSTEMS INC TTOO S-3 Surgical & medical instruments & apparatus
Legal & Compliance, LLC ONLY NATURAL WELLNESS CORP ~ S-1 ~
Manatt, Phelps & Phillips, LLP CNOTE GROUP INC ~ 1-A Loan brokers
Matthew McMurdo, Esq. BLUEHIVE INC ~ S-1 ~
McCarter & English, LLP STEWARDSHIP FINANCIAL CORP SSFN S-1 State commercial banks
Miller Nash Graham & Dunn LLP BANK OF COMMERCE HOLDINGS BOCH S-3 State commercial banks
Mitchell Silberberg & Knupp, LLP MAX-1 ACQUISITION CORP ~ 10-12G ~
Moomjian, Waite & Coleman, LLP LAKELAND INDUSTRIES INC LAKE S-3 Orthopedic, prosthetic & surgical appliances & supplies
Morris, Manning & Martin, LLP FLAT ROCK CAPITAL CORP ~ 10-12G ~
Nevada Discount Registered Agent, Inc. FOLKUP DEVELOPMENT INC ~ S-1 ~
Nossiff Law Firm LLP NORTHSIGHT CAPITAL INC NCAP S-1 Beverages
Proskauer Rose LLP ICAHN ENTERPRISES FINANCE CORP IEP S-4 Motor vehicle parts & accessories
Ropes & Gray LLP ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND ~ N-2 ~
Ropes & Gray LLP STONE RIDGE TRUST V ~ N-2 ~
Schiff Hardin LLP FIRST MID ILLINOIS BANCSHARES INC FMBH S-3 State commercial banks
Shapiro Bieging Barber Otteson LLP HEARTLAND FINANCIAL USA INC HTLF S-4 State commercial banks
Skadden, Arps, Slate, Meagher & Flom LLP BLACKROCK CAPITAL INVESTMENT CORP BKCC N-2 Investment offices
SRK Kronengold Law Offices CANNABICS PHARMACEUTICALS INC AMCM S-3 Metal mining
Sullivan & Cromwell LLP DONNELLEY FINANCIAL SOLUTIONS INC DFIN S-1 Misc. business services
Trowbridge Sidoti BRIDGEWELL PREFERRED INCOME FUND LP ~ 1-A ~
V Financial Group., LLC AUSTRALIAN FORMULATED CORP ~ S-1 ~
Vinson & Elkins L.L.P. DASEKE INC HCAC S-3 Blank check
Vorys, Sater, Seymour and Pease LLP CENTRAL FEDERAL CORP CFBK S-3 Savings institutions, federally chartered

Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week