Category Archives: IPO week in review

IPOs and Transactions: May 1 – 5 / plus M&A whitepaper

There were 45 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Procaccianti Hotel Reit Inc w/ Alston & Bird LLP and Morris, Manning & Martin LLP, Fidelity Southern Corp. w/ Troutman Sanders LLP, Reven Housing Reit Inc. w/ Graubard Miller and Greenberg Traurig, LLP, Sorrento Therapeutics Inc. w/ Paul Hastings LLP and Limoneira Co. w/ Paul Hastings LLP.

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Law firm /Advisor Registrant Symbol Form Industry
Aeglea BioTherapeutics, Inc. AEGLEA BIO-THERAPEUTICS INC AGLE S-3 Pharma preparations
AG Acquisition Group, Inc. AG ACQUISITION GROUP INC ~ 10-12G ~
AirXpanders, Inc. AIRXPANDERS INC 10-12G Wholesale – medical, dental & hospital equipment & supplies
Alston & Bird LLP PROCACCIANTI HOTEL REIT INC ~ S-11 ~
Baker Botts L.L.P. JONES ENERGY INC JONE S-3 Crude petroleum & natural gas
Cassidy & Associates ANVIA HOLDINGS CORP S-1 Blank check
Chapman and Cutler LLP FIRST TRUST ENERGY INCOME & GROWTH FUND FEN N-2 Investors
Chapman and Cutler LLP FIRST TRUST MLP & ENERGY INCOME FUND FEI N-2 Unit investment trusts
CKR Law NEURMEDIX INC 1-A Pharma preparations
CKR Law LLP HYPER-DYNAMICS CORP HDY S-1 Crude petroleum & natural gas
Cooley LLP SHOTSPOTTER INC S-1 Prepackaged software
Cravath, Swaine & Moore LLP IBM CREDIT LLC ~ 10-12G ~
Cravath, Swaine & Moore LLP LAZARD GROUP LLC S-3 Investment advice
Davis Polk & Wardwell LLP KINSALE CAPITAL GROUP INC KNSL S-1 Fire, marine & casualty insurance
Duane Morris LLP SOLIGENIX INC SNGX S-3 Pharma preparations
EAD Law Group, LLC GOLD STANDARD MINING CO ~ S-1 ~
Eaton & Van Winkle LLP AIR INDUSTRIES GROUP AIRI S-1 Aircraft parts & auxiliary equipment
Fenwick & West LLP AEGLEA BIO-THERAPEUTICS INC AGLE S-3 Pharma preparations
Foley & Lardner LLP HEALTH INSURANCE INNOVATIONS INC HIIQ S-3 Insurance agents, brokers & service
Graubard Miller REVEN HOUSING REIT INC RVEN S-11 REITs
Greenberg Traurig, LLP CENTURY COMMUNITIES INC CCS S-4 Operative builders
Greenberg Traurig, LLP REVEN HOUSING REIT INC RVEN S-11 REITs
Hogan Lovells US LLP PARK HOTELS & RESORTS INC PK S-11 Hotels & motels
InPoint Commercial Real Estate Income, Inc. INPOINT COMMERCIAL REAL ESTATE INCOME INC ~ 10-12G ~
K&L Gates LLP VANECK MERK GOLD TRUST OUNZ S-3 Commodity contracts brokers & dealers
Kirkland & Ellis LLP NINE ENERGY SERVICE INC S-1 Oil & gas field services
Latham & Watkins LLP ADVANTAGE SOLUTIONS INC ~ S-1 ~
Ledgewood Law RESOURCE CAPITAL CORP RSO S-3 REITs
Lewis Rice LLC TRUSTCO BANK CORP N Y TRST S-3 State commercial banks
Life Partners Position Holder Trust LIFE PARTNERS POSITION HOLDER TRUST ~ 10-12G ~
Lucosky Brookman LLP YANGTZE RIVER DEVELOPMENT LTD YERR S-3 Real estate
Milbank, Tweed, Hadley & McCloy LLP VANTAGE DRILLING INTERNATIONAL VTG S-1 Drilling oil & gas wells
Morgan, Lewis & Bockius LLP MEI PHARMA INC MEIP S-3 Pharma preparations
Morris, Manning & Martin, LLP PROCACCIANTI HOTEL REIT INC ~ S-11 ~
Morris, Manning & Martin, LLP CARTER VALIDUS MISSION CRITICAL REIT II INC S-11 REITs
O’Neal Law Office HIP CUISINE INC S-1 Retail – eating places
Paul Hastings LLP SORRENTO THERAPEUTICS INC SRNE S-3 Commercial physical & biological research
Paul, Weiss, Rifkind, Wharton & Garrison LLP CENTURY COMMUNITIES INC CCS S-4 Operative builders
Paul, Weiss, Rifkind, Wharton & Garrison LLP MAGNACHIP SEMI-CONDUCTOR CORP MX S-3 Semiconductors & related devices
Pillsbury Winthrop Shaw Pittman LLP AIR INDUSTRIES GROUP AIRI S-1 Aircraft parts & auxiliary equipment
PremierCounsel LLP OWENS REALTY MORTGAGE INC ORM S-3 REITs
Robinson Brog Leinwand Greene Genovese & Gluck P.C. SHOTSPOTTER INC S-1 Prepackaged software
Sanders, Ortoli, Vaughn-Flam, Rosenstadt CANTABIO PHARMA-CEUTICALS INC TBD S-1 Management services
Shearman & Sterling LLP ADVANTAGE SOLUTIONS INC ~ S-1 ~
Shearman & Sterling LLP VENATOR MATERIALS PLC ~ S-1 ~
Silverman Shin & Byrne PLLC HEMISPHERX BIOPHARMA INC HEB S-1 Biological products, except diagnostic substances
Simpson Thacher & Bartlett LLP PARK HOTELS & RESORTS INC PK S-11 Hotels & motels
Skadden, Arps, Slate, Meagher & Flom LLP KINSALE CAPITAL GROUP INC KNSL S-1 Fire, marine & casualty insurance
Squire Patton Boggs LLP LIMONEIRA CO LMNR S-3 Agricultural production-crops
Stradling Yocca Carlson & Rauth, P.C. ENDOLOGIX INC ELGX S-3 Surgical & medical instruments & apparatus
Troutman Sanders LLP FIDELITY SOUTHERN CORP LION S-3 State commercial banks
Vinson & Elkins L.L.P. VENATOR MATERIALS PLC ~ S-1 ~
Vinson & Elkins L.L.P. ROSEHILL RESOURCES INC ROSE S-1 Blank check
Vinson & Elkins L.L.P. ROSEHILL RESOURCES INC ROSE S-3 Blank check
Vinson & Elkins L.L.P. GOODRICH PETROLEUM CORP GDP S-3 Crude petroleum & natural gas
Vinson & Elkins L.L.P. NINE ENERGY SERVICE INC S-1 Oil & gas field services
Wilmer Cutler Pickering Hale and Dorr LLP FORTIVE CORP FTV S-4 Manufacturing industries

Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week

IPOs and Transactions: April 17 – 21 / plus M&A whitepaper

There were 41 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services including Eyegate Pharmaceuticals Inc. w/ Burns & Levinson LLP and Lowenstein Sandler LLP, Global Medical REIT Inc. w/ Vinson & Elkins LLP, HCBF Holding Company Inc. w/ Gunster, Yoakley & Stewart PA and Igler and Pearlman PA and Petroquest Energy Inc. w/ Porter Hedges LLP.

We appreciate that they selected to work with us and benefited from our fast turns, spot-on execution and absolute cost transparency.

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Law firm / advisor Registrant Symbol Form Industry
American Retail Group, Inc. AMERICAN RETAIL GROUP INC ARGB 10-12G Miscellaneous chemical products
Baker, Donelson, Bearman, Caldwell & Berkowitz, P.C. MECHANICAL TECHNOLOGY INC MKTY S-1 Measuring & controlling devices
Bass, Berry & Sims PLC ENGILITY CORP DR2;EGL S-4 Engineering services
Bioptix, Inc. BIOPTIX INC BIOP S-3 In vitro & in vivo diagnostic substances
Burns & Levinson LLP EYEGATE PHARMA-CEUTICALS INC EYEG S-1 Pharma. preparations
Chron Organization, Inc. SOUTH AMERICAN PROPERTIES INC SAMP 10-12G Non-operating establishments
Cleary Gottlieb Steen & Hamilton LLP TPI COMPOSITES INC TPIC S-1 Steam, gas & hydraulic turbines & turbine generator set units
Cooley LLP ARGENX N.V. ~ F-1 Biological products
Debevoise & Plimpton LLP SITEONE LANDSCAPE SUPPLY INC SITE S-1 Landscape counseling & planning
Disclosure Law Group, PC WRAP TECHNOLOGIES INC ~ S-1 ~
DLA Piper LLP COLUMBUS MCKINNON CORP CMCO S-3 Construction machinery & equipment
Dorsey & Whitney LLP COGENTIX MEDICAL INC CGNT S-3 Electromedical & electrotherapeutic apparatus
Drinker Biddle & Reath LLP INFINITY CORE ALTERNATIVE FUND ZVAMIX N-2 ~
Ellenoff Grossman & Schole LLP JAKROO INC ~ S-1 Sporting & athletic goods
Frank J. Hariton, Attorney-at-Law SUPERSTAR VAPE INC ~ S-1 ~
Freshfields Bruckhaus Deringer US LLP TPG PACE ENERGY HOLDINGS CORP ~ S-1 Blank check
Goodwin Procter LLP ARGENX N.V. ~ F-1 Biological products
Goodwin Procter LLP TPI COMPOSITES INC TPIC S-1 Steam, gas & hydraulic turbines & turbine generator set units
Gunster, Yoakley & Stewart, P.A. HCBF HOLDING COMPANY INC ~ S-4 Offices of bank holding companies
Haneberg Hurlbert PLC NEWATER TECHNOLOGY INC ~ F-1 Sanitary services
Igler and Pearlman, P.A. HCBF HOLDING COMPANY INC ~ S-4 Offices of bank holding companies
John D. Thomas, P.C. CICLET HOLDINGS INC ~ S-1 ~
K&L Gates LLP LIGHTWAVE LOGIC INC LWLG S-1 Miscellaneous plastics products
K&L Gates LLP NEWATER TECHNOLOGY INC ~ F-1 Sanitary services
Kirkland& Ellis International LLP BRIGHT SCHOLAR EDUCATION HOLDINGS LTD ~ F-1 Educational services
Latham & Watkins LLP MILACRON HOLDINGS CORP MCRN S-1 Special industry machinery
Latham & Watkins LLP VIEWRAY INC MRXC S-3 Retail – misc. retail
Lowenstein Sandler LLP EYEGATE PHARMA-CEUTICALS INC EYEG S-1 Pharma. preparations
Lowenstein Sandler LLP ZOMEDICA PHARMA-CEUTICALS CORP ~ S-1 Pharma. preparations
Lucosky Brookman LLP AKERS BIOSCIENCES INC AKER S-3 Industrial inorganic chemicals
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. CORINDUS VASCULAR ROBOTICS INC CVRS S-3 Surgical & medical instruments & apparatus
NautaDutilh N.V. ARGENX N.V. ~ F-1 Biological products
O’Melveny & Myers LLP WILLDAN GROUP INC WLDN S-3 Engineering services
Orrick, Herrington & Sutcliffe LLP JMP GROUP LLC JMP S-3 Security brokers, dealers & flotation companies
Orrick, Herrington & Sutcliffe LLP LEVI STRAUSS & CO ~ S-4 Apparel & other finished products made from fabrics & similar material
Ortoli Rosenstadt LLP CHINA INTERNET NATIONWIDE FINANCIAL SERVICES INC ~ F-1 Management consulting services
Pillsbury Winthrop Shaw Pittman LLP IDENTIV INC INVE S-3 Computer peripheral equipment
Porter Hedges LLP PETROQUEST ENERGY INC PQ S-4 Crude petroleum & natural gas
Reed Smith LLP JAGUAR ANIMAL HEALTH INC JAGX S-4 Pharma. preparations
Ropes & Gray LLP MILACRON HOLDINGS CORP MCRN S-1 Special industry machinery
Shutts & Bowen LLP RENNOVA HEALTH INC RNVA S-1 Testing laboratories
Sichenzia Ross Ference Kesner LLP CHINA INTERNET NATIONWIDE FINANCIAL SERVICES INC ~ F-1 Management consulting services
Sichenzia Ross Ference Kesner LLP MEDOVEX CORP MDVX S-3 Surgical & medical instruments & apparatus
Simpson Thacher & Bartlett LLP SITEONE LANDSCAPE SUPPLY INC SITE S-1 Landscape counseling & planning
Superb Acquisition, Inc. SUPERB ACQUISITION INC ~ 10-12G ~
Tingle Merrett LLP ZOMEDICA PHARMA-CEUTICALS CORP ~ S-1 Pharma. preparations
Vinson & Elkins L.L.P. GLOBAL MEDICAL REIT INC GMRE S-3 REIT
Vinson & Elkins L.L.P. USA COMPRESSION PARTNERS LP USAC S-3 Natural gas transmission
Weil, Gotshal & Manges LLP AMC ENTERTAINMENT HOLDINGS INC AMC S-4 Motion picture theaters
Weil, Gotshal & Manges LLP TPG PACE ENERGY HOLDINGS CORP ~ S-1 Blank check
Weintraub Tobin Chediak Coleman Grodin, Law Corp. ADAMIS PHARMA-CEUTICALS CORP ADMP S-3 Pharma. preparations
Wilson Sonsini Goodrich & Rosati PC BRIGHT SCHOLAR EDUCATION HOLDINGS LTD ~ F-1 Educational services
Wilson Sonsini Goodrich & Rosati, PC CAPNIA INC CAPN S-1 Electromedical & electrotherapeutic apparatus

 

Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week

IPOs and Transactions: April 10 – 14 / plus M&A whitepaper

There were 55 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services including PavMed Inc. w/ Greenberg Traurig LLP, Chino Commercial Bancorp w/ King, Holmes, Paterno & Soriano LLP, Highpower International Inc. w/ Manatt, Phelps & Phillips LLP and Capital Acquisition Holding Co. LTD w/ Graubard Miller, Kirkland & Ellis LLP, Latham & Watkins LLP and Walkers Global.

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Law firm / advisor Registrant Symbol Form Industry
Allianz Life Insurance Company of North America ALLIANZ LIFE INSURANCE CO OF NEW YORK ~ S-1 Life insurance
Allianz Life Insurance Company of North America ALLIANZ LIFE INSURANCE CO OF NORTH AMERICA ~ S-1 Life insurance
Andrews Kurth Kenyon LLP TAPSTONE ENERGY INC ~ S-1 Crude petroleum & natural gas
Andrews Kurth Kenyon LLP BASIC ENERGY SERVICES INC BAS S-3 Oil & gas field services
Bass, Berry & Sims PLC QUORUM HEALTH CORP QHC S-4 General medic & surgical hospitals
Bevilacqua PLLC ICTV BRANDS INC ICV S-1 Retail – catalog & mail-order houses
Breyer & Associates PC RIVERVIEW BANCORP INC RVSB S-3 Savings institutions
Bryan Cave LLP GENERAL MOLY INC GMO S-3 Metal mining
Clifford Chance US LLP SAFETY INCOME & GROWTH INC ~ S-11 Lessors of real property
Cooley LLP AUDENTES THERAPEUTICS INC BOLD S-1 Biological products
Cooley LLP OVID THERAPEUTICS INC ~ S-1 Pharma. preparations
Cooley LLP MATTERSIGHT CORP MATR S-3 Computer integrated systems design
Davis Polk & Wardwell LLP KADMON HOLDINGS INC KDMN S-1 Pharma. preparations
Debevoise & Plimpton LLP US FOODS HOLDING CORP USFD S-1 Retail – Misc. food stores
DLA Piper LLP NABRIVA THERAPEUTICS PLC ~ S-4 ~
Dorsey & Whitney LLP NIOCORP DEVELOPMENTS LTD ~ S-1 Metal mining
Durham Jones & Pinegar, P.C. DYNATRONICS CORP DYNT S-3 Electromedical & electrotherapeutic apparatus
Eversheds Sutherland LLP GREAT WEST LIFE & ANNUITY INSURANCE CO ~ S-1 ~
Eversheds Sutherland LLP UNITED STATES NATURAL GAS FUND LP UNG S-3 Commodity contracts brokers & dealers
Eversheds Sutherland LLP OFS CAPITAL CORP OFS N-2 Investment advice
Fenwick & West LLP AUDENTES THERAPEUTICS INC BOLD S-1 Biological products
Fredrikson & Byron P.A. NEPHROS INC NEPH S-1 Surgical & medical instruments & apparatus
Goodwin Procter LLP AERPIO PHARMACEUTICALS INC ~ S-1 Blank check
Goodwin Procter LLP G1 THERAPEUTICS INC ~ S-1 Pharma. preparations
Goodwin Procter LLP OVID THERAPEUTICS INC ~ S-1 Pharma. preparations
Graubard Miller CAPITOL ACQUISITION HOLDING CO LTD ~ S-4 ~
Greenberg Traurig, LLP PAVMED INC PAVM S-4 Surgical & medical instruments & apparatus
Haynes and Boone, LLP CALLON PETROLEUM CO CPE S-4 Crude petroleum & natural gas
Hill Ward Henderson NUO THERAPEUTICS INC 4C7A S-1 Surgical & medical instruments & apparatus
Honigman Miller Schwartz and Cohn LLP GEMPHIRE THERAPEUTICS INC GEMP S-1 Pharma. preparations
Ithrive PH Inc. ITHRIVE PH INC ~ 1-A ~
Jones Day PEABODY ENERGY CORP BTU S-1 Bituminous coal & lignite surface mining
King & Spalding LLP SIMPLY GOOD FOODS CO CPAA S-4 Blank check
King, Holmes, Paterno & Soriano, LLP CHINO COMMERCIAL BANCORP CCBC 1-A National commercial banks
Kirkland & Ellis LLP CAPITOL ACQUISITION HOLDING CO LTD ~ S-4 ~
Kirkland & Ellis LLP SIMPLY GOOD FOODS CO CPAA S-4 Blank check
Kirkland & Ellis LLP VINE RESOURCES INC ~ S-1 Crude petroleum & natural gas
Kirkland & Ellis LLP ICHOR HOLDINGS LTD ICHR S-1 Semiconductors & related devices
Latham & Watkins LLP CAPITOL ACQUISITION HOLDING CO LTD ~ S-4 ~
Latham & Watkins LLP WILLIAM LYON HOMES INC WLH S-4 Operative builders
Latham & Watkins LLP CBS RADIO INC ~ S-4 Radio broadcasting stations
Latham & Watkins LLP ENTERCOM COMMUNICATIONS CORP ETM S-4 Radio broadcasting stations
Latham & Watkins LLP ICHOR HOLDINGS LTD ICHR S-1 Semiconductors & related devices
Latham & Watkins LLP HC2 HOLDINGS INC HCHC S-3 Telephone comm.
Locke Lord LLP PDL COMMUNITY BANCORP ~ S-1 ~
Lowenstein Sandler LLP NUO THERAPEUTICS INC 4C7A S-1 Surgical & medical instruments & apparatus
Manatt, Phelps & Phillips, LLP HIGHPOWER INTERNATIONAL INC HPJ S-3 Misc. electrical machinery, equipment & supplies
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. G1 THERAPEUTICS INC ~ S-1 Pharma. preparations
Morrison & Foerster LLP PAIN THERAPEUTICS INC PTIE S-3 Pharma. preparations
Murtha Cullina LLP CONNECTICUT WATER SERVICE INC CTWS S-4 Water supply
Nelson Mullins Riley & Scarborough LLP GRIFFIN CAPITAL ESSENTIAL ASSET REIT II INC ~ S-11 Real estate investment trusts
Office of Richard Rubin EWELLNESS HEALTHCARE CORP ~ S-1 Blank check
Porter Hedges LLP CARRIAGE SERVICES INC CSV S-3 Personal services
Reed Smith LLP TEUCRIUM COMMODITY TRUST CORN S-1 Commodity contracts brokers & dealers
Registered Agents Services LLC CANTOR GROUP INC ~ S-1 ~
Ropes & Gray LLP ALTICE USA INC ~ S-1 ~
SD Law Group APC RICH PHARMACEUTICALS INC RCHA S-1 Pharma. preparations
Shearman & Sterling LLP ALTICE USA INC ~ S-1 ~
Sichenzia Ross Ference Kesner LLP HEALTHLYNKED CORP ~ S-1 Offices & clinics of doctors of medicine
Sidley Austin LLP VERMILLION INC VRML S-3 In vitro & in vivo diagnostic substances
Sidley Austin LLP SAFETY INCOME & GROWTH INC ~ S-11 Lessors of real property
Sidley Austin LLP STARWOOD PROPERTY TRUST INC STWD S-4 Real estate investment trusts
Sidley Austin LLP US FOODS HOLDING CORP USFD S-1 Retail – Misc. food stores
Silver, Freedman, Taff & Tiernan LLP PDL COMMUNITY BANCORP ~ S-1 ~
Simpson Thacher & Bartlett LLP US FOODS HOLDING CORP USFD S-1 Retail – Misc. food stores
Skadden, Arps, Slate, Meagher & Flom LLP GREAT ELM CAPITAL CORP GECC N-2 Investors
Stubbs Alderton & Markiles, LLP RESONANT INC RESN S-3 Semiconductors & related devices
Thomas J. Craft, Jr., Esq. EWELLNESS HEALTHCARE CORP ~ S-1 Blank check
Troutman Sanders LLP PACIFIC ETHANOL INC PEIX S-3 Industrial organic chemicals
Vinson & Elkins L.L.P. TAPSTONE ENERGY INC ~ S-1 Crude petroleum & natural gas
Vinson & Elkins L.L.P. VINE RESOURCES INC ~ S-1 Crude petroleum & natural gas
Wachtell, Lipton, Rosen & Katz CBS RADIO INC ~ S-4 Radio broadcasting stations
Wachtell, Lipton, Rosen & Katz ENTERCOM COMMUNICATIONS CORP ETM S-4 Radio broadcasting stations
Walkers Global CAPITOL ACQUISITION HOLDING CO LTD ~ S-4 ~
Whitman Breed Abbott & Morgan LLC CONNECTICUT WATER SERVICE INC CTWS S-4 Water supply

Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week

IPOs and Transactions: April 3 – 7 / plus M&A whitepaper

There were 51 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services including Ampliphi Biosciences Corp. w/ Cooley LLP and Mintz, Levin, Cohn, Ferris, Glovsky and Popeo PC, Southern National Bancorp of Virginia Inc., w/ Alston & Bird LLP and Troutman Sanders LLP, Matinas Biopharma Holdings Inc. w/ Lowenstein Sandler LLP and Sterling Bacncorp w/ Squire Patton Boggs LLP and Wachtell, Lipton, Rosen & Katz.

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Law firm / advisor Registrant Symbol Form Industry
Akin Gump Strauss Hauer & Feld LLP EAGLE BULK SHIPPING INC EGLE S-3 Deep sea foreign transportation of freight
Alston & Bird LLP SOUTHERN NATIONAL BANCORP OF VIRGINIA INC SONA S-4 State commercial banks
American Electric Power Service Corp. AEP TRANSMISSION COMPANY LLC ~ S-4 ~
Barrett McNagny LLP STEEL DYNAMICS INC STLD S-4 Steel works, blast furnaces (including coke ovens) & rolling mills
Blake, Cassels & Graydon LLP ZYMEWORKS INC ~ F-1 Pharma. preparations
Brunson Chandler, & Jones, PLLC APPIPHANY TECHNOLOGIES HOLDINGS CORP APHD S-1 Services – computer programming services
Cleary Gottlieb Steen & Hamilton LLP TPG SPECIALTY LENDING INC TSLX N-2 Finance services
Clifford Chance US LLP KKR REAL ESTATE FINANCE TRUST INC ~ S-11 REITs
Cooley LLP AMPLIPHI BIOSCIENCES CORP APHB S-1 Biological products
Cooley LLP SENSEONICS HOLDINGS INC SENS S-3 Industrial instruments for measurement, display, control
Cooley LLP BIOHAVEN PHARMACEUTICAL HOLDING CO LTD ~ S-1 Pharma. preparations
Cooley LLP UROGEN PHARMA LTD ~ F-1 Pharma. preparations
Cooley LLP VERONA PHARMA PLC ~ F-1 Pharma. preparations
Cooley LLP ZYMEWORKS INC ~ F-1 Pharma. preparations
Cooley LLP SYNDAX PHARMACEUTICALS INC SNDX S-3 Pharma. preparations
Covington & Burling LLP UROGEN PHARMA LTD ~ F-1 Pharma. preparations
Davis Polk & Wardwell LLP FOGO DE CHAO INC FOGO S-3 Retail – eating places
Davis Polk & Wardwell LLP COUPA SOFTWARE INC COUP S-1 Services – prepackaged software
Dentons US LLP WINDTREE THERAPEUTICS INC WINT S-1 Biological products
Dieterich & Associates PHI GROUP INC PHIL S-1 Services – management services
Digital Ally, Inc. DIGITAL ALLY INC DGLY S-3 Radio & television broadcasting & communications equipment
Dorsey & Whitney LLP CACHET FINANCIAL SOLUTIONS INC CAFN S-3 Blank check
Dorsey & Whitney LLP INTELGENX TECHNOLOGIES CORP IGX S-1 Pharma. preparations
Eversheds Sutherland LLP TRIANGLE CAPITAL CORP TCAP N-2 Finance services
Eversheds Sutherland LLP THL CREDIT INC TCRD N-2 Investors
Fenimore, Kay, Harrison & Ford, LLP GUARANTY BANCSHARES INC ~ S-1 State commercial banks
Fenwick & West LLP ADESTO TECHNOLOGIES CORP IOTS S-3 Semiconductors & related devices
Gornitzky & Co. UROGEN PHARMA LTD ~ F-1 Pharma. preparations
Gray, Plant, Mooty, Mooty & Bennett, P.A. EVINE LIVE INC EVLV S-3 Retail – catalog & mail-order houses
Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP COUPA SOFTWARE INC COUP S-1 Services – prepackaged software
Hamburger Evron & Co. UROGEN PHARMA LTD ~ F-1 Pharma. preparations
Haynes and Boone, LLP KMG CHEMICALS INC KMG S-3 Chemicals & allied products
Hogan Lovells US LLP PLAYA HOTELS & RESORTS N.V. PLYA S-1 Hotels & motels
Hunton & Williams LLP GUARANTY BANCSHARES INC ~ S-1 State commercial banks
Jones Day 1ST FRANKLIN FINANCIAL CORP FFFC S-1 Personal credit institutions
K&L Gates LLP BIOTIME INC BTX S-3 Biological products
Kelley Drye & Warren LLP OCEAN POWER TECHNOLOGIES INC OPTT S-1 Electrical machinery, equipment & supplies
Kramer Levin Naftalis & Frankel LLP INSPIRED ENTERTAINMENT INC INSE S-3 Blank checks
Latham & Watkins LLP VERONA PHARMA PLC ~ F-1 Pharma. preparations
Latham & Watkins LLP CORVUS PHARMACEUTICALS INC CRVS S-3 Services – commercial physical & biological research
Law Office of Russell B. Adler, P.A. FATHER TIME INC ~ S-1 ~
Locke Lord LLP AXCELIS TECHNOLOGIES INC ACLS S-3 Special industry machinery
Lowenstein Sandler LLP MATINAS BIOPHARMA HOLDINGS INC MTNB S-3 Pharma. preparations
McCarthy Tétrault LLP ZYMEWORKS INC ~ F-1 Pharma. preparations
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. AMPLIPHI BIOSCIENCES CORP APHB S-1 Biological products
Porter Hedges LLP OCEAN POWER TECHNOLOGIES INC OPTT S-1 Electrical machinery, equipment & supplies
Porter, Wright, Morris & Arthur LLP SB FINANCIAL GROUP INC SBFG S-3 State commercial banks
Proskauer Rose LLP FIVE POINT HOLDINGS LLC NWDHU S-11 Real estate
Ropes & Gray LLP BIOHAVEN PHARMACEUTICAL HOLDING CO LTD ~ S-1 Pharma. preparations
Shearman & Sterling LLP ADVANCEPIERRE FOODS HOLDINGS INC APFH S-1 Food preparations
Sidley Austin LLP CELSION CORP CLSN S-1 Electromedical & electrotherapeutic apparatus
Simpson Thacher & Bartlett LLP KKR REAL ESTATE FINANCE TRUST INC ~ S-11 REITs
Skadden, Arps, Slate, Meagher & Flom LLP XAI OCTAGON FLOATING RATE INCOME & CREDIT ALTERNATIVE TRUST ~ N-2 ~
Skadden, Arps, Slate, Meagher & Flom LLP ISHARES DOW JONES-UBS ROLL SELECT COMMODITY INDEX TRUST CMDT S-1 Commodity contracts brokers & dealers
Skadden, Arps, Slate, Meagher & Flom LLP ADVANCEPIERRE FOODS HOLDINGS INC APFH S-1 Food preparations
Skadden, Arps, Slate, Meagher & Flom LLP ISHARES S&P GSCI COMMODITY-INDEXED TRUST GSG S-3 Investors
Skadden, Arps, Slate, Meagher & Flom LLP ZYMEWORKS INC ~ F-1 Pharma. preparations
Skadden, Arps, Slate, Meagher & Flom LLP FIVE POINT HOLDINGS LLC NWDHU S-11 Real estate
Squire Patton Boggs LLP STERLING BANCORP STL S-4 National commercial banks
Stradley Ronon Stevens & Young, LLP USQ CORE REAL ESTATE FUND ~ N-2 ~
Sullivan & Cromwell LLP HUGHES SATELLITE SYSTEMS CORP HUGH S-4 Communications services, not elsewhere classified
Troutman Sanders LLP SOUTHERN NATIONAL BANCORP OF VIRGINIA INC SONA S-4 State commercial banks
TroyGould PC CYTRX CORP CYTR S-3 Biological products
Vinson & Elkins L.L.P. NATURAL RESOURCE PARTNERS LP NRP S-3 Bituminous coal & lignite surface mining
Vinson & Elkins L.L.P. NATURAL RESOURCE PARTNERS LP NRP S-4 Bituminous coal & lignite surface mining
Vinson & Elkins L.L.P. GASTAR EXPLORATION INC GST S-3 Crude petroleum & natural gas
Wachtell, Lipton, Rosen & Katz STERLING BANCORP STL S-4 National commercial banks
Weintraub Tobin Chediak Coleman Grodin Law Corp. RICEBRAN TECHNOLOGIES RIBT S-3 Grain mill products
White & Case LLP VERONA PHARMA PLC ~ F-1 Pharma. preparations
Willkie Farr & Gallagher LLP GABELLI HEALTHCARE & WELLNESSRX TRUST GRX N-2 Unit investment trusts, face-amount certificate offices & closed-end management investment offices

Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week

IPOs and Transactions: March 27 – 31 / plus M&A whitepaper

There were 54 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services including Whitehorse Finance Inc. w/ Dechert LLP, Neurotrope Inc. w/ Mintz, Levin, Cohn, Ferris, Glovsky and Popeo PC, Pharmathene Inc. w/ Dentons US LLP, Internap Corp. w/ Jenner & Block LLP and Pavmed Inc. w/ Greenberg Traurig, LLP.

We appreciate that they selected to work with us and benefited from our fast turns, spot-on execution and absolute cost transparency.

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Law firm / Advisor Registrant Symbol Form Industry
Alston & Bird LLP PRIME MERIDIAN HOLDING CO ~ S-1 State commercial banks
Andrews Kurth Kenyon LLP SANCHEZ PRODUCTION PARTNERS LP SPP S-3 Crude petroleum & natural gas
Bass, Berry & Sims PLC GLADSTONE LAND CORP LAND S-3 Real estate investment trusts
Cleary Gottlieb Steen & Hamilton LLP CHINA RAPID FINANCE LTD ~ F-1 Finance services
Cooley LLP TRACON PHARMACEUTICALS INC TCON S-1 Biological products
Cooley LLP HTG MOLECULAR DIAGNOSTICS INC HTGM S-3 Laboratory analytical instruments
Cooley LLP AKCEA THERAPEUTICS INC ~ S-1 Pharma. preparations
Cooley LLP MIRAGEN THERAPEUTICS INC SGNL S-3 Medical laboratories
Davis Polk & Wardwell LLP BEAR NEWCO INC ~ S-4 ~
Davis Polk & Wardwell LLP FRONTIER GROUP HOLDINGS INC ~ S-1 ~
Davis Polk & Wardwell LLP AKCEA THERAPEUTICS INC ~ S-1 Pharma. preparations
Davis Polk & Wardwell LLP CARVANA CO ~ S-1 Auto dealers & gasoline stations
Dechert LLP FS GLOBAL CREDIT OPPORTUNITIES FUND-T2 ~ N-2 ~
Dechert LLP NB CROSSROADS PRIVATE MARKETS FUND V (TE) LP ~ N-2 ~
Dechert LLP WHITEHORSE FINANCE INC WHF N-2 Investment advice
Dentons US LLP PHARMATHENE INC PIP S-3 Pharma. preparations
Dentons US LLP MYND ANALYTICS INC CNSO S-1 Misc. health & allied services
DLA Piper LLP IDEAL POWER INC IPWR S-3 Electrical industrial apparatus
Ellenoff Grossman & Schole LLP NATIONAL ENERGY SERVICES REUNITED CORP ~ S-1 Blank check
Ellenoff Grossman & Schole LLP ITUS CORP ITUS S-3 Computer peripheral equipment
Ellenoff Grossman & Schole LLP APRICUS BIOSCIENCES INC APRI S-1 Pharma. preparations
Fenwick & West LLP ONCOGENEX PHARMACEUTICALS INC OGXI S-4 In vitro & in vivo diagnostic substances
Fenwick & West LLP KALVISTA PHARMACEUTICALS INC KALV S-3 Pharma. preparations
Fenwick & West LLP CLOUDERA INC ~ S-1 Services – prepackaged software
Fried, Frank, Harris, Shriver & Jacobson LLP EXPO EVENT HOLDCO INC ~ S-1 Business services
Goodwin Procter LLP AMPIO PHARMACEUTICALS INC AMPE S-3 Pharma. preparations
Goodwin Procter LLP FUNDRISE FOR-SALE HOUSING EFUND – LOS ANGELES CA LLC ~ 1-A Real estate
Goodwin Procter LLP FUNDRISE FOR-SALE HOUSING EFUND – WASHINGTON DC LLC ~ 1-A Real estate
Greenberg Traurig, LLP PAVMED INC PAVM S-1 Surgical & medical instruments & apparatus
Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP CLOUDERA INC ~ S-1 Prepackaged software
Hughes Hubbard & Reed LLP FLUSHING FINANCIAL CORP FFIC S-3 Savings institutions
Igler and Pearlman, P.A. PRIME MERIDIAN HOLDING CO ~ S-1 State commercial banks
InCorp Services, Inc. LITORIUM GROUP CORP ~ S-1 ~
Jenner & Block LLP INTERNAP CORP INAP S-3 Computer processing & data preparation
Kirkland & Ellis LLP CARVANA CO ~ S-1 Auto dealers & gasoline stations
Krueger LLP FREIGHT SOLUTION INC ~ S-1 ~
Latham & Watkins LLP FRONTIER GROUP HOLDINGS INC ~ S-1 ~
Latham & Watkins LLP ANTERO RESOURCES MIDSTREAM MANAGEMENT LLC ~ S-1 Natural gas transmission
Latham & Watkins LLP APRICUS BIOSCIENCES INC APRI S-1 Pharma. preparations
Latham & Watkins LLP CAMPING WORLD HOLDINGS INC CWH S-1 Auto dealers & gasoline stations
Latham & Watkins LLP EXPO EVENT HOLDCO INC ~ S-1 Business services
Latham & Watkins LLP CYTORI THERAPEUTICS INC CYTX S-3 Surgical & medical instruments & apparatus
Legal & Compliance LLC MUSCLE MAKER INC ~ 1-A ~
Loeb & Loeb LLP NATIONAL ENERGY SERVICES REUNITED CORP ~ S-1 Blank check
Lowenstein Sandler LLP MALVERN BANCORP INC MLVF S-4 Offices of bank holding companies
Luse Gorman, PC FIRST GUARANTY BANCSHARES INC FGBI S-4 Savings institutions
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo P.C. NEUROTROPE INC NTRP S-3 Prepackaged software
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. MICROBOT MEDICAL INC MBOT S-3 Biological products
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. YIELD10 BIOSCIENCE INC YTEN S-3 Miscellaneous plastics products
Morgan, Lewis & Bockius LLP WORLD CURRENCY GOLD TRUST ~ S-1 Commodity contracts brokers & dealers
Nationwide Life Insurance Company NATIONWIDE LIFE INSURANCE CO ~ S-1 Life insurance
Nelson Mullins Riley & Scarborough LLP SOUTHERN FIRST BANCSHARES INC SFST S-3 National commercial banks
Nixon Peabody LLP EAGLE BANCORP MONTANA INC EBMT S-3 Savings institutions
Ogier NATIONAL ENERGY SERVICES REUNITED CORP ~ S-1 Blank check
Paul Hastings LLP ONCOGENEX PHARMACEUTICALS INC OGXI S-4 In vitro & in vivo diagnostic substances
Perkins Coie LLP BLUCORA INC BCOR S-3 Computer processing & data preparation
Precise Acquisition, Inc. PRECISE ACQUISITION INC ~ S-1 ~
Reed Smith LLP BRYN MAWR BANK CORP BMTC S-4 State commercial banks
Ropes & Gray LLP VERASTEM INC VSTM S-3 Pharma. preparations
Ruskin Moscou Faltischek, P.C. MICROBOT MEDICAL INC MBOT S-3 Biological products
Shearman & Sterling LLP BEAR NEWCO INC ~ S-4 ~
Shearman & Sterling LLP CHINA RAPID FINANCE LTD ~ F-1 Finance services
Simpson Thacher & Bartlett LLP APX GROUP INC ~ S-4 Misc. business services
Skadden, Arps, Slate, Meagher & Flom LLP GAMCO NATURAL RESOURCES GOLD AND INCOME TRUST GNT N-2 Investment advice
Skadden, Arps, Slate, Meagher & Flom LLP GREEN BANCORP INC GNBC S-4 National commercial banks
Stevens & Lee, P.C. BRYN MAWR BANK CORP BMTC S-4 State commercial banks
Vinson & Elkins L.L.P. ANTERO RESOURCES MIDSTREAM MANAGEMENT LLC ~ S-1 Natural gas transmission
Vinson & Elkins L.L.P. CRESTWOOD EQUITY PARTNERS LIMITED PARTNERSHIP CEQP S-3 Nonstore retailers
Weil, Gotshal & Manges LLP CAMPING WORLD HOLDINGS INC CWH S-1 Auto dealers & gasoline stations
Whitaker Chalk Swindle & Schwartz, PLLC FIRST GUARANTY BANCSHARES INC FGBI S-4 Savings institutions

Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week

IPOs and Transactions: March 20 – 24 / plus M&A whitepaper

There were 47 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services including Checkpoint Therapeutics Inc. w/ Alston & Bird LLP, Lakeland Industries Inc. w/ Moomjian, Waite & Coleman LLP and Icahn Enterprises Finance Corp. w/ Proskauer Rose LLP.

We appreciate that they selected to work with us and benefited from our fast turns, spot-on execution and absolute cost transparency.

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v-banner-billionma

Law firm / advisor Registrant Symbol Form Industry
Alston & Bird LLP CHECKPOINT THERAPEUTICS INC S-1 Pharmaceutical preparations
Baker, Donelson, Bearman, Caldwell & Berkowitz, PC OLD LINE BANCSHARES INC OLBK S-4 State commercial banks
BlackRock Capital Investment Corp. BLACKROCK CAPITAL INVESTMENT CORP BKCC N-2 Investment offices
Bryan Cave LLP A.S.V. LLC ~ S-1 Construction machinery & equipment
Business Filings Inc. CHEE CORP ~ S-1 ~
Cahill Gordon & Reindel LLP DONNELLEY FINANCIAL SOLUTIONS INC DFIN S-1 Misc. business services
Clifford Chance US LLP AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC ~ N-2 ~
Clifford Chance US LLP AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC ~ N-2 ~
Clifford Chance US LLP AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC ~ N-2 ~
Cooley LLP ENPHASE ENERGY INC ENPH S-3 Semiconductors & related devices
Cooley LLP EVERBRIDGE INC EVBG S-1 Prepackaged software
Davis Polk & Wardwell LLP WIDEOPENWEST INC ~ S-1 ~
Davis, Graham & Stubbs LLP ROYAL HAWAIIAN ORCHARDS LIMITED PARTNERSHIP NNUTU S-1 Agricultural production-crops
Dechert LLP PENNANTPARK INVESTMENT CORP PNNT N-2 Investors, not elsewhere classified
Dechert LLP TIAA REAL ESTATE ACCOUNT 15557Z S-1 Real estate
Dorsey & Whitney LLP A.S.V. LLC ~ S-1 Construction machinery & equipment
Dorsey & Whitney LLP HEARTLAND FINANCIAL USA INC HTLF S-4 State commercial banks
Ellenoff Grossman & Schole LLP FORUM MERGER CORP ~ S-1 Blank check
Ellenoff Grossman & Schole LLP SUNSHINE HEART INC SSH S-1 Electro-medical & electro-therapeutic apparatus
Eversheds Sutherland LLP UNITED STATES 12 MONTH OIL FUND LP USL S-3 Commodity contracts brokers & dealers
Eversheds Sutherland LLP UNITED STATES COMMODITY INDEX FUNDS TRUST USCI S-1 Commodity contracts brokers & dealers
Eversheds Sutherland LLP UNITED STATES COMMODITY INDEX FUNDS TRUST USCI S-1 Commodity contracts brokers & dealers
Eversheds Sutherland LLP UNITED STATES GASOLINE FUND LP UGA S-1 Commodity contracts brokers & dealers
Eversheds Sutherland LLP UNITED STATES BRENT OIL FUND LIMITED PARTNERSHIP BNO S-3 Management investment offices, open-end
Faegre Baker Daniels LLP NORTHERN OIL & GAS INC NOG S-4 Crude petroleum & natural gas
Goodwin Procter LLP EVERBRIDGE INC EVBG S-1 Prepackaged software
Gordon Feinblatt LLC OLD LINE BANCSHARES INC OLBK S-4 State commercial banks
Graubard Miller FORUM MERGER CORP ~ S-1 Blank check
Haynes and Boone, LLP ENERGY RESOURCES 12 L.P ~ S-1 Crude petroleum & natural gas
Holland & Knight LLP STEWARDSHIP FINANCIAL CORP SSFN S-1 State commercial banks
Honigman Miller Schwartz and Cohn LLP SUNSHINE HEART INC SSH S-1 Electro-medical & electro-therapeutic apparatus
InCorp Services, Inc. ARION GROUP CORP ~ S-1 ~
Kirkland & Ellis LLP WIDEOPENWEST INC ~ S-1 ~
Latham & Watkins LLP SPIRIT REALTY CAPITAL INC SRC S-4 Operators of nonresidential buildings
Latham & Watkins LLP T2 BIOSYSTEMS INC TTOO S-3 Surgical & medical instruments & apparatus
Legal & Compliance, LLC ONLY NATURAL WELLNESS CORP ~ S-1 ~
Manatt, Phelps & Phillips, LLP CNOTE GROUP INC ~ 1-A Loan brokers
Matthew McMurdo, Esq. BLUEHIVE INC ~ S-1 ~
McCarter & English, LLP STEWARDSHIP FINANCIAL CORP SSFN S-1 State commercial banks
Miller Nash Graham & Dunn LLP BANK OF COMMERCE HOLDINGS BOCH S-3 State commercial banks
Mitchell Silberberg & Knupp, LLP MAX-1 ACQUISITION CORP ~ 10-12G ~
Moomjian, Waite & Coleman, LLP LAKELAND INDUSTRIES INC LAKE S-3 Orthopedic, prosthetic & surgical appliances & supplies
Morris, Manning & Martin, LLP FLAT ROCK CAPITAL CORP ~ 10-12G ~
Nevada Discount Registered Agent, Inc. FOLKUP DEVELOPMENT INC ~ S-1 ~
Nossiff Law Firm LLP NORTHSIGHT CAPITAL INC NCAP S-1 Beverages
Proskauer Rose LLP ICAHN ENTERPRISES FINANCE CORP IEP S-4 Motor vehicle parts & accessories
Ropes & Gray LLP ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND ~ N-2 ~
Ropes & Gray LLP STONE RIDGE TRUST V ~ N-2 ~
Schiff Hardin LLP FIRST MID ILLINOIS BANCSHARES INC FMBH S-3 State commercial banks
Shapiro Bieging Barber Otteson LLP HEARTLAND FINANCIAL USA INC HTLF S-4 State commercial banks
Skadden, Arps, Slate, Meagher & Flom LLP BLACKROCK CAPITAL INVESTMENT CORP BKCC N-2 Investment offices
SRK Kronengold Law Offices CANNABICS PHARMACEUTICALS INC AMCM S-3 Metal mining
Sullivan & Cromwell LLP DONNELLEY FINANCIAL SOLUTIONS INC DFIN S-1 Misc. business services
Trowbridge Sidoti BRIDGEWELL PREFERRED INCOME FUND LP ~ 1-A ~
V Financial Group., LLC AUSTRALIAN FORMULATED CORP ~ S-1 ~
Vinson & Elkins L.L.P. DASEKE INC HCAC S-3 Blank check
Vorys, Sater, Seymour and Pease LLP CENTRAL FEDERAL CORP CFBK S-3 Savings institutions, federally chartered

Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week

IPOs and Transactions: March 6 – 17 / plus “Billion Dollar Questions” for M&A

There were 121 transactions filed with the SEC in the last two weeks.

Congratulations to all of the corporations and law firms that selected our transactions services last week including OncoBiologics Inc. w/ Cooley LLP, Dextera Surgical Inc. w/ Cooley LLP and Ellenoff Grossman & Schole LLP, MoneyOnMobile Inc. w/ Loeb & Loeb LLP and Sichenzia Ross Ference Kesner LLP, Lilus Energy Inc. w/ K&L Gates LLP and Albany Molecular Research Inc. w/ Goodwin Procter LLP.  v-banner-billionma

Law firm / advisor Registrant Symbol Form Industry
Advanced Medical Isotope Corporation ADVANCED MEDICAL ISOTOPE CORP ADMD S-1 Surgical & medical instruments & apparatus
Akin Gump Strauss Hauer & Feld LLP WARRIOR MET COAL LLC ~ S-1 Bituminous coal & lignite mining
Andrews Kurth Kenyon LLP ONEOK INC OKE S-4 Natural gas transmission & distribution
Ater Wynne LLP NORTHWEST PIPE CO NWPX S-3 Steel pipe & tubes
Austin Legal Group STEALTH AIR CORP ~ 1-A ~
AXA Equitable Life Insurance Company AXA EQUITABLE LIFE INSURANCE CO ~ S-3 Insurance agents, brokers & service
AXA Equitable Life Insurance Company MONY LIFE INSURANCE CO OF AMERICA ~ S-1 Life insurance
Baker Botts L.L.P. MATADOR RESOURCES CO MTDR S-4 Crude petroleum & natural gas
Baker Botts L.L.P. PENN VIRGINIA CORP PVAC S-3 Crude petroleum & natural gas
Baker Botts L.L.P. NCS MULTISTAGE HOLDINGS INC ~ S-1 Oil & gas field services, not elsewhere classified
Baker Botts L.L.P. WESTLAKE CHEMICAL CORP WLK S-4 Plastic materials, synthetic resins & non- vulcanizable elastomers
Barack Ferrazzano Kirschbaum & Nagelberg LLP FIRST BUSEY CORP BUSE S-4 State commercial banks
Barack Ferrazzano Kirschbaum & Nagelberg LLP MIDLAND STATES BANCORP INC MSBI S-4 State commercial banks
Bass, Berry & Sims PLC NN INC NNBR S-3 Ball & roller bearings
Bass, Berry & Sims PLC PINNACLE FINANCIAL PARTNERS INC PNFP S-4 National commercial banks
Bingham Greenebaum Doll LLP FIRST MERCHANTS CORP FRME S-4 National commercial banks
Brunson, Chandler & Jones, PLLC QUANTUM ENERGY INC QEGY S-1 Crude petroleum & natural gas
Business Filings Inc. SHEMN CORP ~ S-1 ~
Butler Snow LLP COMMERCE UNION BANCSHARES INC CUBN S-3 State commercial banks
Cadence Bancorporation CADENCE BANCORP ~ S-1 National commercial banks
Caesars Acquisition Company CAESARS ENTERTAINMENT CORP CZR S-4 Services – miscellaneous amusement & recreation
Cahill Gordon & Reindel LLP LSC COMMUNI-CATIONS INC LKSD S-1 Commercial printing, not elsewhere classified
Cassidy & Associates RANDOLPH ACQUISITIONS INC ~ S-1 Blank check
Cleary Gottlieb Steen & Hamilton LLP NETSHOES (CAYMAN) LTD ~ F-1 Retail – catalog & mail-order houses
Clifford Chance US LLP TANDEM DIABETES CARE INC TNDM S-1 Surgical & medical instruments & apparatus
Conyers Dill & Pearman ATHENE HOLDING LTD ATH S-1 Life insurance
Cooley LLP ONCOBIOLOGICS INC ONS S-1 Biological products, except diagnostic substances
Cooley LLP TOCAGEN INC ~ S-1 Pharma. preparations
Cooley LLP CARA THERAPEUTICS INC CARA S-3 Pharma. preparations
Cooley LLP YEXT INC ~ S-1 Services – computer processing & data preparation
Cooley LLP DEXTERA SURGICAL INC DXTR S-1 Surgical & medical instruments & apparatus
David Lubin & Associates, PLLC BIOLABMART INC ~ S-1 ~
Davis Graham & Stubbs LLP DMC GLOBAL INC BOOM S-3 Misc. primary metal products
Davis Polk & Wardwell LLP S&P GLOBAL INC SPGI S-4 Services – Credit reporting services
Dechert LLP BIOSCRIP INC BIOS S-3 Insurance agents, brokers & service
Dentons LLP ONE LIBERTY PROPERTIES INC OLP S-3 Real estate investment trusts
DLA Piper LLP SCICLONE PHARMA-CEUTICALS INC SCLN S-3 Pharma. preparations
Dorsey & Whitney LLP ENTERO- MEDICS INC ETRM S-3 Electro- medical & electro-therapeutic apparatus
Duane Morris LLP PARAMOUNT GOLD NEVADA CORP PZG S-3 Metal mining services
Duane Morris LLP ENUMERAL BIOMEDICAL HOLDINGS INC CEUL S-1 Services – computer programming, data process, etc.
Ellenoff Grossman & Schole LLP KAYNE ANDERSON ACQUISITION CORP ~ S-1 Blank checks
Ellenoff Grossman & Schole LLP DEXTERA SURGICAL INC DXTR S-1 Surgical & medical instruments & apparatus
FBR & Co. B. RILEY FINANCIAL INC RILY S-4 Services – business services, not elsewhere classified
Foley & Lardner LLP CURRENCY- SHARES EURO TRUST FXE S-3 Commodity contracts brokers & dealers
Frank J. Hariton, Esq. NIGHTFOOD HOLDINGS INC ~ S-1 Sugar & confectionery products
Fried, Frank, Harris, Shriver & Jacobson LLP WARRIOR MET COAL LLC ~ S-1 Bituminous coal & lignite mining
Fried, Frank, Harris, Shriver & Jacobson LLP ATHENE HOLDING LTD ATH S-1 Life insurance
Gide Loyrette Nouel A.A.R.P.I. TALEND SA ~ F-1 Services – prepackaged software
Goodwin Procter LLP ALBANY MOLECULAR RESEARCH INC AMRI S-3 Services – commercial physical & biological research
Goodwin Procter LLP OKTA INC ~ S-1 Services – prepackaged software
Goodwin Procter LLP TALEND SA ~ F-1 Services – prepackaged software
Gordon Feinblatt LLC FARMERS & MERCHANTS BANCSHARES INC ~ 10-12G ~
Greenberg Traurig, LLP MODERN MEDIA ACQUISITION CORP ~ S-1 Blank checks
Greenberg Traurig, LLP CENTURY COMMUNITIES, INC CCS S-4 Operative builders
Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP HISTOGENICS CORP HSGX S-3 Orthopedic, prosthetic & surgical appliances & supplies
Haynes and Boone, LLP STAFFING 360 SOLUTIONS INC STAF S-3 Services – help supply services
Hogan Lovells US LLP INTREXON CORP XON S-4 Services – commercial physical & biological research
Holland & Knight LLP LADENBURG THALMANN FINANCIAL SERVICES INC LTS S-3 Security & commodity brokers, dealers, exchanges & services
Honigman Miller Schwartz and Cohn LLP SHILOH INDUSTRIES INC SHLO S-3 Metal forgings & stampings
Howard & Howard Attorneys PLLC FIRST BUSEY CORP BUSE S-4 State commercial banks
Howard & Howard Attorneys PLLC MIDLAND STATES BANCORP INC MSBI S-4 State commercial banks
Hunter Taubman Fischer & Li LLC IMPERIAL GARDEN & RESORT INC ~ F-1 Services – misc. amusement & recreation
Johnson, Pope, Bokor, Ruppel & Burns, LLP CUI GLOBAL INC CUI S-3 Services – advertising
Jones Day MODERN MEDIA ACQUISITION CORP ~ S-1 Blank checks
Jones Day ATHERSYS INC ATHX S-3 Pharma. preparations
Jones Day NEXPOINT RESIDENTIAL TRUST INC NXRT S-3 Real estate investment trusts
Jones Day TALEND SA ~ F-1 Services – prepackaged software
K&L Gates LLP EATON VANCE FLOATING-RATE 2024 TARGET TERM TRUST ~ N-2 ~
K&L Gates LLP LILIS ENERGY INC LLEX S-1 Crude petroleum & natural gas
Kaufman & Canoles, P.C. MOXIAN INC MOXC S-3 Services – computer programming, data process, etc.
Kramer Levin Naftalis & Frankel LLP TRINITY PLACE HOLDINGS INC TPHS S-3 Retail – family clothing stores
Latham & Watkins LLP NOBLE ENERGY INC NBL S-4 Crude petroleum & natural gas
Latham & Watkins LLP SOLARIS OILFIELD INFRA- STRUCTURE INC ~ S-1 Oil & gas field machinery & equipment
Latham & Watkins LLP E.L.F. BEAUTY INC ELF S-1 Perfumes, cosmetics & other toilet preparations
Latham & Watkins LLP TOCAGEN INC ~ S-1 Pharma. preparations
Latham & Watkins LLP CORCEPT THERAPEUTICS INC CORT S-3 Pharma. preparations
Latham & Watkins LLP CYTOMX THERAPEUTICS INC CTMX S-3 Pharma. preparations
Latham & Watkins LLP SERES THERAPEUTICS INC MCRB S-3 Pharma. preparations
Latham & Watkins LLP VIEWRAY INC MRXC S-3 Retail – misc. retail
Locke Lord LLP CLECO CORPORATE HOLDINGS LIMITED LIABILITY COMPANY CNL S-4 Electric services
Loeb & Loeb LLP MONEYON- MOBILE INC CLPI S-1 Services – business services, not elsewhere classified
Longfin Corp LONGFIN CORP ~ 1-A ~
Lucosky Brookman LLP MERIDIAN WASTE SOLUTIONS INC MRDN S-3 Sanitary services
Luse Gorman, PC EAGLE FINANCIAL BANCORP INC ~ S-1 ~
Luse Gorman, PC HERITAGE NOLA BANCORP INC ~ S-1 ~
Mayer Brown LLP HALCON RESOURCES CORP HK S-3 Crude petroleum & natural gas
McLaughlin & Stern, LLP XIANGTIAN AIR POWER CO. LTD ~ S-1 Transportation services
Metro Media Holding Corporation BUY SMART STORAGE SOLUTIONS CORP ~ 1-A ~
Mitchell Silberberg & Knupp LLP HELIOS & MATHESON ANALYTICS INC HMNY S-3 Services – misc. business services
Morgan, Lewis & Bockius LLP VERITONE INC ~ S-1 Services – computer processing & data preparation
Morgan, Lewis & Bockius UK LLP UNIQURE N.V. QURE S-3 Pharma. preparations
Morrison & Foerster LLP CATALYST BIOSCIENCES INC CBIO S-1 Pharma. preparations
Morrison & Foerster LLP ARMADA HOFFLER PROPERTIES INC AHH S-3 Real estate
Morrison & Foerster LLP B. RILEY FINANCIAL INC RILY S-3 Services – business services, not elsewhere classified
Morrison & Foerster LLP VEECO INSTRUMENTS INC VECO S-4 Special industry machinery, not elsewhere classified
Nelson Mullins Riley & Scarborough LLP MONROE CAPITAL CORP MRCC N-2 Management investment offices, open-end
Nemus Bioscience, Inc. NEMUS BIOSCIENCE INC NMUS S-1 Trucking, except local
Nevada Agency and Transfer Company PUEBLA RESOURCES CORP ~ S-1 ~
Nutraceutical International Corporation NUTRACEUTICAL INTERNATIONAL CORP NUTR S-3 Medicinal chemicals & botanical products
O’Melveny & Myers LLP VEECO INSTRUMENTS INC VECO S-4 Special industry machinery, not elsewhere classified
Ortoli Rosenstadt LLP Q BIOMED INC ISMT S-1 Services – computer programming services
Phelps Dunbar LLP RENASANT CORP RNST S-4 State commercial banks
Polsinelli PC KALOBIOS PHARMACEUTICALS INC KBIO S-1 Pharma. preparations
Reed Smith LLP BRIGHTHOUSE LIFE INSURANCE CO OF NY ~ S-3 ~
Reed Smith LLP NEONODE INC NEON S-3 Electronic components, not elsewhere classified
Reed Smith LLP BRIGHTHOUSE LIFE INSURANCE CO ~ S-3 Life insurance
Ropes & Gray LLP E.L.F. BEAUTY INC ELF S-1 Perfumes, cosmetics & other toilet preparations
Sichenzia Ross Ference Kesner LLP MONEYONMOBILE INC CLPI S-1 Services – business services, not elsewhere classified
Sichenzia Ross Ference Kesner LLP IMPERIAL GARDEN & RESORT INC ~ F-1 Services – misc. amusement & recreation
Sidley Austin LLP POWERSHARES DB SILVER FUND DBS S-1 Commodity contracts brokers & dealers
Sidley Austin LLP POWERSHARES DB US DOLLAR INDEX TRUST UDN S-1 Commodity contracts brokers & dealers
Sidley Austin LLP ATHENE HOLDING LTD ATH S-1 Life insurance
Simpson Thacher & Bartlett LLP BLACKSTONE REAL ESTATE INCOME FUND ~ N-2 ~
Simpson Thacher & Bartlett LLP BLACKSTONE REAL ESTATE INCOME FUND II ~ N-2 ~
Simpson Thacher & Bartlett LLP NETSHOES (CAYMAN) LTD ~ F-1 Retail – catalog & mail-order houses
Skadden, Arps, Slate, Meagher & Flom LLP NOBLE ENERGY INC NBL S-4 Crude petroleum & natural gas
Skadden, Arps, Slate, Meagher & Flom LLP ONEOK INC /NEW/ OKE S-4 Natural gas transmission & distribution
Skadden, Arps, Slate, Meagher & Flom LLP WESTERN ASSET MORTGAGE CAPITAL CORP WMC S-3 Real estate investment trusts
Skadden, Arps, Slate, Meagher & Flom LLP ACTIVISION BLIZZARD INC ATVI S-4 Services – prepackaged software
Skadden, Arps, Slate, Meagher & Flom LLP TCP CAPITAL CORP TCPC N-2 Unit investment trusts, face-amount certificate offices & closed-end management investment offices
Spencer Fane LLP HOOPER HOLMES INC HH S-4 Services – misc. health & allied services, not elsewhere classified
Stearns Weaver Miller Weissler Alhadeff & Sitterson, P.A. BBX CAPITAL CORP BFCF S-3 Real estate investment trusts
Stradling Yocca Carlson & Rauth, P.C. TANDEM DIABETES CARE INC TNDM S-1 Surgical & medical instruments & apparatus
Stradling, Yocca, Carlson & Rauth, P.C. VERITONE INC ~ S-1 Services – computer processing & data preparation
Stroock & Stroock & Lavan LLP A&Q LONG/SHORT STRATEGIES FUND LLC ~ N-2 ~
Sullivan & Cromwell LLP LSC COMMUNI-CATIONS INC LKSD S-1 Commercial printing, not elsewhere classified
Sullivan & Cromwell LLP CADENCE BANCORP- ORATION ~ S-1 National commercial banks
Sullivan & Cromwell LLP KEY ENERGY SERVICES INC KEG S-3 Oil & gas field services, not elsewhere classified
Sullivan & Cromwell LLP B. RILEY FINANCIAL INC RILY S-4 Services – business services, not elsewhere classified
Sullivan & Cromwell LLP DONNELLEY FINANCIAL SOLUTIONS INC DFIN S-4 Services – misc. business services
Tandem Diabetes Care, Inc. TANDEM DIABETES CARE INC TNDM S-1 Surgical & medical instruments & apparatus
Team 360 Sports, Inc. TEAM 360 SPORTS INC ~ S-1 ~
The Matt Law Firm, PLLC ACTINIUM PHARMA-CEUTICALS INC ATNM S-3 Pharma. preparations
Thompson Hine LLP INTREXON CORP XON S-4 Services – commercial physical & biological research
Troutman Sanders LLP PINNACLE FINANCIAL PARTNERS INC PNFP S-4 National commercial banks
Troutman Sanders LLP RENASANT CORP RNST S-4 State commercial banks
Vinson & Elkins L.L.P. SWIFT ENERGY CO SFY S-3 Crude petroleum & natural gas
Vinson & Elkins L.L.P. WESTLAKE CHEMICAL PARTNERS LP WLKP S-3 Industrial organic chemicals, not elsewhere classified
Vinson & Elkins L.L.P. WESTERN GAS PARTNERS LP WES S-3 Natural gas transmission
Vinson & Elkins L.L.P. SOLARIS OILFIELD INFRA- STRUCTURE INC ~ S-1 Oil & gas field machinery & equipment
Vinson & Elkins L.L.P. CSI COMPRESSCO LIMITED PARTNERSHIP CCLP S-3 Oil & gas field services, not elsewhere classified
Vinson & Elkins L.L.P. C&J ENERGY SERVICES INC CJ S-3 Oil & gas field services, not elsewhere classified
Vorys, Sater, Seymour & Pease LLP EAGLE FINANCIAL BANCORP INC ~ S-1 ~
Vorys, Sater, Seymour and Pease LLP FIRST MERCHANTS CORP FRME S-4 National commercial banks
Wachtell, Lipton, Rosen & Katz CADENCE BANCORP- ORATION ~ S-1 National commercial banks
Wachtell, Lipton, Rosen & Katz PINNACLE FINANCIAL PARTNERS INC PNFP S-4 National commercial banks
Wachtell, Lipton, Rosen and Katz B. RILEY FINANCIAL INC RILY S-4 Services – business services, not elsewhere classified
Weil, Gotshal & Manges LLP NCS MULTISTAGE HOLDINGS INC ~ S-1 Oil & gas field services, not elsewhere classified
Wilmer Cutler Pickering Hale and Dorr LLP EDITAS MEDICINE INC EDIT S-3 Biological products, except diagnostic substances
Wilson Sonsini Goodrich & Rosati P.C. FLUIDIGM CORP FLDM S-3 Laboratory analytical instruments
Wilson Sonsini Goodrich & Rosati, P.C. ON DECK CAPITAL INC ONDK S-3 Finance services
Wilson Sonsini Goodrich & Rosati, P.C. AEHR TEST SYSTEMS AEHR S-3 Instruments for measuring & testing of electricity & electric signals
Wilson Sonsini Goodrich & Rosati, P.C. OKTA INC ~ S-1 Services – prepackaged software
Wilson Sonsini Goodrich & Rosati, P.C. TALEND SA ~ F-1 Services – prepackaged software
Wilson Sonsini Goodrich & Rosati, PC YEXT INC ~ S-1 Services – computer processing & data preparation
Winston & Strawn LLP KAYNE ANDERSON ACQUISITION CORP ~ S-1 Blank checks
Zysman, Aharoni, Gayer and Sullivan & Worcester LLP DARIOHEALTH CORP DRIO S-3 Surgical & medical instruments & apparatus

Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week

IPOs and Transactions: Feb 27 – March 3 / plus “Billion Dollar Questions” for M&A

There were 35 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including American Brivision Holding Corp w/ Kane Kessler PC and Energy XXI Gulf Coast Inc. w/ Vinson & Elkins LLP.

We appreciate that they selected to work with us and benefited from our fast turns, spot-on execution and absolute cost transparency.

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Law firm / advisor Registrant Symbol Form Industry
Baker & McKenzie LLP KELLY SERVICES INC KELYA S-3 Services – help supply services
Baker Botts L.L.P. SELECT ENERGY SERVICES INC ~ S-1 Oil & gas field services
Baker Botts LLP DELEK HOLDCO INC ~ S-4 ~
Barack Ferrazzano Kirschbaum & Nagelberg LLP WEST BANCORP INC WTBA S-3 State commercial banks
Cantabio Pharmaceuticals Inc. CANTABIO PHARMACEUTICALS INC TBD S-1 Management services
Cleary Gottlieb Steen & Hamilton LLP CITIGROUP INC C/PN S-3 National commercial banks
Dechert LLP THL CREDIT SENIOR LOAN 2024 TERM FUND ~ N-2 ~
DLA Piper LLP SEASPINE HOLDINGS CORP SPNE S-3 Surgical & medical instruments & apparatus
Eversheds Sutherland LLP SARATOGA INVESTMENT CORP SAB N-2 Finance services
Foley & Lardner LLP ORION ENERGY SYSTEMS INC OESX S-3 Electric lighting & wiring equipment
Foley Hoag LLP ZOSANO PHARMA CORP ZSAN S-1 Pharma. preparations
Greenberg Traurig, LLP AIT THERAPEUTICS INC ~ S-1 Prepackaged software
Greenberg Traurig, LLP AQUA METALS INC AQMS S-3 Secondary smelting & refining nonferrous metals
Hart & Hart, LLC AMERICANN INC NVHS S-1 Blank checks
Jones Day BABCOCK & WILCOX ENTERPRISES INC BW S-3 Heating equipment
Kane Kessler, P.C. AMERICAN BRIVISION HOLDING CORP NNVC S-3 Commercial physical & biological research
King & Spalding LLP BEAZER HOMES USA INC BZH S-4 Operative builders
Kirkland & Ellis LLP NRG ENERGY, INC. NRG S-4 Electric services
Latham & Watkins LLP GARDNER DENVER HOLDINGS INC ~ S-1 ~
Law Offices of Robert Diener PAY MY TIME LTD ~ S-1 ~
Legal & Compliance, LLC RONCO BRANDS INC ~ 1-A ~
Locke Lord LLP TAMPA ELECTRIC CO TE1 S-3 Electric services
Maslon LLP EL CAPITAN PRECIOUS METALS INC E3L S-1 Metal mining
Mayer Brown LLP HALCON RESOURCES CORP HK S-3 Crude petroleum & natural gas
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. IMMUNOGEN INC IMGN S-3 Pharma. preparations
Morris, Manning & Martin, LLP NEXPOINT CAPITAL INC ~ N-2 ~
Proskauer Rose LLP ZOSANO PHARMA CORP ZSAN S-1 Pharma. preparations
Ropes & Gray LLP NEXPOINT CAPITAL INC ~ N-2 ~
Ropes & Gray LLP STONE RIDGE TRUST III ~ N-2 ~
Sheppard, Mullin, Richter & Hampton LLP MY SIZE INC MYSZ S-3 Electro- medical & electro- therapeutic apparatus
Simpson Thacher & Bartlett LLP GARDNER DENVER HOLDINGS INC ~ S-1 ~
State Agent & Transfer Syndicate, Inc. MIKROCOZE INC ~ S-1 ~
Sullivan & Cromwell LLP FOREST CITY REALTY TRUST INC FCE S-4 REIT
Vinson & Elkins L.L.P. SELECT ENERGY SERVICES INC ~ S-1 Oil & gas field services
Vinson & Elkins L.L.P. SILVER RUN ACQUISITION CORP II ~ S-1 Blank check
Vinson & Elkins L.L.P. ENERGY XXI GULF COAST INC EXXI S-3 Crude petroleum & natural gas
Vinson & Elkins LLP DELEK HOLDCO INC ~ S-4 ~
Vorys, Sater, Seymour and Pease LLP SCOTTS MIRACLE-GRO CO SMG S-4 Agricultural chemicals
Weil, Gotshal & Manges LLP SILVER RUN ACQUISITION CORP II ~ S-1 Blank check
White & Case LLP LIFEPOINT HEALTH INC LPNT S-4 Hospital & medical service plans
Wilmer Cutler Pickering Hale and Dorr LLP EDITAS MEDICINE INC EDIT S-3 Biological products

Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week

 

IPOs and Transactions: Feb 20 – 24 / plus “Billion Dollar Questions” for M&A

There were 25 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Stellus Capital Investment Corp. and Alcentra Capital Corp. w/ Eversheds Sutherland LLP, Bioblast Pharma LTD w/ Haynes and Boone LLP and Zysman, Aharoni, Gayer and Sullivan & Worcester LLP, LeGall Holdings Inc. w/ Cassidy & Associates and Bionik Laboratories Corp. w/ Mazzeo Song PC and Ruskin Moscou Faltischek PC.

We appreciate that they selected to work with us and benefited from our fast turns, spot-on execution and absolute cost transparency.

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Law firm / advisors Registrant Symbol Form Industry
Cassidy & Associates DIVERSE DEVELOPMENT GROUP INC ~ S-1 Blank checks
Cassidy & Associates LEGALL HOLDINGS INC ~ S-1 Blank check
Cleary Gottlieb Steen & Hamilton LLP UNITEDHEALTH GROUP INC UNH S-4 Hospital & medical service plans
Cooley LLP ALTERYX INC S-1 Prepackaged software
Duval & Stachenfeld LLP NY RESIDENTIAL REIT LLC 1-A REITs
Eversheds Sutherland LLP ALCENTRA CAPITAL CORP ABDC N-2 Unit investment trusts, face-amount certificate offices & closed-end management investment offices
Eversheds Sutherland LLP STELLUS CAPITAL INVESTMENT CORP SCM N-2 Unit investment trusts, face-amount certificate offices & closed-end management investment offices
Fenwick & West LLP ALTERYX INC S-1 Prepackaged software
Goodwin Procter LLP LEAF GROUP LTD LFGR S-3 Computer processing & data preparation
Goodwin Procter LLP VIVEVE MEDICAL INC VIVE S-1 Electromedical & electrotherapeutic apparatus
Greenberg Traurig. P.A. BIOTELEMETRY INC BEAT S-3 Surgical & medical instruments & apparatus
Hart & Hart, LLC UNITED CANNABIS CORP MYSK S-1 Health services
Haynes and Boone, LLP BIOBLAST PHARMA LTD ORPN F-1 Pharma preparations
Hogan Lovells US LLP UNITEDHEALTH GROUP INC UNH S-4 Hospital & medical service plans
Hogan Lovells US LLP URANIUM RESOURCES INC URRE S-3 Metal mining
InCorp Services, Inc. ADVECO GROUP INC ~ S-1 ~
InCorp Services, Inc. ANTILIA GROUP CORP ~ S-1 ~
J.P. Galda & Co. CRONA CORP ~ S-1 ~
Latham & Watkins LLP COTIVITI HOLDINGS INC COTV S-1 Business services
Latham & Watkins LLP LANDMARK INFRASTRUCTURE FINANCE CORP LMRK S-3 Investment advice
Mazzeo Song P.C. BIONIK LABORATORIES CORP DWTP S-1 Offices & clinics of doctors of medicine
McDermott Will & Emery LLP MEDIGUS LTD MDGS F-1 Surgical & medical instruments & apparatus
Meitar Liquornik Geva Leshem Tal MEDIGUS LTD MDGS F-1 Surgical & medical instruments & apparatus
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. VIVEVE MEDICAL INC VIVE S-1 Electromedical & electrotherapeutic apparatus
Pearl Cohen Zedek Latzer Baratz LLP ZION OIL & GAS INC ZN S-3 Oil & gas field exploration services
Ruskin Moscou Faltischek, P.C. BIONIK LABORATORIES CORP DWTP S-1 Offices & clinics of doctors of medicine
Venture Law Corporation TRUE LEAF MEDICINE INTERNATIONAL LTD ~ 1-A ~
Wachtell, Lipton, Rosen & Katz ABBOTT LABORATORIES ABT S-4 Pharma preparations
Wall Street Acquisition Corporation WALL STREET ACQUISITIONS CORP ~ 10-12G ~
Weil, Gotshal & Manges LLP COTIVITI HOLDINGS INC COTV S-1 Business services
Wilmer Cutler Pickering Hale and Dorr LLP ACHILLION PHARMACEUTICALS INC ACHN S-3 Pharma preparations
Zysman, Aharoni, Gayer and Sullivan & Worcester LLP BIOBLAST PHARMA LTD ORPN F-1 Pharma preparations
Zysman, Aharoni, Gayer and Sullivan & Worcester LLP MEDIGUS LTD MDGS F-1 Surgical & medical instruments & apparatus

Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week

 

IPOs and Transactions: Feb 13 – 17 / plus “Billion Dollar Questions” M&A whitepaper

There were 41 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Atossa Genetics w/ Gibson, Dunn & Crutcher LLP, Great Basin Scientific Inc. w/ Ellenoff Grossman & Schole LLP and Mitchell Silberberg & Knupp LLP, Medley LLC w/ Fried, Frank, Harris, Shriver & Jacobson LLP and Winston & Strawn LLP and Monster Digital Inc. w/ Manatt, Phelps & Phillips LLP and Reg A+ registration Legion M Entertainment Inc. w/ KHLK LLP.

We appreciate that they selected to work with us and benefited from our fast turns, spot-on execution and absolute cost transparency.

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Law firm / advisor Registrant Symbol Form Industry
ABT Holdings, Inc. ABT HOLDINGS INC ~ 10-12G ~
Allen & Overy LLP EVERETT SPINCO INC ~ 10-12G Computer processing & data preparation
Alston & Bird LLP FS CREDIT REAL ESTATE INCOME TRUST INC ~ S-11 REITs
AXA Equitable Life Insurance Company AXA EQUITABLE LIFE INSURANCE CO ~ S-3 Insurance agents, brokers & service
Baker Botts L.L.P. LIBERTY OILFIELD SERVICES INC ~ S-1 Oil & gas field services, not elsewhere classified
Bart and Associates, LLC NEW AGE BEVERAGES CORP NBEV S-1 Malt beverages
Brilleman Law CODA OCTOPUS GROUP INC CDOC 10-12G Search, detection, navigation, guidance, aeronautical & nautical systems
Cooley LLP ONCOBIOLOGICS INC ONS S-1 Biological products, except diagnostic substances
Corporate Investments Group, Inc. CORPORATE INVESTMENTS GROUP INC ~ 1-A Security brokers, dealers & flotation companies
David Lubin & Associates, PLLC COOL TECHNOLOGIES INC WARM S-1 Educational services
Davis Polk & Wardwell LLP BANK OF N.T. BUTTERFIELD & SON LTD NTB F-1 Commercial banks
Ellenoff Grossman & Schole LLP MATLIN & PARTNERS ACQUISITION CORP ~ S-1 Blank checks
Ellenoff Grossman & Schole LLP GREAT BASIN SCIENTIFIC INC GBSN S-1 Surgical & medical instruments & apparatus
Freshfields Bruckhaus Deringer US LLP MATLIN & PARTNERS ACQUISITION CORP ~ S-1 Blank checks
Fried, Frank, Harris, Shriver & Jacobson LLP MEDLEY LLC MDLQ S-1 Investment advice
Gennari Aronson LLP BOSTON OMAHA CORP ~ S-1 Real estate operators & lessors
Gibson, Dunn & Crutcher LLP EVERETT SPINCO INC ~ 10-12G Computer processing & data preparation
Gibson, Dunn & Crutcher LLP ATOSSA GENETICS INC ATOS S-1 Surgical & medical instruments & apparatus
Goodwin Procter LLP MULESOFT INC ~ S-1 Prepackaged software
Gutierrez Bergman Boulris, PLLC AVRA MEDICAL ROBOTICS INC ~ S-1 ~
Hewlett-Packard Enterprise Company EVERETT SPINCO INC ~ 10-12G Computer processing & data preparation
Honigman Miller Schwartz and Cohn LLP SUNSHINE HEART INC SSH S-1 Electromedical & electrotherapeutic apparatus
Hunter Taubman Fischer & Li LLC CONSUMER CAPITAL GROUP INC CCGN S-1 Wholesale – groceries & related products
John E. Lux, Esq., Attorney at Law ALFACOURSE INC ~ S-1 ~
KHLK LLP LEGION M ENTERTAINMENT INC ~ 1-A Motion picture & video tape production
Kinetic Group Inc. KINETIC GROUP INC ~ S-1 ~
Latham & Watkins LLP CANADA GOOSE HOLDINGS INC ~ F-1 Apparel & other finished products made from fabrics & similar material
Latham & Watkins LLP WEATHERFORD INTERNATIONAL PLC WFT S-3 Oil & gas field machinery & equipment
Latham & Watkins LLP TRADING DESK INC ~ S-1 Computer programming services
Lowenstein Sandler LLP ADGERO BIO-PHARMACEUTICALS HOLDINGS INC ~ S-1 Pharma preparations
Manatt, Phelps & Phillips, LLP MONSTER DIGITAL INC MSDI S-1 Computer storage devices
Matrix Oil Management Corp. ROYALE ENERGY HOLDINGS INC ~ S-4 ~
Messerli & Kramer P.A. ASURE SOFTWARE INC ASUR S-3 Computer integrated systems design
Mitchell Silberberg & Knupp LLP GREAT BASIN SCIENTIFIC INC GBSN S-1 Surgical & medical instruments & apparatus
Nelson Mullins Riley & Scarborough LLP FIRST BANCORP FBNC S-3 State commercial banks
Ortoli Rosenstadt LLP CONSUMER CAPITAL GROUP INC CCGN S-1 Wholesale – groceries & related products
Osler, Hoskin & Harcourt LLP CANADA GOOSE HOLDINGS INC ~ F-1 Apparel & other finished products made from fabrics & similar material
Pacific Continental Corporation COLUMBIA BANKING SYSTEM INC COLB S-4 State commercial banks
Paul Hastings LLP VIKING THERAPEUTICS INC VKTX S-3 Pharma preparations
Pillsbury Winthrop Shaw Pittman LLP COLUMBIA BANKING SYSTEM INC COLB S-4 State commercial banks
Porter Hedges LLP ROYALE ENERGY HOLDINGS INC ~ S-4 ~
Pubco Advisory Service ARTIN CONSULTING INC ~ S-1 ~
Reed Smith LLP NEW AGE BEVERAGES CORP NBEV S-1 Malt beverages
Rogers & Hardin LLP REGIONAL HEALTH PROPERTIESINC ~ S-4 ~
Ropes & Gray LLP CANADA GOOSE HOLDINGS INC ~ F-1 Apparel & other finished products made from fabrics & similar material
Securities Compliance Group AMERICAN GAS & TECHNOLOGY LP ~ 1-A ~
Steele Oceanic Corporation STEELE OCEANIC CORP SELR 10-12G Phonograph records & prerecorded audio tapes & discs
Stem Holdings, Inc. STEM HOLDINGS INC ~ 10-12G ~
Stikeman Elliott LLP CANADA GOOSE HOLDINGS INC ~ F-1 Apparel & other finished products made from fabrics & similar material
Strasburger & Price, LLP ROYALE ENERGY HOLDINGS INC ~ S-4 ~
Sullivan & Cromwell LLP BANK OF N.T. BUTTERFIELD & SON LTD NTB F-1 Commercial banks
Sullivan & Cromwell LLP COLUMBIA BANKING SYSTEM INC COLB S-4 State commercial banks
Thompson Hine LLP ALPHACENTRIC PRIME MERIDIAN INCOME FUND ~ N-2 ~
Vinson & Elkins L.L.P. VANTAGE ENERGY ACQUISITION CORP ~ S-1 ~
Vinson & Elkins L.L.P. LIBERTY OILFIELD SERVICES INC ~ S-1 Oil & gas field services
Weil, Gotshal & Manges LLP VANTAGE ENERGY ACQUISITION CORP ~ S-1 ~
Wilson Sonsini Goodrich & Rosati PC TRADING DESK INC ~ S-1 Computer programming services
Wilson Sonsini Goodrich & Rosati, P.C. MULESOFT INC ~ S-1 Prepackaged software
Winston & Strawn LLP MEDLEY LLC MDLQ S-1 Investment advice

Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week