Category Archives: IPO week in review

IPOs and Transactions: Aug 15 – 19 / plus merger technology whitepaper

There were 45 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Great Basin Scientific Inc. w/ Dorsey & Whitney LLP and Ellenoff Grossman & Schole LLP, Propanc Health Group Corp. w/ Harter Secrest & Emery LLP, Alliance MMA Inc. w/ Magri Law, LLC and Mazzeo Song P.C. Vitality Capital Corp w/ Morrison & Foerster LLP, Alcentra Capital Corp. w/ Sutherland Asbill & Brennan LLP and Fortress Biotech Inc. w/ Wyrick Robbins Yates & Ponton LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

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Law firm / advisor Registrant Symbol Form Industry
Akerman LLP NEFF CORP NEFF S-3 Equipment rental and leasing
Allianz Life Insurance Company of North America ALLIANZ LIFE INSURANCE CO OF NEW YORK ~ S-1 Life insurance
Allianz Life Insurance Company of North America ALLIANZ LIFE INSURANCE CO OF NORTH AMERICA ~ S-1 Life insurance
Alston & Bird LLP FB FINANCIAL CORP ~ S-1 State banks
Andrews Kurth LLP SANCHEZ PRODUCTION PARTNERS LP SPP S-1 ~
Baker Botts L.L.P. SANCHEZ PRODUCTION PARTNERS LP SPP S-1 ~
Baker Botts L.L.P. TRANSOCEAN LTD RIG S-4 Drilling oil and gas
Bart and Associates LLC LIFE CLIPS INC ~ S-1 Motion picture and video tape
Boutin Jones Inc. MOLINA HEALTHCARE INC MOH S-4 Hospital and medical service plans
Brownstein Hyatt Farber Schreck, LLC FULL HOUSE RESORTS INC FLL S-3 Recreation services
BRT Realty Trust BRT REALTY TRUST BRT S-3 Real estate
Bryan Cave LLP SOUTH STATE CORP SSB S-4 ~
Bryan Cave LLP XBIOTECH INC XBIT S-3 Pharma
Carmel, Milazzo & DiChiara LLP ECOARK HOLDINGS INC MGLT S-3 Semi- conductors
Cooley LLP U.S. AUTO PARTS NETWORK INC PRTS S-3 ~
Cooley LLP THAR PHARMACEUTICALS INC ~ S-1 Pharma
Cooley LLP EVERBRIDGE INC ~ S-1 Software services
Cravath, Swaine & Moore LLP PINNACLE FOODS FINANCE LLC PF S-4 Food products
Davis Wright Tremaine LLP HOMESTREET INC HMST S-4 Savings institutions
Dentons US LLP GALECTIN THERAPEUTICS INC GALT S-3 Pharma
Dorsey & Whitney LLP GREAT BASIN SCIENTIFIC INC GBSN S-1 Surgical insts.
EAD Law Group, LLC TRITON ACQUISITION CO ~ S-1 ~
EliteSoft Global, Inc. ELITESOFT GLOBAL INC ~ S-1 Blank check
Ellenoff Grossman & Schole LLP GREAT BASIN SCIENTIFIC INC GBSN S-1 Surgical insts.
Farmer Bros. Co. FARMER BROTHERS CO FARM S-3 Miscellaneous food
Foley & Lardner LLP MANITOWOC FOODSERVICE INC MFS S-4 Industrial services
Goodwin Procter LLP THAR PHARMACEUTICALS INC ~ S-1 Pharma
Goodwin Procter LLP EVERBRIDGE INC ~ S-1 Software services
Harter Secrest & Emery LLP PROPANC HEALTH GROUP CORP PPCH S-1 Pharma
Latham & Watkins LLP FB FINANCIAL CORP ~ S-1 State banks
Legal & Compliance, LLC GREENBELT RESOURCES CORP GRCO 1-A Apparel
Loeb & Loeb LLP SMITH MICRO SOFTWARE INC SMSI S-3 Software services
Magri Law, LLC ALLIANCE MMA INC ~ S-1 Recreation services
Manatt, Phelps & Phillips, LLP PINGTAN MARINE ENTERPRISE LTD PME S-3 Blank check
Mazzeo Song P.C. ALLIANCE MMA INC ~ S-1 Recreation services
Morgan, Lewis & Bockius LLP BGC PARTNERS INC BGCA S-4 Security brokers
Morrison & Foerster LLP VITALITY BIOPHARMA INC STVF S-1 ~
Musick, Peeler & Garrett LLP FARMER BROTHERS CO FARM S-3 Miscellaneus food
Norton Rose Fulbright US LLP DXP ENTERPRISES INC DXPE S-3 ~
Paul Hastings LLP MANDATORY EXCHANGEABLE TRUST ~ N-2 ~
Paul, Weiss, Rifkind, Wharton & Garrison LLP PLY GEM HOLDINGS INC PGEM S-3 Plywood / structural wood
Paul, Weiss, Rifkind, Wharton & Garrison LLP VIRTU FINANCIAL INC VIRT S-3 Security brokers
Richards, Layton & Finger, PA TRANSOCEAN LTD RIG S-4 Drilling oil and gas
Sichenzia Ross Friedman Ference LLP SITO MOBILE LIMITED SITO S-3 ~
Simpson Thacher & Bartlett LLP DJO FINANCE LLC ~ S-4 Orthopedic, prosthetic, surgical
Skadden, Arps, Slate, Meagher & Flom LLP BLACKROCK INC BLK S-3 Security brokers
Southeastern Bank Financial Corporation SOUTH STATE CORP SSB S-4 ~
Stikeman Elliott LLP XBIOTECH INC XBIT S-3 Pharma
Sutherland Asbill & Brennan LLP ALCENTRA CAPITAL CORP ABDC N-2 Investment services
Sutherland Asbill & Brennan LLP NEW MOUNTAIN FINANCE CORP NMFC N-2 Investment services
Thompson Hine LLP BLUE SPHERE CORP BLSP S-1 Computer programming
Trowbridge Sidoti MADYSON EQUITY GROUP LP ~ 1-A Real estate
Wachtell, Lipton, Rosen & Katz SOUTH STATE CORP SSB S-4 ~
Wachtell, Lipton, Rosen & Katz TRIUMPH BANCORP INC TBK S-3 State banks
Wilson Sonsini Goodrich & Rosati, PC NANTKWEST INC NK S-3 Biological products
Wyrick Robbins Yates & Ponton LLP FORTRESS BIOTECH INC FBIO S-3 Pharma

Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

 

IPOs and Transactions: Aug 8 – 12 / plus S-1 “how-to” whitepaper

There were 54 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Bionik Laboratories Corp. w/ Ruskin Moscou Faltischek PC, Overseas Shipholding Group Inc. w/ Cleary Gottlieb Steen & Hamilton LLP and Gibson, Dunn & Crutcher LLP, Relative Value Fund w/ Drinker Biddle & Reath LLP, Homeunion Holdings Inc. w/ Morgan, Lewis & Bockius LLP and Cryoport Inc. w/ Snell & Wilmer LLP.

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Law firm / advisor Registrant Symbol Form Industry
Andrews Kurth LLP SUNOCO LIMITED PARTNERSHIP SUSP S-3 Petroleum products
Baker Botts L.L.P. QVC INC ~ S-3 Retail, catalog and mail orders
Bioverativ Inc. BIOVERATIV INC BIIB 10-12B ~
Brookfield Real Assets Income Fund Inc. BROOKFIELD REAL ASSETS INCOME FUND INC ~ N-2 ~
Bull, Housser & Tupper LLP QLT INC QLTI S-4 Pharma
Burns & Levinson LLP BIOSTAGE INC BSTG S-3 Biological products
Business Filings Inc. GEANT CORP ~ S-1 Animal products
Carter Ledyard & Milburn LLP MAGAL SECURITY SYSTEMS LTD MAGS F-1 ~
Cassidy & Associates, Attorneys at Law CROW STREET ACQUISITION CORP ~ 10-12G Blank check
Cassidy & Associates, Attorneys at Law DOVE STREET ACQUISITION CORP ~ 10-12G Blank check
Cassidy & Associates, Attorneys at Law FINCH STREET ACQUISITION CORP ~ 10-12G Blank check
Cassidy & Associates, Attorneys at Law HAWK STREET ACQUISITION CORP ~ 10-12G Blank check
Cassidy & Associates, Attorneys at Law HERON STREET ACQUISITION CORP ~ 10-12G Blank check
Cassidy & Associates, Attorneys at Law LARK STREET ACQUISITION CORP ~ 10-12G Blank check
Cassidy & Associates, Attorneys at Law ROBIN STREET ACQUISITION CORP ~ 10-12G Blank check
Cassidy & Associates, Attorneys at Law SPARROW STREET ACQUISITION CORP ~ 10-12G Blank check
Cassidy & Associates, Attorneys at Law STARLING STREET ACQUISITION CORP ~ 10-12G Blank check
Cassidy & Associates, Attorneys at Law WREN STREET ACQUISITION CORP ~ 10-12G Blank check
Cleary Gottlieb Steen & Hamilton LLP OVERSEAS SHIPHOLDING GROUP INC OSG S-3 Freight sea transport
Cooley LLP BIOCEPT INC BIOC S-1 Medical labs
Cravath, Swaine & Moore LLP VISTA OUTDOOR INC VSTO S-4 ~
Davis Gillett Mottern & Sims, LLC ROYAL ENERGY RESOURCES INC ROYE S-3 Oil and gas
Davis Polk & Wardwell LLP TECHNIPFMC LTD ~ S-4 ~
DLA Piper LLP BLACKSTONE REAL ESTATE INCOME TRUST INC ~ S-11 Real state invesment
Drinker Biddle & Reath LLP RELATIVE VALUE FUND ~ N-2 ~
Gibson, Dunn & Crutcher LLP OVERSEAS SHIPHOLDING GROUP INC OSG S-3 Freight sea transport
Gibson, Dunn & Crutcher LLP EASTMAN KODAK CO KODK S-3 Photo equip
Hathaway Activated Carbon, Inc. HATHAWAY ACTIVATED CARBON INC ~ 1-A Minning machnery
Innovus Pharmaceuticals, Inc. INNOVUS PHARMACEUTICALS INC INNV S-1 ~
K&L Gates LLP PETROSHARE CORP ~ S-1 Crude petro and natural gas
Kaplan Voekler Cunningham and Frank, PLC VIDANGEL INC ~ 1-A ~
Latham & Watkins LLP TECHNIPFMC LTD ~ S-4 ~
Latham & Watkins LLP SEASPINE HOLDINGS CORP SPNE S-3 Medical apparatus
Latham & Watkins LLP ARDELYX INC ARDX S-3 Pharma
Latham & Watkins LLP HC2 HOLDINGS INC HCHC S-3 Telephone comms
Lindquist & Vennum LLP QUMU CORPORATION QUMU S-3 Computer peripherals
Locke Lord LLP SEVCON INC SEV S-1 Electromed apparatus
Loeb & Loeb LLP E-COMPASS ACQUISITION CORP ECAC S-4 Blank check
McGrath North Mullin & Kratz, PC LLO CONDOR HOSPITALITY TRUST INC CDOR S-11 Real estate
Morgan, Lewis & Bockius LLP HOMEUNION HOLDINGS INC ~ 1-A Real estate
Morrison & Foerster LLP ONCOSEC MEDICAL INC ONCS S-3 Phama
Naschitz, Brandes, Amir & Co. MAGAL SECURITY SYSTEMS LTD MAGS F-1 ~
North Lion Holding Corp NORTH LION HOLDING CORP ~ 1-A ~
Paul Hastings LLP BROOKFIELD REAL ASSETS INCOME FUND INC ~ N-2 ~
Perkins Coie LLP SIERRA PACIFIC POWER CO ~ S-4 Electric services
Phoenix Financial Holdings Inc. PHOENIX FINANCIAL HOLDINGS INC ~ 1-A ~
Pillsbury Winthrop Shaw Pittman LLP GENOMIC HEALTH INC GHDX S-3 Medical labs
Polsinelli PC PETROSHARE CORP ~ S-1 Crude petro and natural gas
Recor RIeber, P.A. OUR MICROLENDING LLC ~ 1-A Finance services
Reed Smith LLP FUNCTION(X) INC DDAY S-1 Computing services
Reed Smith LLP RITTER PHARMACEUTICALS INC RTTR S-3 Pharma
Ropes & Gray LLP QLT INC QLTI S-4 Pharma
Ruskin Moscou Faltischek, P.C. BIONIK LABORATORIES CORP DWTP S-1 Doctors offices and clinics
Sichenzia Ross Friedman Ference LLP TOWERSTREAM CORP TWER S-1 Comms services
Simpson Thacher & Bartlett LLP BLACKSTONE REAL ESTATE INCOME TRUST INC ~ S-11 Real estate invesment
Skadden, Arps, Slate, Meagher & Flom LLP XAI OCTAGON CREDIT OPPORTUNITIES ALTERNATIVE REGISTERED TRUST ~ N-2 ~
Snell & Wilmer L.L.P. CRYOPORT INC CYRX S-4 Plastic products
Southwest Business Services, LLC BIGFOOT PROJECT INVESTMENTS INC ~ S-1 Motion picture and tape distribution
Varex Imaging Corp. VAREX IMAGING CORP ~ 10-12B ~
Vascular Solutions, Inc. VASCULAR SOLUTIONS INC VASC S-3 Medical instruments
Weil, Gotshal & Manges LLP QLT INC QLTI S-4 Pharma
Wilson Sonsini Goodrich & Rosati PC IRIDEX CORP IRIX S-3 Electrical industrial apparatus

Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

 

IPOs and Transactions: Aug 1- 5 / plus S-1 registration workflow paper

There were 43 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including XG Technology Inc . w/ Robinson Brog Leinwand Greene Genovese & Gluck PC, PLLC, Salem Media Group Inc. w/ K&L Gates LLP, Magnegas Corporation w/ Lucosky Brookman LLP and Reg A+ registration Medivie USA Inc. w/ JSBarkats.

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Law firm / advisor Company Name Symbol Form Industry
Andrews Kurth LLP FLOTEK INDUSTRIES INC FTK S-3 ~
Baker & McKenzie LLP RADISYS CORP RSYS S-3 ~
Baker Botts L.L.P. LIONS GATE ENTERTAINMENT CORP /CN/ LGF S-4 Motion pictures production
Baker Botts L.L.P. COMSTOCK RESOURCES INC CRK S-4 Oil / gas explo and production
Bass, Berry & Sims PLC NEW AMETHYST CORP ~ S-4 ~
Befumo & Schaeffer, PLLC NEWMARKT CORP ~ S-1 ~
Blank Rome LLP CORNERSTONE STRATEGIC VALUE FUND INC CLM N-2 Investment instruments
Blank Rome LLP CORNERSTONE TOTAL RETURN FUND INC CRF N-2 Investment instruments
Chapman and Cutler LLP FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND FPL N-2 Investment offices
Davis Polk & Wardwell LLP BANK OF N.T. BUTTERFIELD & SON LTD ~ F-1 Commercial banks
Debevoise & Plimpton LLP NEW AMETHYST CORP ~ S-4 ~
Fenwick & West LLP PRONAI THERAPEUTICS INC DNAI S-3 Pharma
Goodwin Procter LLP NEOS THERAPEUTICS INC NEOS S-3 Pharma
Gracin & Marlow, LLP QPAGOS ASYP S-1 ~
Greenberg Traurig, LLP AQUA METALS INC AQMS S-3 Nonferrous metals processing
Haynes and Boone, LLP BIOSIG TECHNOLOGIES INC BSGM S-1 ~
Hodgson Russ LLP COLUMBUS MCKINNON CORP CMCO S-3 ~
Hogan Lovells US LLP URANIUM RESOURCES INC URRE S-3 ~
Husch Blackwell LLP MACKENZIE REALTY CAPITAL INC ~ N-2 ~
InCorp Services, Inc. KASKAD CORP ~ S-1 ~
Jones Day KAISER ALUMINUM CORP KALU S-4 ~
JSBarkats, PLLC MEDIVIE USA INC ~ 1-A Dental equipment and supplies
K&L Gates LLP SALEM MEDIA GROUP INC SALM S-3 Radio broadcasting
King & Spalding LLP MCBC HOLDINGS INC MCFT S-3 ~
King & Spalding LLP ENDOCHOICE HOLDINGS INC GI S-3 ~
Law Offices of Thomas E. Puzzo, PLLC EASON EDUCATION KINGDOM HOLDINGS INC HANO S-1 Speciality finance
Locke Lord LLP COMSTOCK RESOURCES INC CRK S-4 Oil / gas explo and production
Lucosky Brookman LLP MAGNEGAS CORPORATION MNGA S-3 ~
Morgan, Lewis & Bockius LLP TEMPUR SEALY INTERNATIONAL INC TPX S-4 Furnishing
Morgan, Lewis & Bockius LLP NUVEEN HIGH INCOME 2020 TARGET TERM FUND JHA N-2 Investment instruments
Proskauer Rose LLP ARES CAPITAL CORP ARCC N-2 Investment instruments
Riddell Williams P.S. RED LION HOTELS CORP RLH S-3 Hotels and motels
Robinson Brog Leinwand Greene Genovese & Gluck P.C. XG TECHNOLOGY INC XGTI S-3 Telecomm equipment
Ropes & Gray LLP LANTHEUS HOLDINGS INC LNTH S-3 Medical equipment
SD Mitchell & Associates, PLC KELVIN MEDICAL INC ~ S-1 ~
Securus Law Group, P.A. HEMPTECH CORP ~ 1-A Pharma
Sichenzia Ross Friedman Ference LLP LEO MOTORS INC LEOM S-1 Auto parts
StreamNet, Inc. STREAMNET INC ~ 1-A Cable and VT services
TroyGould PC BONE BIOLOGICS CORP ~ S-1 Blank check
Vinson & Elkins L.L.P. MITCHAM INDUSTRIES INC MIND S-3 Oil equipment and services
Vinson & Elkins L.L.P. SUNOCO LOGISTICS PARTNERS L.P SXL S-3 Pipelines
Wachtell, Lipton, Rosen & Katz BANK OF N.T. BUTTERFIELD & SON LTD ~ F-1 Commercial banks
Wachtell, Lipton, Rosen & Katz LIONS GATE ENTERTAINMENT CORP /CN/ LGF S-4 Motion pictures production
Web Debt Solutions, LLC WEB DEBT SOLUTIONS LLC ~ 1-A Credit and collection
Weintraub Tobin Chediak Coleman Grodin, Law Corp. ADAMIS PHARMACEUTICALS CORP ADMP S-3 Pharma
White & Case LLP JBS FOODS INTERNATIONAL DESIGNATED ACTIVITY CO ~ F-1 ~

Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

 

 

IPOs and Transactions: July 25 – 29 / plus Bloomberg Reg A+ webcast replay

There were 26 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Microphase Corp. w/ Lucosky Brookman LLP and Sullivan and Worcester LLP and Mustang Bio Inc.

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Law firm / advisor Registrant Symbol Form Industry
Baker Botts L.L.P. CIVEO CORPORATION CVEO S-3 ~
Boutin Jones Inc. MOLINA HEALTHCARE INC MOH S-4 Healthcare providers
Buscar Company BUSCAR CO CGLD S-1 Gold and silver
Cravath, Swaine & Moore LLP EVOLENT HEALTH INC EVH S-3 Management services
Cravath, Swaine & Moore LLP OLIN CORP OLN S-4 ~
Dorsey & Whitney LLP EVANS BREWING CO INC ~ S-1 Blank check
Eco Waste Power Inc ECO WASTE POWER INC ~ 1-A Electric, gas & sanitary services
Elio Motors, Inc. ELIO MOTORS INC ~ 10-12B Motor vehicles
Fredrikson & Byron P.A. GALENA BIOPHARMA INC GALE S-3 Pharma
Graubard Miller PARKERVISION INC PRKR S-3 Telecomm
Jones Walker L.L.P. FIRST BANCSHARES INC /MS/ FBMS S-3 Banks
Loeb & Loeb LLP M I ACQUISITIONS INC ~ S-1 Blank check
Lucosky Brookman LLP MICROPHASE CORP ~ S-1 Electronic components
Mayer Brown LLP ADAPTIMMUNE THERAPEUTICS PLC ADAP S-3 Pharma
McDermott Will & Emery M I ACQUISITIONS INC ~ S-1 Blank check
Morrison & Foerster LLP UDR INC UDR S-3 ~
Morse & Morse, PLLC N-VIRO INTERNATIONAL CORP NVIC S-1 Sanitary services
Mustang Bio, Inc. MUSTANG BIO INC ~ 10-12G ~
Office of Richard Rubin EMERALD MEDICAL APPLICATIONS CORP ZAXS S-1 Biotech
Schiff Hardin LLP SIGMA LABS INC FWAV S-1 ~
Securities Compliance Group, Ltd. ASI AVIATION INC ~ S-1 ~
Sierchio & Partners, LLP SOLARWINDOW TECHNOLOGIES INC 2N0N S-1 ~
Sullivan & Cromwell LLP COLONY NORTHSTAR INC ~ S-4 ~
Sullivan and Worcester LLP MICROPHASE CORP ~ S-1 Electronic components
Thomas J. Craft, Jr., Esq. EMERALD MEDICAL APPLICATIONS CORP ZAXS S-1 Biotech
Thompson Hine LLP USCA ALL TERRAIN FUND ~ N-2 ~
TroyGould PC SIGMA LABS INC FWAV S-1 ~
U.S. Bancorp Fund Services, LLC USCA ALL TERRAIN FUND ~ N-2 ~
Venable LLP COLONY NORTHSTAR INC ~ S-4 ~
Vinson & Elkins L.L.P. COLONY NORTHSTAR INC ~ S-4 ~
Vinson & Elkins L.L.P. SUNCOKE ENERGY INC SXC S-3 ~
Web Debt Solutions, LLC WEB DEBT SOLUTIONS LLC ~ 1-A Credit reporting collecting agencies
Weintraub Tobin Chediak Coleman Grodin Law Corp RICEBRAN TECHNOLOGIES RIBT S-3 Food products
Willkie Farr & Gallagher LLP COLONY NORTHSTAR INC ~ S-4 ~

Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

 

IPOs and Transactions: July 18 – 22 / plus Bloomberg Reg A+ webcast invite

There were 27 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Regenerex Biopharmaceuticals Inc. w/ Fredrikson & Byron PA, Net Element Inc. w/ Snell & Wilmer LLP, Research Solutions Inc. w/ Stubbs Alderton & Markiles LLP, and Reg A+ registration for Ziyen Inc.

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Law firm / advisors Registrant Symbol Form Industry
Cahill Gordon & Reindel LLP IRONSHORE INC ~ S-1 ~
Celsius Holdings Inc. CELSIUS HOLDINGS INC CELH 10-12G ~
Dechert LLP NB CROSSROADS PRIVATE MARKETS FUND IV HOLDINGS LLC ~ N-2 ~
Dinsmore & Shohl LLP LCNB CORP LCNB S-3 Banks
Ellenoff Grossman & Schole, LLP OPTEX SYSTEMS HOLDINGS INC OPXS S-1 Optical
EPIC Medicor Corp EPIC MEDICOR CORP ~ 1-A Fabric mills
Federated Investors Funds FEDERATED PROJECT & TRADE FINANCE TENDER FUND ~ N-2 ~
Fellheimer & Eichen LLP OPTEX SYSTEMS HOLDINGS INC OPXS S-1 Optical
Fredrikson & Byron, P.A. REGENERX BIO- PHARMACEUTICALS INC RRX S-1 Pharma
Greenberg Traurig, LLP INDUSTRIAL PROPERTY TRUST INC ~ S-11 ~
Helene Holloman Chin El HELENE HOLLOMAN CHIN EL ~ 10-12B ~
Hogan Lovells US LLP IRONSHORE INC ~ S-1 ~
Hogan Lovells US LLP BAR HARBOR BANKSHARES BHB S-4 Banks
Hogan Lovells US LLP EASTERLY ACQUISITION CORP EACQ S-4 ~
K&L Gates LLP BAR HARBOR BANKSHARES BHB S-4 Banks
Kilpatrick Townsend & Stockton LLP PRUDENTIAL BANCORP INC PBIP S-4 Banks
Kutak Rock LLP BEAR STATE FINANCIAL INC BSF S-3 Banks
Latham & Watkins LLP SUNOCO FINANCE CORP SUSP;SUSS S-4 Petroleum
Littman Krooks, LLP ACTIVECARE INC ACAR S-1 Medical equipment
Lucosky Brookman LLP ACTIVECARE INC ACAR S-1 Medical equipment
Morgan, Lewis & Bockius LLP VALERITAS HOLDINGS INC ~ S-1 Retail
Nelson Mullins Riley & Scarborough LLP STRATEGIC STORAGE TRUST IV INC ~ S-11 ~
Orrick, Herrington & Sutcliffe LLP EASTERLY ACQUISITION CORP EACQ S-4 ~
Silver, Freedman, Taff & Tiernan LLP PRUDENTIAL BANCORP INC PBIP S-4 Banks
Simpson Thacher & Bartlett LLP PEOPLE’S UNITED FINANCIAL INC PBCT S-4 Banks
Snell & Wilmer L.L.P. NET ELEMENT INC NETE S-1 Computer & data base processing
Stubbs Alderton & Markiles, LLP RESEARCH SOLUTIONS INC RSSS S-1 Business support
VCorp Services, LLC GLOCORP INC ~ S-1 ~
Wachtell, Lipton, Rosen & Katz PEOPLE’S UNITED FINANCIAL INC PBCT S-4 Banks
Wilmer Cutler Pickering Hale and Dorr LLP ARGOS THERAPEUTICS INC ARGS S-3 Pharma
Wilson Sonsini Goodrich & Rosati, P.C. MOGULREIT I LLC ~ 1-A REIT
Womble Carlyle Sandridge & Rice, LLP QORVO INC QRVO S-4 Semi-conductors
Ziyen Inc ZIYEN INC ~ 1-A ~
Zysman Aharoni Gayer and Sullivan & Worcester LLP LABSTYLE INNOVATIONS CORP DRIO S-3 Surgical & medical instruments

Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

 

IPOs and Transactions: July 11 – 15 / plus experts on merger pitfalls

There were 42 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Medley LLC w/ Fried, Frank, Harris, Shriver & Jacobson LLP and Winston & Strawn LLP, Superior Drilling Products Inc. w/ Dickinson Wright PLLC and Porter Hedges LLP, FXCM w/ Jones Day and Reg A+ registration for First Sentry Bancshares Inc w/ Dinsmore & Shohl LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

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WHITEPAPER –  M&A: Good practices and bad pitfalls. Click here.

Law firm / advisor Registrant Symbol Form Type Industry
Adamson Brothers VIVA CONSULTING GROUP INC ~ 1-A ~
Akin Gump Strauss Hauer & Feld LLP SEMGROUP CORP SEMG S-4 Pipelines
Baker Botts L.L.P. GREAT PLAINS ENERGY INC GXP S-4 Electric services
Blank Rome LLP RIVERPARK COMMERCIAL REAL ESTATE FUND ~ N-2 ~
Bracewell LLP GREAT PLAINS ENERGY INC GXP S-4 Electric services
Buchanan Ingersoll & Rooney PC ETHERINDEX ETHER TRUST ~ S-1 ~
Checkpoint Therapeutics, Inc. CHECKPOINT THERAPEUTICS INC ~ 10-12G Biotech & Pharma
CKR Law LLP AKOUSTIS TECHNOLOGIES INC DNLX S-1 Software
Cleary Gottlieb Steen & Hamilton LLP OSG INTERNATIONAL INC ~ 10-12B ~
Cooley LLP PROTAGONIST THERAPEUTICS INC ~ S-1
Cozen O’Connor AZURRX BIOPHARMA INC ~ S-1 Pharma preparations
Dechert LLP GOLDMAN SACHS PRIVATE MIDDLE MARKET CREDIT LLC ~ 10-12G ~
Dechert LLP NB CROSSROADS PRIVATE MARKETS FUND IV (TE) ~ CLIENT LLC ~ N-2 ~
Dechert LLP NB CROSSROADS PRIVATE MARKETS FUND IV (TE) ~ CUSTODY CLIENT LLC ~ N-2 ~
Dechert LLP NB CROSSROADS PRIVATE MARKETS FUND IV (TI) ~ CLIENT LLC ~ N-2 ~
Dechert LLP SOLIDX BITCOIN TRUST ~ S-1 Commodity contracts
Dickinson Wright PLLC SUPERIOR DRILLING PRODUCTS INC SDPI S-1 Oil & gas equipment
Dinsmore & Shohl LLP FIRST SENTRY BANCSHARES INC FTSB 1-A Banks
Faegre Baker Daniels LLP AIRGAIN INC ~ S-1 Radio and TV broadcasting
Frank J. Hariton, Esq. SAUER ENERGY INC SENY S-1 Drilling oil and gas wells
Fried, Frank, Harris, Shriver & Jacobson LLP GOLDMAN SACHS PRIVATE MIDDLE MARKET CREDIT LLC ~ 10-12G ~
Fried, Frank, Harris, Shriver & Jacobson LLP MEDLEY LLC ~ S-1 Investment advice
Gibson, Dunn & Crutcher LLP SEMGROUP CORP SEMG S-4 Pipelines
Greenberg Traurig, LLP PLATFORM SPECIALTY PRODUCTS CORP PAH S-3 Speciality chemicals
Haynes and Boone, LLP PULMATRIX INCORPORATED PULM S-3 Biotech
Jones Day LAMB WESTON HOLDINGS INC ~ 10-12B ~
Jones Day FXCM INC FXCM S-3 Investment services
Jones Day OCLARO INC OCLR S-3 Telecomm equipment
Latham & Watkins LLP PROTAGONIST THERAPEUTICS INC ~ S-1
Latham & Watkins LLP AIRGAIN INC ~ S-1 Radio and TV broadcasting
Latham & Watkins LLP SUNOCO LLC SUSP S-4 Specialty retailers
Locke Lord LLP LAMAR MEDIA CORP ~ S-4 Media agencies
Loeb & Loeb LLP AZURRX BIOPHARMA INC ~ S-1 Pharma preparations
Matheau J. W. Stout, Esq. NPQ HOLDINGS LTD ~ S-1
Matthew C. McMurdo, Esq. FRANCHISE HOLDINGS INTERNATIONAL INC FNHI S-1 Business services
Mitchell Silberberg & Knupp LLP HELIOS & MATHESON ANALYTICS INC HMNY S-3 Computer services
Morgan, Lewis & Bockius LLP PIONEER ILS BRIDGE FUND ~ N-2 ~
Morgan, Lewis & Bockius LLP NUVEEN CALIFORNIA SELECT TAX FREE INCOME PORTFOLIO NXC N-2 Equity investment instruments
Morrison & Foerster LLP MOTIF BIO PLC ~ F-1 Pharma preparations
O’Melveny & Myers LLP CAVIUM INC CAVM S-4 Semiconductors
Olshan Frome Wolosky LLP AEGIS IDENTITY SOFTWARE INC ~ S-1 Software
Porter Hedges LLP SUPERIOR DRILLING PRODUCTS INC SDPI S-1 Oil & gas equipment
Reed Smith LLP TEUCRIUM COMMODITY TRUST CORN S-1 Investment services
Reed Smith LLP MOTIF BIO PLC ~ F-1 Pharma preparations
SD Mitchell & Associates, PLC KOO’TOOR DESIGN INC ~ S-1 ~
Sichenzia Ross Friedman Ference LLP SITO MOBILE LIMITED SITO S-3 Software
Skadden, Arps, Slate, Meagher & Flom LLP ARBOR REALTY TRUST INC ABR S-3 Mortage REITs
Skadden, Arps, Slate, Meagher & Flom LLP CAVIUM INC CAVM S-4 Semiconductors
Vinson & Elkins L.L.P. LSB INDUSTRIES INC LXU S-1 Chemicals
Web Debt Solutions, LLC WEB DEBT SOLUTIONS LLC ~ 1-A ~
Willkie Farr & Gallagher LLP GOLDMAN SACHS PRIVATE MIDDLE MARKET CREDIT LLC ~ 10-12G ~
Wilson Sonsini Goodrich & Rosati PC CAPNIA INC CAPN S-1 Electromedical
Winston & Strawn LLP MEDLEY LLC ~ S-1 Investment advice

Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

IPOs and Transactions: July 4 – 8 / plus Reg A+ (Form 1-A) Worksheet

There were 25 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including UPAY w/ Frederick M. Lehrer, Attorney and Counselor at Law, Newtek Business Services Corp. w/ Sutherland Asbill & Brennan LLP and Cellect Biomed LTD w/ Doron Tikotzky Kantor Gutman Cederboum & Co., Ellenoff Grossman & Schole LLP, and Zysman, Aharoni, Gayer and Sullivan & Worcester LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

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Law firm / advisor Registrant Symbol Form Industry
Akin Gump Strauss Hauer & Feld LLP US CONCRETE INC USCR S-4 Building materials
Baker Botts L.L.P. FORTERRA INC ~ S-1 ~
Baker, Donelson, Bearman, Caldwell & Berkowitz, PC SIMMONS FIRST NATIONAL CORP SFNC S-4 Banks
Booth Udall Fuller, PLC YILOLIFE INC ~ 1-A ~
Covington & Burling LLP SIMMONS FIRST NATIONAL CORP SFNC S-4 Banks
Davis Polk & Wardwell LLP TERRAVIA HOLDINGS INC TVIA S-3 Alternative fuels
Dentons US LLP DRAGONWAVE INC DRWI F-1 Radio – telephone comms
DLA Piper LLP DRAGONWAVE INC DRWI F-1 Radio – telephone comms
Doron Tikotzky Kantor Gutman Cederboum & Co CELLECT BIOMED LTD ~ F-1 Biological products
Ellenoff Grossman & Schole LLP FILMON.TV NETWORKS INC ~ S-1 Service – video tape rentals
Ellenoff Grossman & Schole, LLP CELLECT BIOMED LTD ~ F-1 Biological products
Ellenoff Grossman & Schole, LLP DRAGONWAVE INC DRWI F-1 Radio – telephone comms
Frederick M. Lehrer, Attorney and Counselor at Law UPAY ~ S-1 ~
Gibson, Dunn & Crutcher LLP FORTERRA INC ~ S-1 ~
Gross Cutler Seiler Dupont LLC NIVALIS THERAPEUTICS INC NVLS S-3 Phama preparations
Haneberg Hurlbert, PLC WHEELER REAL ESTATE INVESTMENT TRUST INC WHLR S-3 Retail REITs
Kirkland & Ellis LLP KRAFT HEINZ FOODS CO KHC S-4 Food products
Loeb & Loeb LLP PRIME ACQUISITION CORP ~ F-1 Blamk checks
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. PIERIS PHARMACEUTICALS INC PIRS S-3 Bio research
Nexeon MedSystems Inc NEXEON MEDSYSTEMS INC ~ 10-12G ~
Olshan Frome Wolosky LLP FILMON.TV NETWORKS INC S-1 Service – video tape rentals
Pearlman Schneider LLP INUVO INC INUV S-3 Marketing Services
Sichenzia Ross Friedman Ference LLP TOWERSTREAM CORP TWER S-3 Comms services
Sidley Austin LLP CELSION CORP CLSN S-3 Medical equipment
Silver, Freedman, Taff & Tiernan LLP GREAT SOUTHERN BANCORP INC GSBC S-3 Banks
Simmons First National Corporation SIMMONS FIRST NATIONAL CORP SFNC S-4 Banks
Simpson Thacher & Bartlett LLP FIRST HAWAIIAN INC ~ S-1 Finance services
Stepp Law Corporation GO2GREEN LANDSCAPING INC ~ S-1 ~
Sullivan & Cromwell LLP FIRST HAWAIIAN INC ~ S-1 Finance services
Sullivan & Worcester LLP TECOGEN INC TGEN S-3 Building materials & fixtures
Sutherland Asbill & Brennan LLP NEWTEK BUSINESS SERVICES CORP ~ N-2 ~
Tech Central, Inc. TECH CENTRAL INC ~ S-1 ~
Wachtell, Lipton, Rosen & Katz CBS RADIO INC S-1
Zysman, Aharoni, Gayer and Sullivan & Worcester LLP CELLECT BIOMED LTD ~ F-1 Biological products

Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

IPOs and Transactions: June 27 – July 1 / plus “Age of Activism” whitepaper

There were 54 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Cion Ares Diversified Credit Fund w/ Dechert LLP,  XG Technology Inc. w/ Lowenstein Sandler LLP and Robinson Brog Leinwand Greene Genovese & Gluck PC, KT High-Tech Marketing Inc. w/ Cassidy & Associates and RegA+ registration for Novea Inc.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

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Las firm / advisor Registrant Symbol Form Industry
Alcoa Upstream Corporation ALCOA UPSTREAM CORP ~ 10-12B ~
Alliance Freight Lines Inc ALLIANCE FREIGHT LINES INC ~ 1-A ~
Bacchus Law Corporation VALMIE RESOURCES INC VMRI S-1 General Mining
Baker Botts L.L.P. 8POINT3 ENERGY PARTNERS LP CAFD S-3 ~
Becker & Poliakoff LLP DLH HOLDINGS CORPORATION DLHC S-3 Business Training & Employment Agencies
C2 Aviation Capital, Inc. C2 AVIATION CAPITAL INC ~ 10-12B ~
Calfee, Halter & Griswold LLP FAIRMOUNT SANTROL HOLDINGS INC FMSA S-3 General Mining
Cassidy & Associates KT HIGH-TECH MARKETING INC ~ S-1 ~
Chapman and Cutler LLP NUVEEN FLOATING RATE INCOME FUND JFR N-2 Equity Investment Instruments
Chapman and Cutler LLP NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND JRO N-2 Equity Investment Instruments
Conduent Inc CONDUENT INC ~ 10-12B ~
Cooley LLP ONCOBIOLOGICS INC ONS S-1 ~
Cutler Law Group, P.C. SCOTTLINE HEALTHCARE SOLUTIONS INC ~ 1-A ~
Davis Graham & Stubbs LLP HECLA MINING CO/DE/ HL S-4 Diamonds & Gemstones
Davis Polk & Wardwell LLP KINSALE CAPITAL GROUP INC ~ S-1 ~
Davis Polk & Wardwell LLP S&P GLOBAL INC SPGI S-3 Specialty Finance
Debevoise & Plimpton LLP VERIZON COMM-UNICATIONS INC VZA S-4 Fixed Line Telecomm
Dechert LLP CION ARES DIVERSIFIED CREDIT FUND ~ N-2 ~
DLA Piper LLP MOBILE MINI INC MINI S-4 Business Support Services
Dorsey & Whitney LLP CESCA THERAPEUTICS INCORPORATED KOOL S-3 Medical Supplies
Fogler, Rubinoff LLP NUTRITIONAL HIGH INTERNATIONAL INC ~ F-1 ~
Foley & Lardner LLP CURRENCY -SHARES BRITISH POUND STERLING TRUST FXB S-1 ~
Gide Loyrette Nouel A.A.R.P.I. TALEND SA ~ F-1 ~
Golenbock Eiseman Assor Bell & Peskoe LLP ATOMERA INC ~ S-1 ~
Goodwin Procter LLP TALEND SA ~ F-1 ~
Greenberg Traurig, LLP ATOMERA INC ~ S-1 ~
Harter Secrest & Emery LLP COPSYNC INC COYN S-3 Computer Services
Jones Day TALEND SA ~ F-1 ~
Jones Day YETI HOLDINGS INC ~ S-1 ~
Jones Day GUIDED THERAPEUTICS INC GTHP S-1 Medical Equipment
K&L Gates LLP HECLA MINING HL S-4 Diamonds & Gemstones
Katten Muchin Rosenman LLP META FINANCIAL GROUP INC CASH S-3 Banks
King & Spalding LLP WINGSTOP INC WING S-3 ~
Latham & Watkins LLP BIOVENTUS INC ~ S-1 ~
Latham & Watkins LLP YETI HOLDINGS INC ~ S-1 ~
Legal & Compliance, LLC BIOSCULPTURE TECHNOLOGY INC ~ 1-A ~
Loeb & Loeb LLP FULL SPECTRUM INC ~ S-1 ~
Lowenstein Sandler LLP XG TECHNOLOGY INC XGTI S-1 Telecomm Equipment
Luse Gorman, PC FIRST OF LONG ISLAND CORP FLIC S-3 Banks
Messerli & Kramer P.A. ASURE SOFTWARE INC ASUR S-3 Business Support Services
Morgan, Lewis & Bockius LLP NUVEEN ALL CAP ENERGY MLP OPPORTUNITIES FUND JMLP N-2 ~
Novea Inc. NOVEA INC ~ 1-A ~
Parkway, Inc. PARKWAY INC ~ 10-12B ~
Paul Hastings LLP SORRENTO THERAPEUTICS INC SRNE S-3 Biotech
Polsinelli PC LANDRUM CO ~ 1-A ~
Robinson Brog Leinwand Greene Genovese & Gluck P.C. XG TECHNOLOGY INC XGTI S-1 Telecomm Equipment
Sichenzia Ross Friedman Ference LLP FULL SPECTRUM INC ~ S-1 ~
Sichenzia Ross Friedman Ference LLP H/CELL ENERGY CORP ~ S-1 ~
Silverman Shin & Byrne ELITE PHARMA INC ELI S-1 Pharma
Simpson Thacher & Bartlett LLP APX GROUP HOLDINGS INC ~ S-4 ~
Simpson Thacher & Bartlett LLP BIOVENTUS INC ~ S-1 ~
Skadden, Arps, Slate, Meagher & Flom LLP KINSALE CAPITAL GROUP INC ~ S-1 ~
Snell & Wilmer L.L.P. CRYOPORT INC CYRX S-1 Containers & Packaging
Stradley Ronon Stevens & Young, LLP NUVEEN FLOATING RATE INCOME FUND JFR N-2 Equity Investment Instruments
Stradley Ronon Stevens & Young, LLP NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND JRO N-2 Equity Investment Instruments
Sutherland Asbill & Brennan LLP PRIORITY INCOME FUND INC ~ N-2 ~
The Bunker Law Group, PLLC CARO HOLDINGS INC ~ S-1 ~
TroyGould PC LION BIO- TECHNOLOGIES INCORPORATED LBIO S-1 Biotech
Vinson & Elkins L.L.P. ANTERO MIDSTREAM PARTNERS LP AM S-3 Pipelines
Wachtell, Lipton, Rosen & Katz MATCH GROUP INC MTCH S-4 ~
Web Debt Solutions, LLC STEPHANIE IZEVBIZUA ~ 1-A ~
Wilmer Cutler Pickering Hale and Dorr LLP CATABASIS PHARMA-CEUTICALS INC CATB S-3 ~
Wilson Sonsini Goodrich & Rosati, P.C. TALEND SA ~ F-1 ~
Wilson Sonsini Goodrich & Rosati, P.C. INVUITY INC IVTY S-3 ~
Winstead PC ABRAXAS PETROLEUM CORP AXAS S-3 Exploration & Production
Winstead PC ABRAXAS PETROLEUM CORP AXAS S-4 Exploration & Production
Winston & Strawn LLP NGL ENERGY PARTNERS LP NGL S-3 Oil & Gas Refining and Marketing

Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

IPOs and Transactions: June 20 – 24 / plus new Wall Street investor report

There were 31 transactions filed with the SEC this week.

Congratulations to all of the corporations and law firms that selected our transactions services last week. We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

Below is a complete list of the week’s transactions.

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Law firm / advisor Registrant Symbol Form Industry
AltaVista Capital Markets, LLC ALTAVISTA CAPITAL MARKETS LLC ~ 1-A ~
Astics, Inc. ASTICS INC ~ 1-A ~
Baker Botts L.L.P. CENTENNIAL RESOURCE DEVELOPMENT INC ~ S-1 ~
Barack Ferrazzano Kirschbaum & Nagelberg LLP MIDWESTONE FINANCIAL GROUP INC MOFG S-3 Banks
Bofat Investment Inc BOFAT INVESTMENT INC ~ 1-A ~
Chapman and Cutler LLP NUVEEN SENIOR INCOME FUND NSL N-2 Equity Investment Instruments
Clyde Snow & Sessions, PC PREMIER BIOMEDICAL INC BIEI S-1 Biotechnology
David M. Seeberger, Esq. ROCKY MOUNTAIN HIGH BRANDS INC ~ 10-12G ~
Ellenoff Grossman & Schole LLP CONYERS PARK ACQUISITION CORP ~ S-1 ~
Foley & Lardner LLP SUNSHINE BANCORP INC SBCP S-4 Banks
Frost Brown Todd LLC PORTER BANCORP INC PBIB S-1 Banks
Gibson, Dunn & Crutcher LLP MEDPACE HOLDINGS INC ~ S-1 ~
Greenberg Traurig, LLP MOBIVITY HOLDINGS CORP MFON S-1 Software
Hogan Lovells US LLP WESTFIELD FINANCIAL INC WFD S-4 Banks
Investors Real Estate Trust INVESTORS REAL ESTATE TRUST IRET S-3 Diversified REITs
Kirkland & Ellis LLP CONYERS PARK ACQUISITION CORP ~ S-1 ~
Latham & Watkins LLP ACUSHNET HOLDINGS CORP ~ S-1 ~
Latham & Watkins LLP MEDPACE HOLDINGS INC ~ S-1 ~
Latham & Watkins LLP ACHAOGEN INC AKAO S-3 Biotechnology
Latham & Watkins LLP GOLDEN ENTERTAINMENT INCORPORATED GDEN S-3 Gambling
Libertas Law Group, Inc. REED’S INC REED S-3 Soft Drinks
Loeb & Loeb LLP NV5 GLOBAL INCORPORATED NVEE S-3 Business Support Services
Lowenstein Sandler LLP ARCH THERAPEUTICS INC ARTH S-1 ~
Luse Gorman, PC WESTFIELD FINANCIAL INC WFD S-4 Banks
Olshan Frome Wolosky LLP IZEA INCORPORATED IZEA S-3 Specialty Finance
Paul Hastings LLP VIKING THERAPEUTICS INC VKTX S-3 ~
Pillsbury Winthrop Shaw Pittman LLP VIOLIN MEMORY INC VMEM S-3 Computer Hardware
Proskauer Rose LLP ARES CAPITAL CORP ARCC N-2 Equity Investment Instruments
Reed Smith LLP JAGUAR ANIMAL HEALTH INC JAGX S-1 Biotechnology
Ruskin Moscou Faltischek, P.C. ROOT9B TECHNOLOGIES INCORPORATED RTNB S-1 Software
Silver, Freedman, Taff & Tiernan LLP DNB FINANCIAL CORP /PA/ DNBF S-4 Banks
Simpson Thacher & Bartlett LLP ACUSHNET HOLDINGS CORP ~ S-1 ~
Smith Mackinnon PA SUNSHINE BANCORP INC SBCP S-4 Banks
Steven R. Skirvin, Esq. ANFIELD ACQUISITIONS INC ~ S-1 ~
Stradley Ronon Stevens & Young, LLP DNB FINANCIAL CORP /PA/ DNBF S-4 Banks
Stradley Ronon Stevens & Young, LLP NUVEEN SENIOR INCOME FUND NSL N-2 Equity Investment Instruments
Vinson & Elkins L.L.P. CENTENNIAL RESOURCE DEVELOPMENT INC ~ S-1 ~
Vinson & Elkins L.L.P. GLOBAL PARTNERS LP GLP S-3 Exploration & Production
Vinson & Elkins L.L.P. NEXEO SOLUTIONS INC WLRHU S-3 Specialty Finance

Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

IPOs and Transactions: June 13 – 17 / plus Reg A+ Form 1-A Worksheet

There were 52 transactions filed with the SEC this week.

Congratulations to all of the corporations and law firms that selected our transactions services last week. We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

Below is a complete list of the week’s transactions.

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Law firm / advisor Registrant Symbol Form Industry
Akerman LLP IDI INC IDI S-3 Media Agencies
Alston & Bird LLP FIRST CASH FINANCIAL SERVICES INC FCFS S-4 Consumer Finance
Armstrong Simpson NATCORE TECHNOLOGY INC ~ F-1 Semiconductors
Astics, Inc. ASTICS INC ~ 1-A ~
Ballard Spahr LLP OPGEN INC OPGN S-3 ~
Barack Ferrazzano Kirschbaum & Nagelberg LLP FIRST MID ILLINOIS BANCSHARES INC FMBH S-4 Banks
Christen P. Lambert, Atty. POCKET SHOT CO ~ S-1 ~
Cleary Gottlieb Steen & Hamilton LLP TPI COMPOSITES INC ~ S-1 ~
Cooley LLP ORTHOPEDIATRICS CORP ~ S-1 ~
Cooley LLP ACLARIS THERAPEUTICS INC ACRS S-1 ~
Cooley LLP ARENA PHARMACEUTICALS INC ARNA S-3 Biotech
Cooley LLP EIGER BIO PHARMACEUTICALS INCORPORATED EIGR S-3 Biotech
Davis Polk & Wardwell LLP TGLT S.A. ~ F-1 ~
Davis Polk & Wardwell LLP CLIFFS NATURAL RESOURCES INC CLF S-1 Iron & Steel
DLA Piper LLP GENMARK DIAGNOSTICS INC GNMK S-3 Medical Equipment
Dorsey & Whitney LLP TRI-STATE GENERATION & TRANSMISSION ASSOCIATION INC ~ S-4 ~
Downey Brand LLP CENTRAL VALLEY COMMUNITY BANCORP CVCY S-4 Banks
Ellenoff Grossman & Schole LLP HEDGEPATH PHARMACEUTICALS INCORPORATED CBTE S-1 Biotech
Faegre Baker Daniels LLP AV HOMES INC AVHI S-3 Real Estate Holding & Development
Foley Hoag LLP CELLECTAR BIOSCIENCES INCORPORATED CLRB S-3 Pharma
Frederick M. Lehrer, Attorney and Counselor at Law DYNAMIC ENVIRO INC ~ S-1 ~
Gibson, Dunn & Crutcher LLP ABBOTT LABORATORIES ABT S-4 Pharma
Goodwin Procter LLP TPI COMPOSITES INC ~ S-1 ~
Goodwin Procter LLP FUNDRISE EAST COAST OPPORTUNISTIC REIT LLC ~ 1-A Real Estate
Goodwin Procter LLP FUNDRISE MIDLAND OPPORTUNISTIC REIT LLC ~ 1-A Real Estate
Goodwin Procter LLP FUNDRISE WEST COAST OPPORTUNISTIC REIT LLC ~ 1-A Real Estate
Goodwin Procter LLP ATYR PHARMA INC LIFE S-3 ~
Hinckley, Allen & Snyder LLP BANKWELL FINANCIAL GROUP INCORPORATED BWFG S-4 Banks
Holland & Knight LLP TGLT S.A. ~ F-1 ~
Holland & Knight LLP GRIFFIN INSTITUTIONAL ACCESS REAL ESTATE FUND GIREX N-2 ~
Hunton & Williams LLP FIRST CASH FINANCIAL SERVICES INC FCFS S-4 Consumer Finance
Jones & Keller, P.C. YUMA DELAWARE MERGER SUBSIDIARY INC ~ S-4 ~
Jones Day CLIFFS NATURAL RESOURCES INC CLF S-1 Iron & Steel
Jones Day MPLX LIMITED PARTNERSHIP MPLX S-4 Pipelines
K&L Gates LLP NEOGENOMICS INC NEO S-3 Health Care Providers
K&L Gates LLP UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP S-3 Iron & Steel
Kaplan Voekler Cunningham & Frank PLC HC GOVERNMENT REALTY TRUST INC ~ 1-A ~
Keating Muething & Klekamp PLL ATRICURE INC ATRC S-3 Medical Equipment
Kenneth B. Lerman, PC OPPORTUNITY ACQUIS CORP ~ 10-12G ~
Kramer Levin Naftalis & Frankel LLP PROSPECT INVESTMENT CORP ~ N-2 ~
Latham & Watkins LLP CAMPING WORLD HOLDINGS INC ~ S-1 ~
Latham & Watkins LLP ORTHOPEDIATRICS CORP ~ S-1 ~
LoPresti Law Group, P.C. NATCORE TECHNOLOGY INC ~ F-1 Semiconductors
Lucosky Brookman LLP MERIDIAN WASTE SOLUTIONS INCORPORATED BCKE S-1 Electrical Components & Equipment
Manatt, Phelps & Phillips, LLP CENTRAL VALLEY COMMUNITY BANCORP CVCY S-4 Banks
Matthew McMurdo, Esq. GLOLEX INC ~ S-1 ~
Michael A. Littman, Atty. POCKET SHOT CO ~ S-1 ~
Morrison & Foerster LLP JERNIGAN CAPITAL INC JCAP S-3 ~
Paul Hastings LLP CAPRICOR THERAPEUTICS INC CAPR S-3 Biotech
Paul, Weiss, Rifkind, Wharton & Garrison LLP HCP SPINCO INC ~ 10-12B ~
Porter Hedges LLP YUMA DELAWARE MERGER SUBSIDIARY INC ~ S-4 ~
Porter Hedges LLP PAR PACIFIC HOLDINGS INCORPORATED PARR S-3 Oil Equipment & Services
Sacks Tierney P.A. RAYONIER ADVANCED MATERIALS INCORPORATED RYAM S-3 Specialty Chemicals
Schiff Hardin LLP FIRST MID ILLINOIS BANCSHARES INC FMBH S-4 Banks
Sichenzia Ross Friedman Ference LLP BIOPHARMX CORPORATION BPMX S-3 Specialty Finance
Sichenzia Ross Friedman Ference LLP OWC PHARMACEUTICAL RESEARCH CORP DYAP S-1 Specialty Finance
Sichenzia Ross Friedman Ference LLP MEDOVEX CORPORATION MDVX S-1 Nonequity Investment Instruments
Sidley Austin LLP RANGE RESOURCES CORP RRC S-4 Exploration & Production
Skadden, Arps, Slate, Meagher & Flom LLP HCP SPINCO INC ~ 10-12B ~
Stradling Yocca Carlson & Rauth, P.C. XY – THE FINDABLES CO ~ 1-A ~
Vinson & Elkins LLP RANGE RESOURCES CORP RRC S-4 Exploration & Production
Wachtell, Lipton, Rosen & Katz ABBOTT LABORATORIES ABT S-4 Pharma
Weil, Gotshal & Manges LLP CAMPING WORLD HOLDINGS INC ~ S-1 ~
Wilmer Cutler Pickering Hale and Dorr LLP AVEO PHARMACEUTICALS INC AVEO S-3 Pharma
Wilson Sonsini Goodrich & Rosati, P.C. GODADDY INC GDDY S-3 ~
Wyrick Robbins Yates & Ponton LLP AYTU BIOSCIENCE INC RSWN S-1 Specialty Finance

Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.