Category Archives: IPO week in review

IPOs and Transactions: Sept. 19 -23 / plus “M&A pitfalls” whitepaper

There were 34 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Senestech Inc. / Dickinson Wright PLLC and Summit Law Group PLLC, Albany Molecular Research Inc. w/ Goodwin Procter LLP, Aytu Bioscience Inc. w/ Sichenzia Ross Friedman Ference LLP and Wyrick Robbins Yates & Ponton LLP and Global Net Lease Inc. w/ Proskauer Rose LLP.

(M&A whitepaper available here)700_email-banneMM2

The week’s full market activity:

Law firm / advisor Registrant Symbol Form Industry
Albany Molecular Research, Inc. ALBANY MOLECULAR RESEARCH INC AMRI S-3 Physical & biological research
Andrews Kurth LLP MANEGAIN INC ~ 1-A Surgical, medical instruments
Applied Minerals, Inc. APPLIED MINERALS INC AMNL S-1 Gold & silver ores
ARC287BC Corp. ARC287BC CORP ~ 1-A ~
Axelrod, Smith & Kirshbaum TORCHLIGHT ENERGY RESOURCES INC TRCH S-1 Crude petroleum & natural gas
Cooley LLP XENCOR INC XNCR S-3 Pharma
Corporation Trust Company YUM CHINA HOLDINGS INC ~ S-1 Retail – eating places
Davis Polk & Wardwell LLP IRHYTHM TECHNOLOGIES INC ~ S-1 Surgical, medical instruments
Dickinson Wright PLLC SENESTECH INC ~ S-1 Agricultural chemicals
Dickinson Wright PLLC MONAKER GROUP INC 6NIN S-1 Advertising
Dorsey & Whitney LLP LUCAS ENERGY INC LEI S-3 Crude petroleum & natural gas
Dorsey & Whitney LLP ENTEROMEDICS INC ETRM S-1 Electromedical & electro- therapeutic
Goodwin Procter LLP ALBANY MOLECULAR RESEARCH INC AMRI S-3 Physical & biological research
Graubard Miller TECNOGLASS INC TGLS S-1 Blank checks
Jones Day DIEBOLD INC DBD S-4 Calculating & accounting machines
Kane Kessler, P.C. NORTHWEST BIOTHERAPEUTICS INC NWBO S-3 Pharma
Kaufman & Canoles, P.C. RECON TECHNOLOGY LTD RCON S-3 Oil & gas field services, not elsewhere classified
Kirkland & Ellis LLP NAVISTAR INTERNATIONAL CORP NAV S-3 Motor vehicles & passenger car bodies
Koldeck Inc. KOLDECK INC ~ S-1 ~
Kutak Rock LLP OWL ROCK CAPITAL CORP II ~ N-2 ~
Laclede Gas Company LACLEDE GAS CO SR S-3 Natural gas distribution
Latham & Watkins LLP SMART SAND INC ~ S-1 Mining & quarrying nonmetallic minerals
Locke Lord LLP ION GEOPHYSICAL CORP IO S-3 Oil & gas field exploration services
Loeb & Loeb LLP SMITH MICRO SOFTWARE INC SMSI S-3 Prepackaged software
Loev Law Firm, PC MONAKER GROUP INC 6NIN S-1 Advertising
Lucosky Brookman LLP DAT CHAT INC ~ 1-A ~
Maslon LLP SKYLINE MEDICAL INC SKLN S-3 Orthopedic, prosthetic & surgical appliances & supplies
Mintz Fraade Law Firm, P.C. CLANCY CORP ~ S-1 ~
Mitchell Silberberg & Knupp LLP HELIOS & MATHESON ANALYTICS INC HMNY S-3 Business services
Proskauer Rose LLP GLOBAL NET LEASE INC GNL S-4 REIT
Reed Smith LLP FNB CORP/PA/ FNB S-4 Banks
Reed Smith LLP JAGUAR ANIMAL HEALTH INC JAGX S-1 Pharma
Sichenzia Ross Friedman Ference LLP MY SIZE INC MYSZ S-3 Electromedical & electro- therapeutic
Sichenzia Ross Friedman Ference LLP AYTU BIOSCIENCE INC RSWN S-1 Educational services
Skadden, Arps, Slate, Meagher & Flom LLP FNB CORP/PA/ FNB S-4 Banks
Smith, Gambrell & Russell, LLP SANUWAVE HEALTH INC SNWV S-1 Surgical, medical instruments
Summit Law Group, PLLC SENESTECH INC ~ S-1 Agricultural chemicals
Sutherland Asbill & Brennan LLP OWL ROCK CAPITAL CORP II ~ N-2 ~
Vinson & Elkins L.L.P. SMART SAND INC ~ S-1 Mining & quarrying nonmetallic minerals
Wachtell, Lipton, Rosen & Katz EXPEDIA INC EXPE S-4 Transportation services
Wilson Sonsini Goodrich & Rosati PC IRHYTHM TECHNOLOGIES INC ~ S-1 Surgical, medical instruments
Wyrick Robbins Yates & Ponton LLP AYTU BIOSCIENCE INC RSWN S-1 Educational services
Yadkin Financial Corp. FNB CORP/PA/ FNB S-4 Banks

Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

IPOs and Transactions: Sept. 12 – 16 / plus “M&A pitfalls” whitepaper

There were 33 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Lilis Energy Inc. w/ K&L Gates LLP, Interleukin Genetics Inc. w/ Ferris, Glovsky and Popeo PC, Stellar Biotechnologies Inc. w/ Greenberg Traurig LLP, Limbach Holdings Inc. w/ Winston & Strawn LLP and Golub Capital Investment Corp. w/ Dechert LLP.

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Law firm / advisor Registrant Symbol Form Industry
American Cannabis Company, Inc. AMERICAN CANNABIS COMPANY INC AMMJ S-1 ~
Baker, Donelson, Bearman, Caldwell & Berkowitz, PC COMMUNITY HEALTHCARE TRUST INC CHCT S-3 ~
Bass, Berry & Sims PLC MID AMERICA APARTMENT COMMUNITIES INC MAA S-4 REITs
Buchalter Nemer, PC HERITAGE COMMERCE CORP HTBK S-3 Banks
Cooley LLP CERECOR INC CERC S-1 Pharma
Davis Wright Tremaine LLP MERCER INTERNATIONAL INC MERC S-3 Pulp mills
Dechert LLP GOLUB CAPITAL INVESTMENT CORP 10-12G
Faegre Baker Daniels, LLP SUN BIOPHARMA INC CRSO S-1 Computer systems design
Goodwin Procter LLP FATE THERAPEUTICS INC FATE S-3 Biological products
Goodwin Procter LLP LOGMEIN INC LOGM S-4 Software
Goodwin Procter LLP MID AMERICA APARTMENT COMMUNITIES INC MAA S-4 REITs
Goodwin Procter LLP MIMECAST LTD MIME F-1 Security systems
Goodwin Procter LLP MYOKARDIA INC MYOK S-1 Pharma
Grady & Associates MIDDLEFIELD BANC CORP MBCN S-3 Banks
Greenberg Traurig, LLP STELLAR BIOTECHNOLOGIES INC SBOT S-3 Pharma
Hunter Taubman Fischer & Li, LLC AMERICAN BRIVISION (HOLDING) CORP ECOCQ S-1 Industrial machinery & equipment
Incorp Services, Inc. GALEM GROUP INC ~ S-1 ~
Jones Day NEWELL BRANDS INC NWL S-4 Plastics
K&L Gates LLP LILIS ENERGY INC LLEX S-1 Crude petroleum & natural gas
King & Spalding LLP MID AMERICA APARTMENT COMMUNITIES INC MAA S-4 REITs
Kirkland & Ellis LLP VANTAGE ENERGY INC VEI S-1 Crude petroleum & natural gas
Latham & Watkins LLP EXTRACTION OIL & GAS LLC ~ S-1 Crude petroleum & natural gas
Latham & Watkins LLP LOGMEIN INC LOGM S-4 Software
Latham & Watkins LLP MYOKARDIA INC MYOK S-1 Pharma
LoPresti Law Group, P.C. ACA/PRISM MULTI-STRAT ALTERNATIVES FUND ~ N-2 ~
Meister Seelig & Fein LLP PROTAGENIC THERAPEUTICS INC ATRNQ S-1 Business services
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. INTERLEUKIN GENETICS INC ILIU S-1 In vitro diagnostics
Mitchell Silberberg & Knupp LLP VIVEVE MEDICAL INC VIVE S-3 Electro- medical
Morgan, Lewis & Bockius LLP NUVEEN ENHANCED MUNICIPAL VALUE FUND NEV N-2 Finance services
Reed Smith LLP STOCOSIL INC ~ 1-A Pharma
Sangra Moller LLP MERCER INTERNATIONAL INC MERC S-3 Pulp mills
Sichenzia Ross Friedman Ference LLP BIOPHARMX CORP BPMX S-3 Pharma
Sichenzia Ross Friedman Ference LLP DELMAR PHARMACEUTICALS INC DMPI S-3 Pharma
Simpson Thacher & Bartlett LLP APX GROUP INC ~ S-4 Business services
Skadden, Arps, Slate, Meagher & Flom LLP GREAT ELM CAPITAL GROUP INC GEC S-3 Software
Sonfield & Sonfield LODE-STAR MINING INC ITGC S-1 Gold & silver ores
Vinson & Elkins L.L.P. EXTRACTION OIL & GAS LLC ~ S-1 Crude petroleum & natural gas
Vinson & Elkins L.L.P. VANTAGE ENERGY INC VEI S-1 Crude petroleum & natural gas
White & Case LLP MIMECAST LTD MIME F-1 Security systems
Windels Marx Lane & Mittendorf, LLP UNITY BANCORP INC UNTY S-1 Banks
Winston & Strawn LLP LIMBACH HOLDINGS INC TFSC S-3 Blank check

Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

IPOs and Transactions: Sept. 5 – 9 / plus “Age of Activism” whitepaper

There were 26 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Elephant Talk Communications Corp/ w/ Ellenoff Grossman & Schole LLP, Form Holding Corp. w/ Mintz, Levin, Cohn,

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

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Law firm / advisor Registrant Symbol Form Industry
Altys Group, Inc. ALTYS GROUP INC 1-A
Bowles Rice LLP SUMMIT FINANCIAL GROUP INC SMMF S-4 Banks
Cars.com Inc. CARS.COM INC 10-12B
Cooley LLP EVERSPIN TECHNOLOGIES INC S-1 Semi- conductors
Davis Polk & Wardwell LLP COUPA SOFTWARE INC S-1 Software
Ellenoff Grossman & Schole LLP ELEPHANT TALK COMMUNICATIONS CORP ETAK S-3 Telephone comm
Faegre Baker Daniels LLP ASCENT SOLAR TECHNOLOGIES INC ASTI S-1 Semi- conductors
Fenwick & West LLP OBALON THERAPEUTICS INC S-1 Surgical & medical instruments
Foley Hoag LLP ZOSANO PHARMA CORP ZSAN S-3 Pharma preparations
Frank J. Hariton, Attorney-at-Law MOMENTOUS ENTERTAINMENT GROUP INC S-1 Motion picture production
Goodwin Procter LLP CRISPR THERAPEUTICS AG S-1 Biological products
Greenberg Traurig, LLP MERIDIAN WASTE SOLUTIONS INC BCKE S-1 Sanitary services
Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP COUPA SOFTWARE INC S-1 Software
Haddan & Zepfel LLP BOXXY INC S-1
Hunton & Williams LLP SUMMIT FINANCIAL GROUP INC SMMF S-4 Banks
Jones & Keller, PC EARTHSTONE ENERGY INC ESTE S-3 Crude petroleum & natural gas
Keating Muething & Klekamp PLL LSI INDUSTRIES INC LYTS S-3 Electric lighting & wiring equipment
Kelley Drye & Warren LLP OCEAN POWER TECHNOLOGIES INC OPTT S-1 Electrical machinery
Kilpatrick Townsend & Stockton LLP COMMUNITY SAVINGS BANCORP INC S-1
Kirkland & Ellis LLP FIRST MIDWEST BANCORP INC FMBI S-4 National commercial banks
Latham & Watkins LLP OBALON THERAPEUTICS INC S-1 Surgical & medical instruments
Law Office of Andrew Coldicutt CLEANGOAL ENERGY CORP S-1
Loeb & Loeb LLP POLAR POWER INC S-1
Lucosky Brookman LLP MERIDIAN WASTE SOLUTIONS INC BCKE S-1 Sanitary services
Luse Gorman, PC COMMUNITY SAVINGS BANCORP INC S-1
Luse Gorman, PC HV BANCORP INC S-1 Banks
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. FORM HOLDINGS CORP FH S-4 Comms. services
Morrison & Foerster LLP WHOLE FOODS MARKET INC WFM S-4 Retail – grocery stores
Pillsbury Winthrop Shaw Pittman LLP EVERSPIN TECHNOLOGIES INC S-1 Semi- conductors
Porter Hedges LLP OCEAN POWER TECHNOLOGIES INC OPTT S-1 Electrical machinery
Proskauer Rose LLP ICAHN ENTERPRISES L.P. IEP S-3 Petroleum refining
Robert P. Schuster, PC DIGITAL 24 INC 1-A
Ropes & Gray LLP CRISPR THERAPEUTICS AG S-1 Biological products
Skadden, Arps, Slate, Meagher & Flom LLP FIDUCIARY – CLAYMORE MLP OPPORTUNITY FUND FMO N-2 Investment advice
Standard Bancshares, Inc. FIRST MIDWEST BANCORP INC FMBI S-4 National commercial banks
Sullivan & Cromwell LLP FIRST MIDWEST BANCORP INC FMBI S-4 National commercial banks
Troutman Sanders LLP POLAR POWER INC S-1

Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

IPOs and Transactions: Aug 29 – Sept 2 / plus merger technology whitepaper

There were 58 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Ampliphi Biosciences Corp. w/ Cooley LLP and Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, PC, Niocorp Developments LTD w/ Dorsey & Whitney LLP, Cemitrex Inc. w/ Olshan Frome Wolosky LLP and Aytu Bioscience Inc. w/ Wyrick Robbins Yates & Ponton LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

700_email-banner-Recovered

Law firm / advisor Registrant Symbol Form Industry
Agora Holdings, Inc. AGORA HOLDINGS INC ~ 10-12G Comm-unications services
Akin Gump Strauss Hauer & Feld LLP MAMMOTH ENERGY SERVICES INC ~ S-1 Oil & gas field services
Arnold & Porter LLP ARQULE INC ARQL S-3 Pharma
Burns & Levinson LLP EYEGATE PHARMACEUTICALS INC EYEG S-3 Pharma
Cooley LLP AMPLIPHI BIOSCIENCES CORP APHB S-1 Biological products
Cooley LLP STEADYMED LTD STDY S-3 Pharma
Covington & Burling LLP CAPSTAR FINANCIAL HOLDINGS INC ~ S-1 State commercial banks
Dean Law Corp. GENESYS INDUSTRIES INC ~ S-1 ~
DLA Piper LLP CONNECTURE INC CNXR S-3 Prepackaged software
Dorsey & Whitney LLP NIOCORP DEVELOPMENTS LTD ~ S-1 Metal mining
Drinker Biddle & Reath LLP PARTNERS GROUP PRIVATE INCOME OPPORTUNITIES LLC ~ N-2 ~
Duane Morris LLP NANO DIMENSION LTD NNDM F-1 Printed circuit boards
Ellenoff Grossman & Schole LLP SPORTS FIELD HOLDINGS INC SFHI S-1 Computer programming services
Frank J. Hariton, Esq. ENDONOVO THERAPEUTICS INC HVPA S-1 Pharma
Fredrikson & Byron P.A. GALENA BIOPHARMA INC GALE S-3 Pharma
Gibson, Dunn & Crutcher LLP ARROWHEAD PHARMACEUTICALS INC ARWR S-3 Commercial physical & biological research
Glusman & Co. NANO DIMENSION LTD NNDM F-1 Printed circuit boards
Greenberg Traurig, LLP AQUA METALS INC AQMS S-3 Secondary smelting & refining nonferrous metals
Hogan Lovells US LLP GENVEC INC GNVC S-3 Pharma
Hogan Lovells US LLP ZYNERBA PHARMACEUTICALS INC ZYNE S-3 Pharma
Horowitz + Armstrong PC GOLDEN PACIFIC HOMES LLC ~ 1-A ~
Horwitz + Armstrong, PC VISUALANT INC VSUL S-1 Measuring & controlling devices
InCorp Services, Inc. BATTLERS CORP ~ S-1 ~
InCorp Services, Inc. JASMIN CORP ~ S-1 ~
Investors Bancorp, Inc. INVESTORS BANCORP INC ISBC S-4 State commercial banks
Jerrick Media Holdings, Inc. JERRICK MEDIA HOLDINGS INC GTPH S-1 Miscellaneous plastics products
Jones Day ANALOG DEVICES INC ADI S-4 Semi-conductors & related devices
Katzenell Dimant Frank STEADYMED LTD STDY S-3 Pharma
Latham & Watkins LLP AIMMUNE THERAPEUTICS INC AIMT S-3 Pharma
Latham & Watkins LLP FULGENT GENETICS INC ~ S-1 Medical laboratories
Latham & Watkins LLP MAMMOTH ENERGY SERVICES INC ~ S-1 Oil & gas field services
Law Office of Andre L. Ligon, PC SPOTLIGHT CAPITAL HOLDINGS INC PJ5A 1-A Airports, flying fields & airport terminal services
LoPresti Law Group, P.C. CROW POINT TECHNOLOGY OPPORTUNITY 2021 TARGET CONVERSION TRUST ~ N-2 ~
Loung Law Firm, PLLC GEX MANAGEMENT INC ~ S-1 ~
Lucosky Brookman LLP SPORTS FIELD HOLDINGS INC SFHI S-1 Computer programming services
Luse Gorman, PC INVESTORS BANCORP INC ISBC S-4 State commercial banks
McDermott Will & Emery LLP ENZO BIOCHEM INC ENZ S-3 Medical laboratories
McMurdo Law Group, LLC FRANCHISE HOLDINGS INTERNATIONAL INC FNHI S-1 Business services
Michael Paige Law PLLC PROGREEN US INC PGEI S-1 Real estate
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. AMPLIPHI BIOSCIENCES CORP APHB S-1 Biological products
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. INTRA-CELLULAR THERAPIES INC ITCI S-3 Pharma
Morgan, Lewis & Bockius LLP NUVEEN CALIFORNIA MUNICIPAL VALUE FUND INC ~ N-2 Unit investment trusts
Morrison & Foerster LLP FULGENT GENETICS INC ~ S-1 Medical laboratories
Nelson Mullins Riley & Scarborough LLP FIRST BANCORP FBNC S-4 State commercial banks
Olshan Frome Wolosky LLP CEMTREX INC CETX S-1 Measuring and controlling devices
Pacific Media Group Enterprises, Inc. PACIFIC MEDIA GROUP ENTERPRISES INC ~ 10-12G ~
Paul Hastings LLP TCW DIVERSIFIED HIGH INCOME 2021 TARGET TERM FUND ~ N-2 ~
Paul Hastings LLP VIKING THERAPEUTICS INC VKTX S-1 Pharma
Porter Hedges LLP PAR PACIFIC HOLDINGS INC PARR S-3 Crude petroleum & natural gas
Porter Hedges LLP PAR PACIFIC HOLDINGS INC PARR S-3 Crude petroleum & natural gas
Reed Smith LLP NEONODE INC NEON S-3 Electronic components
Ropes & Gray LLP PARTY CITY HOLDCO INC PRTY S-3 Retail stores
Ropes & Gray LLP PLANET FITNESS INC PLNT S-3 Membership sports & recreation clubs
Sensory Performance Technology, Inc. SENSORY PERFORMANCE TECHNOLOGY INC ~ 1-A Sporting and athletic goods
Sills Cummis & Gross, P.C. UNIQUE FABRICATING INC UFAB S-3 Motor vehicle parts & accessories
Skadden, Arps, Slate, Meagher & Flom LLP AVISTA HEALTHCARE PUBLIC ACQUISITION CORP ~ S-1 Blank checks
Skadden, Arps, Slate, Meagher & Flom LLP GUGGENHEIM STRATEGIC OPPORTUNITIES FUND GOF N-2 Investors, not elsewhere classified
Skadden, Arps, Slate, Meagher & Flom LLP PROSPECT CAPITAL CORP PSEC N-2 Finance services
Skadden, Arps, Slate, Meagher & Flom LLP TESLA MOTORS INC TSLA S-4 Motor vehicles & passenger car bodies
Stevens & Lee, P.C. INVESTORS BANCORP INC ISBC S-4 State commercial banks
Stradley Ronon Stevens & Young, LLP INVESCO HIGH INCOME 2023 TARGET TERM FUND ~ N-2 ~
Strasburger & Price, LLP SAEXPLORATION HOLDINGS INC SAEX S-3 Blank checks
Sutherland Asbill & Brennan LLP PRIORITY INCOME FUND INC 0569204D N-2 ~
Trowbridge Sidoti PFG FUND III LLC ~ 1-A Real estate
Vanasco Genelly & Miller CTI INDUSTRIES CORP CTIB S-3 Fabricated rubber products
Wachtell, Lipton, Rosen & Katz ANALOG DEVICES INC ADI S-4 Semi-conductors & related devices
Wachtell, Lipton, Rosen & Katz TESLA MOTORS INC TSLA S-4 Motor vehicles & passenger car bodies
Waller Lansden Dortch & Davis, LLP CAPSTAR FINANCIAL HOLDINGS INC ~ S-1 State commercial banks
Weil, Gotshal & Manges LLP AVISTA HEALTHCARE PUBLIC ACQUISITION CORP ~ S-1 Blank checks
Wilmer Cutler Pickering Hale and Dorr LLP ANALOG DEVICES INC ADI S-4 Semi-conductors & related devices
Wilson Sonsini Goodrich & Rosati, P.C. ANALOG DEVICES INC ADI S-4 Semi-conductors & related devices
Windels Marx Lane & Mittendorf, LLP OCEANFIRST FINANCIAL CORP OCFC S-3 Savings institutions
Wyrick Robbins Yates & Ponton LLP AYTU BIOSCIENCE INC RSWN S-1 Educational services
Wyrick Robbins Yates & Ponton LLP FIRST BANCORP FBNC S-4 State commercial banks
Zysman, Aharoni, Gayer and Sullivan & Worcester LLP NANO DIMENSION LTD NNDM F-1 Printed circuit boards

Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

IPOs and Transactions: Aug 22 – 26 / plus merger technology whitepaper

There were 42 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including XG Technology Inc. w/ Robinson Brog Leinwand Greene Genovese & Gluck P.C. and Xtant Medical Holdings Inc. w/ Ballard Spahr LLP..

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

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Law firm / advisors Registrant Symbol Form Industry
Agora Holdings, Inc. AGORA HOLDINGS INC ~ 10-12B ~
Akerman LLP BFC FINANCIAL CORP BFCF S-4 Savings institutions, federally chartered
Baker Botts L.L.P. VALERO ENERGY PARTNERS LIMITED PARTNERSHIP VLP S-3 Pipelines, not elsewhere classified
Ballard Spahr LLP XTANT MEDICAL HOLDINGS INCORPORATED XTNT S-1 Biological products, except diagnostic substances
Ballard Spahr LLP OPGEN INC OPGN S-3 Services – medical laboratories
Bernstein Shur, Sawyer & Nelson PEACHTREE ALTERNATIVE STRATEGIES FUND ~ N-2 ~
Bowers Law Firm EQUITY BANCSHARES INC EQBK S-4 State commercial banks
Bryan Cave LLP EQUITY BANCSHARES INC EQBK S-4 State commercial banks
Bryan Cave LLP GRAYBAR ELECTRIC CO INC 1737B S-1 Wholesale – electrical apparatus & equipment, wiring supplies
Cooley LLP AVEXIS INC AVXS S-1 Biological products, except diagnostic substances
Cooley LLP NOVAN INC ~ S-1 Pharma prep.
Cooley LLP APPTIO INC ~ S-1 Services – prepackaged software
Davis Graham & Stubbs LLP GOLDEN MINERALS CO AUMN S-3 Gold ores
Equity One Net Invest Inc. EQUITY ONE NET INVEST INC ~ 1-A ~
Feder Kaszovitz LLP WORLDS INC WDDD S-1 Services – prepackaged software
Fenwick & West LLP GRIDSUM HOLDING INC ~ F-1 Services – prepackaged software
Freshfields Bruckhaus Deringer US LLP SABAN CAPITAL ACQUISITION CORP ~ S-1 Blank checks
Gary R. Henrie, Attorney at Law OXIS INTERNATIONAL INC 0M8T S-1 Pharma prep.
Goodwin Procter LLP PROTEOSTASIS THERAPEUTICS INC PTI S-1 Pharma prep.
Goodwin Procter LLP COLE REAL ESTATE INCOME STRATEGY (DAILY NAV) INC ZREITX S-11 REIT
Green Plains Holdings LLC GREEN PLAINS PARTNERS LP GPP S-3 Chemicals & chemical preparations, not elsewhere classified
Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP LPATH INC LPTN S-3 Biological products, except diagnostic substances
Haneberg Hurlbert PLC WHEELER REAL ESTATE INVESTMENT TRUST INC WHLR S-3 REIT
Hogan Lovells US LLP URANIUM RESOURCES INC URRE S-1 Metal mining
Horgan, Rosen, Beckham & Coren, L.L.P. FARMERS & MERCHANTS BANCORP FMCB S-4 National commercial banks
Husch Blackwell LLP GREEN PLAINS PARTNERS LP GPP S-3 Chemicals & chemical preparations, not elsewhere classified
InCorp Services Inc. DUONAS CORP ~ S-1 ~
JP Galda & Co. ALGAE DYNAMICS CORP ~ S-1 Medicinal chemicals and botanical products
Kilpatrick Townsend & Stockton LLP OCEANFIRST FINANCIAL CORP OCFC S-4 Savings institutions, federally chartered
Latham & Watkins LLP AVEXIS INC AVXS S-1 Biological products, except diagnostic substances
Latham & Watkins LLP E.L.F. BEAUTY INC ~ S-1 Perfumes, cosmetics and other toilet preparations
Latham & Watkins LLP NOVAN INC ~ S-1 Pharma prep.
Latham & Watkins LLP TRADE DESK INC ~ S-1 Services – computer programming, data process, etc.
Ledgewood PC CARD-CONNECT CORP CCN S-1 Blank checks
Lowenstein Sandler LLP CYTODYN INC CYDY S-3 Pharma prep.
Luse Gorman, PC BERKSHIRE HILLS BANCORP INC BHLB S-4 Savings institutions, not federally chartered
McGuireWoods LLP BANK OF AMERICA CORP BAC S-3 National commercial banks
Morris, Manning & Martin LLP COLE REAL ESTATE INCOME STRATEGY (DAILY NAV) INC ZREITX S-11 REIT
Morrison & Foerster LLP BANK OF AMERICA CORP BAC S-3 National commercial banks
NMI Health, Inc. NMI HEALTH INC NANM 10-12G Orthopedic, prosthetic and surgical appliances & supplies
Norton Rose Fulbright LLP EQUITY BANCSHARES INC EQBK S-4 State commercial banks
Pearlman Schneider LLP BRIGHT MOUNTAIN MEDIA INC BMAQ S-1 Services – computer programming services
Pepper Hamilton LLP BERKSHIRE HILLS BANCORP INC BHLB S-4 Savings institutions, not federally chartered
Robinson Brog Leinwand Greene Genovese & Gluck P.C. XG TECHNOLOGY INC XGTI S-3 Comms.
Ropes & Gray LLP E.L.F. BEAUTY INC ~ S-1 Perfumes, cosmetics and other toilet preparations
Ropes & Gray LLP PROTEOSTASIS THERAPEUTICS INC PTI S-1 Pharma prep.
Sensory Performance Technology, Inc. SENSORY PERFORMANCE TECHNOLOGY INC ~ 1-A ~
Shumaker, Loop & Kendrick, LLP ORAGENICS INC OGEN S-3 Pharma prep.
Simpson Thacher & Bartlett LLP GRIDSUM HOLDING INC ~ F-1 Services – prepackaged software
Skadden, Arps, Slate, Meagher & Flom LLP SABAN CAPITAL ACQUISITION CORP ~ S-1 Blank checks
Skadden, Arps, Slate, Meagher & Flom LLP OCEANFIRST FINANCIAL CORP OCFC S-4 Savings institutions, federally chartered
Stearns Weaver Miller Weissler Alhadeff & Sitterson, P.A. BFC FINANCIAL CORP BFCF S-4 Savings institutions, federally chartered
Stuart | Moore FARMERS & MERCHANTS BANCORP FMCB S-4 National commercial banks
Sullivan & Cromwell LLP DISH DBS CORP DISH S-4 Cable & other pay television services
The Norman Law Firm PLLC JRD4256 ENTERPRISES LLC ~ 1-A Services – amusement & recreation services
Wilson Sonsini Goodrich & Rosati PC TRADE DESK INC ~ S-1 Services – computer programming, data process, etc.
Wilson Sonsini Goodrich & Rosati, PC APPTIO INC ~ S-1 Services – prepackaged software
Windels Marx Lane & Mittendorf, LLP CONNECTONE BANCORP INC CNOB S-3 State commercial banks
Wyrick Robbins Yates & Ponton LLP CORMEDIX INC CRMD S-3 Pharma prep.
Zysman, Aharoni, Gayer and Sullivan & Worcester LLP BRIGHT MOUNTAIN MEDIA INC BMAQ S-1 Services – computer programming services

Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

 

IPOs and Transactions: Aug 15 – 19 / plus merger technology whitepaper

There were 45 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Great Basin Scientific Inc. w/ Dorsey & Whitney LLP and Ellenoff Grossman & Schole LLP, Propanc Health Group Corp. w/ Harter Secrest & Emery LLP, Alliance MMA Inc. w/ Magri Law, LLC and Mazzeo Song P.C. Vitality Capital Corp w/ Morrison & Foerster LLP, Alcentra Capital Corp. w/ Sutherland Asbill & Brennan LLP and Fortress Biotech Inc. w/ Wyrick Robbins Yates & Ponton LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

700_email-banner-Recovered

Law firm / advisor Registrant Symbol Form Industry
Akerman LLP NEFF CORP NEFF S-3 Equipment rental and leasing
Allianz Life Insurance Company of North America ALLIANZ LIFE INSURANCE CO OF NEW YORK ~ S-1 Life insurance
Allianz Life Insurance Company of North America ALLIANZ LIFE INSURANCE CO OF NORTH AMERICA ~ S-1 Life insurance
Alston & Bird LLP FB FINANCIAL CORP ~ S-1 State banks
Andrews Kurth LLP SANCHEZ PRODUCTION PARTNERS LP SPP S-1 ~
Baker Botts L.L.P. SANCHEZ PRODUCTION PARTNERS LP SPP S-1 ~
Baker Botts L.L.P. TRANSOCEAN LTD RIG S-4 Drilling oil and gas
Bart and Associates LLC LIFE CLIPS INC ~ S-1 Motion picture and video tape
Boutin Jones Inc. MOLINA HEALTHCARE INC MOH S-4 Hospital and medical service plans
Brownstein Hyatt Farber Schreck, LLC FULL HOUSE RESORTS INC FLL S-3 Recreation services
BRT Realty Trust BRT REALTY TRUST BRT S-3 Real estate
Bryan Cave LLP SOUTH STATE CORP SSB S-4 ~
Bryan Cave LLP XBIOTECH INC XBIT S-3 Pharma
Carmel, Milazzo & DiChiara LLP ECOARK HOLDINGS INC MGLT S-3 Semi- conductors
Cooley LLP U.S. AUTO PARTS NETWORK INC PRTS S-3 ~
Cooley LLP THAR PHARMACEUTICALS INC ~ S-1 Pharma
Cooley LLP EVERBRIDGE INC ~ S-1 Software services
Cravath, Swaine & Moore LLP PINNACLE FOODS FINANCE LLC PF S-4 Food products
Davis Wright Tremaine LLP HOMESTREET INC HMST S-4 Savings institutions
Dentons US LLP GALECTIN THERAPEUTICS INC GALT S-3 Pharma
Dorsey & Whitney LLP GREAT BASIN SCIENTIFIC INC GBSN S-1 Surgical insts.
EAD Law Group, LLC TRITON ACQUISITION CO ~ S-1 ~
EliteSoft Global, Inc. ELITESOFT GLOBAL INC ~ S-1 Blank check
Ellenoff Grossman & Schole LLP GREAT BASIN SCIENTIFIC INC GBSN S-1 Surgical insts.
Farmer Bros. Co. FARMER BROTHERS CO FARM S-3 Miscellaneous food
Foley & Lardner LLP MANITOWOC FOODSERVICE INC MFS S-4 Industrial services
Goodwin Procter LLP THAR PHARMACEUTICALS INC ~ S-1 Pharma
Goodwin Procter LLP EVERBRIDGE INC ~ S-1 Software services
Harter Secrest & Emery LLP PROPANC HEALTH GROUP CORP PPCH S-1 Pharma
Latham & Watkins LLP FB FINANCIAL CORP ~ S-1 State banks
Legal & Compliance, LLC GREENBELT RESOURCES CORP GRCO 1-A Apparel
Loeb & Loeb LLP SMITH MICRO SOFTWARE INC SMSI S-3 Software services
Magri Law, LLC ALLIANCE MMA INC ~ S-1 Recreation services
Manatt, Phelps & Phillips, LLP PINGTAN MARINE ENTERPRISE LTD PME S-3 Blank check
Mazzeo Song P.C. ALLIANCE MMA INC ~ S-1 Recreation services
Morgan, Lewis & Bockius LLP BGC PARTNERS INC BGCA S-4 Security brokers
Morrison & Foerster LLP VITALITY BIOPHARMA INC STVF S-1 ~
Musick, Peeler & Garrett LLP FARMER BROTHERS CO FARM S-3 Miscellaneus food
Norton Rose Fulbright US LLP DXP ENTERPRISES INC DXPE S-3 ~
Paul Hastings LLP MANDATORY EXCHANGEABLE TRUST ~ N-2 ~
Paul, Weiss, Rifkind, Wharton & Garrison LLP PLY GEM HOLDINGS INC PGEM S-3 Plywood / structural wood
Paul, Weiss, Rifkind, Wharton & Garrison LLP VIRTU FINANCIAL INC VIRT S-3 Security brokers
Richards, Layton & Finger, PA TRANSOCEAN LTD RIG S-4 Drilling oil and gas
Sichenzia Ross Friedman Ference LLP SITO MOBILE LIMITED SITO S-3 ~
Simpson Thacher & Bartlett LLP DJO FINANCE LLC ~ S-4 Orthopedic, prosthetic, surgical
Skadden, Arps, Slate, Meagher & Flom LLP BLACKROCK INC BLK S-3 Security brokers
Southeastern Bank Financial Corporation SOUTH STATE CORP SSB S-4 ~
Stikeman Elliott LLP XBIOTECH INC XBIT S-3 Pharma
Sutherland Asbill & Brennan LLP ALCENTRA CAPITAL CORP ABDC N-2 Investment services
Sutherland Asbill & Brennan LLP NEW MOUNTAIN FINANCE CORP NMFC N-2 Investment services
Thompson Hine LLP BLUE SPHERE CORP BLSP S-1 Computer programming
Trowbridge Sidoti MADYSON EQUITY GROUP LP ~ 1-A Real estate
Wachtell, Lipton, Rosen & Katz SOUTH STATE CORP SSB S-4 ~
Wachtell, Lipton, Rosen & Katz TRIUMPH BANCORP INC TBK S-3 State banks
Wilson Sonsini Goodrich & Rosati, PC NANTKWEST INC NK S-3 Biological products
Wyrick Robbins Yates & Ponton LLP FORTRESS BIOTECH INC FBIO S-3 Pharma

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Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

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IPOs and Transactions: Aug 8 – 12 / plus S-1 “how-to” whitepaper

There were 54 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Bionik Laboratories Corp. w/ Ruskin Moscou Faltischek PC, Overseas Shipholding Group Inc. w/ Cleary Gottlieb Steen & Hamilton LLP and Gibson, Dunn & Crutcher LLP, Relative Value Fund w/ Drinker Biddle & Reath LLP, Homeunion Holdings Inc. w/ Morgan, Lewis & Bockius LLP and Cryoport Inc. w/ Snell & Wilmer LLP.

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Law firm / advisor Registrant Symbol Form Industry
Andrews Kurth LLP SUNOCO LIMITED PARTNERSHIP SUSP S-3 Petroleum products
Baker Botts L.L.P. QVC INC ~ S-3 Retail, catalog and mail orders
Bioverativ Inc. BIOVERATIV INC BIIB 10-12B ~
Brookfield Real Assets Income Fund Inc. BROOKFIELD REAL ASSETS INCOME FUND INC ~ N-2 ~
Bull, Housser & Tupper LLP QLT INC QLTI S-4 Pharma
Burns & Levinson LLP BIOSTAGE INC BSTG S-3 Biological products
Business Filings Inc. GEANT CORP ~ S-1 Animal products
Carter Ledyard & Milburn LLP MAGAL SECURITY SYSTEMS LTD MAGS F-1 ~
Cassidy & Associates, Attorneys at Law CROW STREET ACQUISITION CORP ~ 10-12G Blank check
Cassidy & Associates, Attorneys at Law DOVE STREET ACQUISITION CORP ~ 10-12G Blank check
Cassidy & Associates, Attorneys at Law FINCH STREET ACQUISITION CORP ~ 10-12G Blank check
Cassidy & Associates, Attorneys at Law HAWK STREET ACQUISITION CORP ~ 10-12G Blank check
Cassidy & Associates, Attorneys at Law HERON STREET ACQUISITION CORP ~ 10-12G Blank check
Cassidy & Associates, Attorneys at Law LARK STREET ACQUISITION CORP ~ 10-12G Blank check
Cassidy & Associates, Attorneys at Law ROBIN STREET ACQUISITION CORP ~ 10-12G Blank check
Cassidy & Associates, Attorneys at Law SPARROW STREET ACQUISITION CORP ~ 10-12G Blank check
Cassidy & Associates, Attorneys at Law STARLING STREET ACQUISITION CORP ~ 10-12G Blank check
Cassidy & Associates, Attorneys at Law WREN STREET ACQUISITION CORP ~ 10-12G Blank check
Cleary Gottlieb Steen & Hamilton LLP OVERSEAS SHIPHOLDING GROUP INC OSG S-3 Freight sea transport
Cooley LLP BIOCEPT INC BIOC S-1 Medical labs
Cravath, Swaine & Moore LLP VISTA OUTDOOR INC VSTO S-4 ~
Davis Gillett Mottern & Sims, LLC ROYAL ENERGY RESOURCES INC ROYE S-3 Oil and gas
Davis Polk & Wardwell LLP TECHNIPFMC LTD ~ S-4 ~
DLA Piper LLP BLACKSTONE REAL ESTATE INCOME TRUST INC ~ S-11 Real state invesment
Drinker Biddle & Reath LLP RELATIVE VALUE FUND ~ N-2 ~
Gibson, Dunn & Crutcher LLP OVERSEAS SHIPHOLDING GROUP INC OSG S-3 Freight sea transport
Gibson, Dunn & Crutcher LLP EASTMAN KODAK CO KODK S-3 Photo equip
Hathaway Activated Carbon, Inc. HATHAWAY ACTIVATED CARBON INC ~ 1-A Minning machnery
Innovus Pharmaceuticals, Inc. INNOVUS PHARMACEUTICALS INC INNV S-1 ~
K&L Gates LLP PETROSHARE CORP ~ S-1 Crude petro and natural gas
Kaplan Voekler Cunningham and Frank, PLC VIDANGEL INC ~ 1-A ~
Latham & Watkins LLP TECHNIPFMC LTD ~ S-4 ~
Latham & Watkins LLP SEASPINE HOLDINGS CORP SPNE S-3 Medical apparatus
Latham & Watkins LLP ARDELYX INC ARDX S-3 Pharma
Latham & Watkins LLP HC2 HOLDINGS INC HCHC S-3 Telephone comms
Lindquist & Vennum LLP QUMU CORPORATION QUMU S-3 Computer peripherals
Locke Lord LLP SEVCON INC SEV S-1 Electromed apparatus
Loeb & Loeb LLP E-COMPASS ACQUISITION CORP ECAC S-4 Blank check
McGrath North Mullin & Kratz, PC LLO CONDOR HOSPITALITY TRUST INC CDOR S-11 Real estate
Morgan, Lewis & Bockius LLP HOMEUNION HOLDINGS INC ~ 1-A Real estate
Morrison & Foerster LLP ONCOSEC MEDICAL INC ONCS S-3 Phama
Naschitz, Brandes, Amir & Co. MAGAL SECURITY SYSTEMS LTD MAGS F-1 ~
North Lion Holding Corp NORTH LION HOLDING CORP ~ 1-A ~
Paul Hastings LLP BROOKFIELD REAL ASSETS INCOME FUND INC ~ N-2 ~
Perkins Coie LLP SIERRA PACIFIC POWER CO ~ S-4 Electric services
Phoenix Financial Holdings Inc. PHOENIX FINANCIAL HOLDINGS INC ~ 1-A ~
Pillsbury Winthrop Shaw Pittman LLP GENOMIC HEALTH INC GHDX S-3 Medical labs
Polsinelli PC PETROSHARE CORP ~ S-1 Crude petro and natural gas
Recor RIeber, P.A. OUR MICROLENDING LLC ~ 1-A Finance services
Reed Smith LLP FUNCTION(X) INC DDAY S-1 Computing services
Reed Smith LLP RITTER PHARMACEUTICALS INC RTTR S-3 Pharma
Ropes & Gray LLP QLT INC QLTI S-4 Pharma
Ruskin Moscou Faltischek, P.C. BIONIK LABORATORIES CORP DWTP S-1 Doctors offices and clinics
Sichenzia Ross Friedman Ference LLP TOWERSTREAM CORP TWER S-1 Comms services
Simpson Thacher & Bartlett LLP BLACKSTONE REAL ESTATE INCOME TRUST INC ~ S-11 Real estate invesment
Skadden, Arps, Slate, Meagher & Flom LLP XAI OCTAGON CREDIT OPPORTUNITIES ALTERNATIVE REGISTERED TRUST ~ N-2 ~
Snell & Wilmer L.L.P. CRYOPORT INC CYRX S-4 Plastic products
Southwest Business Services, LLC BIGFOOT PROJECT INVESTMENTS INC ~ S-1 Motion picture and tape distribution
Varex Imaging Corp. VAREX IMAGING CORP ~ 10-12B ~
Vascular Solutions, Inc. VASCULAR SOLUTIONS INC VASC S-3 Medical instruments
Weil, Gotshal & Manges LLP QLT INC QLTI S-4 Pharma
Wilson Sonsini Goodrich & Rosati PC IRIDEX CORP IRIX S-3 Electrical industrial apparatus

Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

 

IPOs and Transactions: Aug 1- 5 / plus S-1 registration workflow paper

There were 43 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including XG Technology Inc . w/ Robinson Brog Leinwand Greene Genovese & Gluck PC, PLLC, Salem Media Group Inc. w/ K&L Gates LLP, Magnegas Corporation w/ Lucosky Brookman LLP and Reg A+ registration Medivie USA Inc. w/ JSBarkats.

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Law firm / advisor Company Name Symbol Form Industry
Andrews Kurth LLP FLOTEK INDUSTRIES INC FTK S-3 ~
Baker & McKenzie LLP RADISYS CORP RSYS S-3 ~
Baker Botts L.L.P. LIONS GATE ENTERTAINMENT CORP /CN/ LGF S-4 Motion pictures production
Baker Botts L.L.P. COMSTOCK RESOURCES INC CRK S-4 Oil / gas explo and production
Bass, Berry & Sims PLC NEW AMETHYST CORP ~ S-4 ~
Befumo & Schaeffer, PLLC NEWMARKT CORP ~ S-1 ~
Blank Rome LLP CORNERSTONE STRATEGIC VALUE FUND INC CLM N-2 Investment instruments
Blank Rome LLP CORNERSTONE TOTAL RETURN FUND INC CRF N-2 Investment instruments
Chapman and Cutler LLP FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND FPL N-2 Investment offices
Davis Polk & Wardwell LLP BANK OF N.T. BUTTERFIELD & SON LTD ~ F-1 Commercial banks
Debevoise & Plimpton LLP NEW AMETHYST CORP ~ S-4 ~
Fenwick & West LLP PRONAI THERAPEUTICS INC DNAI S-3 Pharma
Goodwin Procter LLP NEOS THERAPEUTICS INC NEOS S-3 Pharma
Gracin & Marlow, LLP QPAGOS ASYP S-1 ~
Greenberg Traurig, LLP AQUA METALS INC AQMS S-3 Nonferrous metals processing
Haynes and Boone, LLP BIOSIG TECHNOLOGIES INC BSGM S-1 ~
Hodgson Russ LLP COLUMBUS MCKINNON CORP CMCO S-3 ~
Hogan Lovells US LLP URANIUM RESOURCES INC URRE S-3 ~
Husch Blackwell LLP MACKENZIE REALTY CAPITAL INC ~ N-2 ~
InCorp Services, Inc. KASKAD CORP ~ S-1 ~
Jones Day KAISER ALUMINUM CORP KALU S-4 ~
JSBarkats, PLLC MEDIVIE USA INC ~ 1-A Dental equipment and supplies
K&L Gates LLP SALEM MEDIA GROUP INC SALM S-3 Radio broadcasting
King & Spalding LLP MCBC HOLDINGS INC MCFT S-3 ~
King & Spalding LLP ENDOCHOICE HOLDINGS INC GI S-3 ~
Law Offices of Thomas E. Puzzo, PLLC EASON EDUCATION KINGDOM HOLDINGS INC HANO S-1 Speciality finance
Locke Lord LLP COMSTOCK RESOURCES INC CRK S-4 Oil / gas explo and production
Lucosky Brookman LLP MAGNEGAS CORPORATION MNGA S-3 ~
Morgan, Lewis & Bockius LLP TEMPUR SEALY INTERNATIONAL INC TPX S-4 Furnishing
Morgan, Lewis & Bockius LLP NUVEEN HIGH INCOME 2020 TARGET TERM FUND JHA N-2 Investment instruments
Proskauer Rose LLP ARES CAPITAL CORP ARCC N-2 Investment instruments
Riddell Williams P.S. RED LION HOTELS CORP RLH S-3 Hotels and motels
Robinson Brog Leinwand Greene Genovese & Gluck P.C. XG TECHNOLOGY INC XGTI S-3 Telecomm equipment
Ropes & Gray LLP LANTHEUS HOLDINGS INC LNTH S-3 Medical equipment
SD Mitchell & Associates, PLC KELVIN MEDICAL INC ~ S-1 ~
Securus Law Group, P.A. HEMPTECH CORP ~ 1-A Pharma
Sichenzia Ross Friedman Ference LLP LEO MOTORS INC LEOM S-1 Auto parts
StreamNet, Inc. STREAMNET INC ~ 1-A Cable and VT services
TroyGould PC BONE BIOLOGICS CORP ~ S-1 Blank check
Vinson & Elkins L.L.P. MITCHAM INDUSTRIES INC MIND S-3 Oil equipment and services
Vinson & Elkins L.L.P. SUNOCO LOGISTICS PARTNERS L.P SXL S-3 Pipelines
Wachtell, Lipton, Rosen & Katz BANK OF N.T. BUTTERFIELD & SON LTD ~ F-1 Commercial banks
Wachtell, Lipton, Rosen & Katz LIONS GATE ENTERTAINMENT CORP /CN/ LGF S-4 Motion pictures production
Web Debt Solutions, LLC WEB DEBT SOLUTIONS LLC ~ 1-A Credit and collection
Weintraub Tobin Chediak Coleman Grodin, Law Corp. ADAMIS PHARMACEUTICALS CORP ADMP S-3 Pharma
White & Case LLP JBS FOODS INTERNATIONAL DESIGNATED ACTIVITY CO ~ F-1 ~

Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

 

 

IPOs and Transactions: July 25 – 29 / plus Bloomberg Reg A+ webcast replay

There were 26 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Microphase Corp. w/ Lucosky Brookman LLP and Sullivan and Worcester LLP and Mustang Bio Inc.

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Law firm / advisor Registrant Symbol Form Industry
Baker Botts L.L.P. CIVEO CORPORATION CVEO S-3 ~
Boutin Jones Inc. MOLINA HEALTHCARE INC MOH S-4 Healthcare providers
Buscar Company BUSCAR CO CGLD S-1 Gold and silver
Cravath, Swaine & Moore LLP EVOLENT HEALTH INC EVH S-3 Management services
Cravath, Swaine & Moore LLP OLIN CORP OLN S-4 ~
Dorsey & Whitney LLP EVANS BREWING CO INC ~ S-1 Blank check
Eco Waste Power Inc ECO WASTE POWER INC ~ 1-A Electric, gas & sanitary services
Elio Motors, Inc. ELIO MOTORS INC ~ 10-12B Motor vehicles
Fredrikson & Byron P.A. GALENA BIOPHARMA INC GALE S-3 Pharma
Graubard Miller PARKERVISION INC PRKR S-3 Telecomm
Jones Walker L.L.P. FIRST BANCSHARES INC /MS/ FBMS S-3 Banks
Loeb & Loeb LLP M I ACQUISITIONS INC ~ S-1 Blank check
Lucosky Brookman LLP MICROPHASE CORP ~ S-1 Electronic components
Mayer Brown LLP ADAPTIMMUNE THERAPEUTICS PLC ADAP S-3 Pharma
McDermott Will & Emery M I ACQUISITIONS INC ~ S-1 Blank check
Morrison & Foerster LLP UDR INC UDR S-3 ~
Morse & Morse, PLLC N-VIRO INTERNATIONAL CORP NVIC S-1 Sanitary services
Mustang Bio, Inc. MUSTANG BIO INC ~ 10-12G ~
Office of Richard Rubin EMERALD MEDICAL APPLICATIONS CORP ZAXS S-1 Biotech
Schiff Hardin LLP SIGMA LABS INC FWAV S-1 ~
Securities Compliance Group, Ltd. ASI AVIATION INC ~ S-1 ~
Sierchio & Partners, LLP SOLARWINDOW TECHNOLOGIES INC 2N0N S-1 ~
Sullivan & Cromwell LLP COLONY NORTHSTAR INC ~ S-4 ~
Sullivan and Worcester LLP MICROPHASE CORP ~ S-1 Electronic components
Thomas J. Craft, Jr., Esq. EMERALD MEDICAL APPLICATIONS CORP ZAXS S-1 Biotech
Thompson Hine LLP USCA ALL TERRAIN FUND ~ N-2 ~
TroyGould PC SIGMA LABS INC FWAV S-1 ~
U.S. Bancorp Fund Services, LLC USCA ALL TERRAIN FUND ~ N-2 ~
Venable LLP COLONY NORTHSTAR INC ~ S-4 ~
Vinson & Elkins L.L.P. COLONY NORTHSTAR INC ~ S-4 ~
Vinson & Elkins L.L.P. SUNCOKE ENERGY INC SXC S-3 ~
Web Debt Solutions, LLC WEB DEBT SOLUTIONS LLC ~ 1-A Credit reporting collecting agencies
Weintraub Tobin Chediak Coleman Grodin Law Corp RICEBRAN TECHNOLOGIES RIBT S-3 Food products
Willkie Farr & Gallagher LLP COLONY NORTHSTAR INC ~ S-4 ~

Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

 

IPOs and Transactions: July 18 – 22 / plus Bloomberg Reg A+ webcast invite

There were 27 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Regenerex Biopharmaceuticals Inc. w/ Fredrikson & Byron PA, Net Element Inc. w/ Snell & Wilmer LLP, Research Solutions Inc. w/ Stubbs Alderton & Markiles LLP, and Reg A+ registration for Ziyen Inc.

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Law firm / advisors Registrant Symbol Form Industry
Cahill Gordon & Reindel LLP IRONSHORE INC ~ S-1 ~
Celsius Holdings Inc. CELSIUS HOLDINGS INC CELH 10-12G ~
Dechert LLP NB CROSSROADS PRIVATE MARKETS FUND IV HOLDINGS LLC ~ N-2 ~
Dinsmore & Shohl LLP LCNB CORP LCNB S-3 Banks
Ellenoff Grossman & Schole, LLP OPTEX SYSTEMS HOLDINGS INC OPXS S-1 Optical
EPIC Medicor Corp EPIC MEDICOR CORP ~ 1-A Fabric mills
Federated Investors Funds FEDERATED PROJECT & TRADE FINANCE TENDER FUND ~ N-2 ~
Fellheimer & Eichen LLP OPTEX SYSTEMS HOLDINGS INC OPXS S-1 Optical
Fredrikson & Byron, P.A. REGENERX BIO- PHARMACEUTICALS INC RRX S-1 Pharma
Greenberg Traurig, LLP INDUSTRIAL PROPERTY TRUST INC ~ S-11 ~
Helene Holloman Chin El HELENE HOLLOMAN CHIN EL ~ 10-12B ~
Hogan Lovells US LLP IRONSHORE INC ~ S-1 ~
Hogan Lovells US LLP BAR HARBOR BANKSHARES BHB S-4 Banks
Hogan Lovells US LLP EASTERLY ACQUISITION CORP EACQ S-4 ~
K&L Gates LLP BAR HARBOR BANKSHARES BHB S-4 Banks
Kilpatrick Townsend & Stockton LLP PRUDENTIAL BANCORP INC PBIP S-4 Banks
Kutak Rock LLP BEAR STATE FINANCIAL INC BSF S-3 Banks
Latham & Watkins LLP SUNOCO FINANCE CORP SUSP;SUSS S-4 Petroleum
Littman Krooks, LLP ACTIVECARE INC ACAR S-1 Medical equipment
Lucosky Brookman LLP ACTIVECARE INC ACAR S-1 Medical equipment
Morgan, Lewis & Bockius LLP VALERITAS HOLDINGS INC ~ S-1 Retail
Nelson Mullins Riley & Scarborough LLP STRATEGIC STORAGE TRUST IV INC ~ S-11 ~
Orrick, Herrington & Sutcliffe LLP EASTERLY ACQUISITION CORP EACQ S-4 ~
Silver, Freedman, Taff & Tiernan LLP PRUDENTIAL BANCORP INC PBIP S-4 Banks
Simpson Thacher & Bartlett LLP PEOPLE’S UNITED FINANCIAL INC PBCT S-4 Banks
Snell & Wilmer L.L.P. NET ELEMENT INC NETE S-1 Computer & data base processing
Stubbs Alderton & Markiles, LLP RESEARCH SOLUTIONS INC RSSS S-1 Business support
VCorp Services, LLC GLOCORP INC ~ S-1 ~
Wachtell, Lipton, Rosen & Katz PEOPLE’S UNITED FINANCIAL INC PBCT S-4 Banks
Wilmer Cutler Pickering Hale and Dorr LLP ARGOS THERAPEUTICS INC ARGS S-3 Pharma
Wilson Sonsini Goodrich & Rosati, P.C. MOGULREIT I LLC ~ 1-A REIT
Womble Carlyle Sandridge & Rice, LLP QORVO INC QRVO S-4 Semi-conductors
Ziyen Inc ZIYEN INC ~ 1-A ~
Zysman Aharoni Gayer and Sullivan & Worcester LLP LABSTYLE INNOVATIONS CORP DRIO S-3 Surgical & medical instruments

Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.