IPOs and Transactions: May 15 – 19 / plus M&A whitepaper

There were 37 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services including, United Community Banks Inc. w/ Nelson Mullins Riley & Scarborough, LLP & Troutman Sanders LLP, Sky Wolf Wind Turbine Corp. w/ Cassidy & Associates, Constellation Alpha Capital Corp. w/ Ellenoff Grossman & Schole LLP, Ogier, &  Skadden, Arps, Slate, Meagher & Flom LLP, Themaven Inc. w/ Golenbock Eiseman Assor Bell & Peskoe LLP.

We appreciate that they selected to work with us and benefited from our fast turns, spot-on execution and absolute cost transparency.

v-banner-billionma

Law firm / advisor Registrant Symbol Form Industry
Andrews Kurth Kenyon LLP CONE MIDSTREAM PARTNERS LP CNNX S-3 Natural gas transmission
Barack Ferrazzano Kirschbaum & Nagelberg LLP COUNTY BANCORP INC ICBK S-3 State commercial banks
Cassidy & Associates SKY WOLF WIND TURBINE CORP ~ S-1 ~
Clyde Snow & Sessions, PC PREMIER BIOMEDICAL INC BIEI S-1 Biological products
Cooley LLP THRESHOLD PHARMACEUTICALS INC THLD S-4 Pharma preparations
Dechert LLP DIFFUSION PHARMACEUTICALS INC DFFN S-3 Pharma preparations
Dentons US LLP GALECTIN THERAPEUTICS INC GALT S-3 Pharma preparations
Disclosure Law Group, PC BRIDGELINE DIGITAL INC BLIN S-3 Prepackaged software
Ellenoff Grossman & Schole LLP CONSTELLATION ALPHA CAPITAL CORP ~ S-1 Blank check
Eversheds Sutherland LLP NEW MOUNTAIN FINANCE CORP NMFC N-2 Unit investment trusts
Fox Rothschild, LLP PACIFIC VENTURES GROUP INC PACV S-1 Fire, marine & casualty insurance
Frank J. Hariton, Esq. SAUER ENERGY INC SENY S-1 Drilling oil & gas wells
Freshfields Bruckhaus Deringer US LLP TCG BDC INC ~ N-2 ~
Fried, Frank, Harris, Shriver & Jacobson LLP JELD-WEN HOLDING INC JELD S-1 Millwork
Golenbock Eiseman Assor Bell & Peskoe LLP THEMAVEN INC RDOC S-1 Surgical & medical instruments & apparatus
Goodwin Procter LLP TRADING DESK INC ~ S-1 Computer programming services
Goodwin Procter LLP VBI VACCINES INC/BC ~ S-3 Gold & silver ores
K&L Gates LLP EVANSTON ALTERNATIVE OPPORTUNITIES FUND ~ N-2 ~
Latham & Watkins LLP JELD-WEN HOLDING INC JELD S-1 Millwork
Latham & Watkins LLP NIVALIS THERAPEUTICS INC NVLS S-4 Pharma preparations
Ledgewood, PC INDEPENDENCE REALTY TRUST INC IRT S-3 REIT
McGuireWoods LLP PUBLIC SERVICE CO OF NEW MEXICO PNM S-3 Electric & other services combined
Mei & Mark LLP AGM GROUP HOLDING INC ~ F-1 ~
Mintz Levin Cohn Ferris Glovsky & Popeo, P.C. THRESHOLD PHARMACEUTICALS INC THLD S-4 Pharma preparations
Mitchell Silberberg & Knupp LLP VBI VACCINES INC/BC ~ S-3 Gold & silver ores
Naerodynamics, Inc. NAERODYNAMICS INC NDYN S-1 Amusement & recreation
Nelson Mullins Riley & Scarborough, LLP UNITED COMMUNITY BANKS INC UCBI S-4 State commercial banks
Ogier CONSTELLATION ALPHA CAPITAL CORP ~ S-1 Blank check
Ortoli Rosenstadt LLP AGM GROUP HOLDING INC ~ F-1 ~
Pearlman Law Group LLP SOCIAL REALITY INC SRAX S-3 Advertising agencies
Pete Wilke, Esq. ADVANCED FUEL TECHNOLOGIES LTD ~ 1-A ~
Polsinelli PC PETROSHARE CORP ~ S-1 Crude petroleum & natural gas
Porter Hedges LLP PETROSHARE CORP ~ S-1 Crude petroleum & natural gas
Proskauer Rose LLP TCG BDC INC ~ N-2 ~
Reed Smith LLP BRIGHTHOUSE LIFE INSURANCE CO ~ S-3 Life insurance
Schulte Roth & Zabel LLP ALBERTSONS COMPANIES LLC SWY S-4 Wholesale – groceries & related products
Sidley Austin LLP NIVALIS THERAPEUTICS INC NVLS S-4 Pharma preparations
Sidley Austin LLP PROSHARES VIX MID-TERM FUTURES ETF AGQ S-3 Management investment offices, open-end
Sidley Austin LLP PROSHARES VIX MID-TERM FUTURES ETF AGQ S-1 Management investment offices, open-end
Skadden, Arps, Slate, Meagher & Flom LLP BLACKROCK PREFERRED PARTNERS LLC ~ N-2 ~
Skadden, Arps, Slate, Meagher & Flom LLP CONSTELLATION ALPHA CAPITAL CORP ~ S-1 Blank check
Sullivan & Cromwell LLP CIM COMMERCIAL TRUST CORP CMCT S-11 REIT
Sullivan & Cromwell LLP TCG BDC INC ~ N-2 ~
Troutman Sanders LLP UNITED COMMUNITY BANKS INC UCBI S-4 State commercial banks
TroyGould PC SIGMA LABS INC SGLB S-1 Repair services
Uranium Energy Corp. URANIUM ENERGY CORP UEC S-3 Misc.metal ores
Wilmer Cutler Pickering Hale and Dorr LLP SYROS PHARMACEUTICALS INC SYRS S-1 Pharma preparations
Wilson Sonsini Goodrich & Rosati PC TRADING DESK INC ~ S-1 Computer programming services
Wilson Sonsini Goodrich & Rosati, P.C. BIOCARDIA INC CKST S-3 Orthopedic, prosthetic & surgical appliances & supplies

Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week

Leave a Reply

Fill in your details below or click an icon to log in:

WordPress.com Logo

You are commenting using your WordPress.com account. Log Out / Change )

Twitter picture

You are commenting using your Twitter account. Log Out / Change )

Facebook photo

You are commenting using your Facebook account. Log Out / Change )

Google+ photo

You are commenting using your Google+ account. Log Out / Change )

Connecting to %s