IPO Underwriters of the Week: May 15 – 19 / plus M&A whitepaper

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.


Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
JELD-WEN HOLDING INC S-1 Barclays Capital Inc. Citigroup Global Markets Inc. Credit Suisse Securities LLC / J.P. Morgan Securities LLC
BRIGHTHOUSE LIFE INSURANCE CO S-3 Brighthouse Securities, LLC ~ ~
VBI VACCINES INC/BC S-3 Canaccord Genuity Inc. ~ ~
TRADING DESK INC S-1 Citigroup Global Markets Inc. Jefferies LLC / RBC Capital Markets, LLC Needham and Company, LLC / Raymond James & Associates, Inc.
CONSTELLATION ALPHA CAPITAL CORP S-1 Cowen and Company, LLC I-Bankers Securities, Inc. ~
SAUER ENERGY INC S-1 East Six Opportunity Fund, LLC ~ ~
PETROSHARE CORP S-1 Johnson Rice & Company L.L.C. Seaport Global Securities LLC ~
CIM COMMERCIAL TRUST CORP S-11 Leumi Partners Underwriting Ltd. ~ ~
THEMAVEN INC S-1 MDB Capital Group LLC ~ ~
TCG BDC INC N-2 Merrill Lynch, Pierce, Fenner & Smith Inc. / Morgan Stanley & Co. LLC J.P. Morgan Securities LLC / Citigroup Global Markets Inc. / Keefe, Bruyette & Woods, Inc. Wells Fargo Securities, LLC / HSBC Securities Inc. / Mizuho Securities USA LLC
AGM GROUP HOLDING INC F-1 Network 1 Financial Securities, Inc. ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and shareholder communications.

Click here to review the week’s IPOs and active securities law firms.

Have a great week.

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