Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.
|Registrant||Form||Underwriter 1||Underwriter 2||Underwriter 3 +|
|JELD-WEN HOLDING INC||S-1||Barclays Capital Inc.||Citigroup Global Markets Inc.||Credit Suisse Securities LLC / J.P. Morgan Securities LLC|
|BRIGHTHOUSE LIFE INSURANCE CO||S-3||Brighthouse Securities, LLC||~||~|
|VBI VACCINES INC/BC||S-3||Canaccord Genuity Inc.||~||~|
|TRADING DESK INC||S-1||Citigroup Global Markets Inc.||Jefferies LLC / RBC Capital Markets, LLC||Needham and Company, LLC / Raymond James & Associates, Inc.|
|CONSTELLATION ALPHA CAPITAL CORP||S-1||Cowen and Company, LLC||I-Bankers Securities, Inc.||~|
|SAUER ENERGY INC||S-1||East Six Opportunity Fund, LLC||~||~|
|GALECTIN THERAPEUTICS INC||S-3||FBR Capital Markets & Co.||~||~|
|PETROSHARE CORP||S-1||Johnson Rice & Company L.L.C.||Seaport Global Securities LLC||~|
|CIM COMMERCIAL TRUST CORP||S-11||Leumi Partners Underwriting Ltd.||~||~|
|THEMAVEN INC||S-1||MDB Capital Group LLC||~||~|
|TCG BDC INC||N-2||Merrill Lynch, Pierce, Fenner & Smith Inc. / Morgan Stanley & Co. LLC||J.P. Morgan Securities LLC / Citigroup Global Markets Inc. / Keefe, Bruyette & Woods, Inc.||Wells Fargo Securities, LLC / HSBC Securities Inc. / Mizuho Securities USA LLC|
|AGM GROUP HOLDING INC||F-1||Network 1 Financial Securities, Inc.||~||~|
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