IPO Underwriters of the Week: May 8 – 12 / plus M&A whitepaper

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
CITIUS PHARMACEUTICALS INC S-1 Aegis Capital Corp. Chardan Capital Markets, LLC
GMS INC S-1 Barclays Capital Inc. RBC Capital Markets, LLC Credit Suisse Securities LLC
US LBM HOLDINGS INC S-1 Barclays Capital Inc. RBC Capital Markets, LLC Credit Suisse Securities LLC
GMS INC S-1 Barclays Capital Inc. RBC Capital Markets, LLC Credit Suisse Securities LLC
US LBM HOLDINGS INC S-1 Barclays Capital Inc. RBC Capital Markets, LLC Credit Suisse Securities LLC
LOTON CORP S-1 BMO Capital Markets Corp. ~ ~
CONTURA ENERGY INC S-1 Citigroup Global Markets Inc. ~ ~
ATHENEX INC S-1 Credit Suisse Securities LLC J.P. Morgan Securities LLC Deutsche Bank Securities Inc.
BLACKLINE INC S-1 Goldman Sachs & Co. LLC / J.P. Morgan Securities LLC Pacific Crest Securities / Raymond James & Associates, Inc. William Blair & Company, L.L.C. / JMP Securities LLC
CYMABAY THERAPEUTICS INC S-3 JonesTrading Institutional Services LLC ~ ~
ELITE PHARMACEUTICALS INC S-3 Lincoln Park Capital Fund, LLC ~ ~
OASIS MIDSTREAM PARTNERS LP S-1 Morgan Stanley & Co. LLC / Citigroup Global Markets Inc. / Wells Fargo Securities, LLC / Credit Suisse Securities LLC / Deutsche Bank Securities Inc. / Goldman Sachs & Co. LLC / J.P. Morgan Securities LLC RBC Capital Markets, LLC / BOK Financial Securities, Inc. / BB&T Capital Markets / BBVA Securities Inc. / BTIG, LLC / Capital One Securities, Inc. / CIBC World Markets Corp. / Citizens Capital Markets, Inc. Comerica Securities, Inc. / Heikkinen Energy Securities, LLC / IBERIA Capital Partners L.L.C. / ING Financial Markets LLC / Johnson Rice & Company L.L.C. / Regions Securities LLC / Piper Jaffray & Co. / Tudor, Pickering, Holt & Co. Securities, Inc.
ISSUER DIRECT CORP S-3 Red Oak Partners, LLC ~ ~
HOME BANCSHARES INC S-4 Stonegate Bank ~ ~
ADVANCED DISPOSAL SERVICES INC S-3 UBS Securities LLC / Deutsche Bank Securities Inc. / Morgan Stanley & Co. LLC Macquarie Capital Inc. / Barclays Capital Inc. / Credit Suisse Securities LLC Merrill Lynch, Pierce, Fenner & Smith Inc. / Stifel, Nicolaus & Company, Inc. / First Analysis Securities Corp.

Post IPO, thousands of organizations count on us to assure regulatory compliance and shareholder communications.

Click here to review the week’s IPOs and active securities law firms.

Have a great week.

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