IPOs and Transactions: May 1 – 5 / plus M&A whitepaper

There were 45 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Procaccianti Hotel Reit Inc w/ Alston & Bird LLP and Morris, Manning & Martin LLP, Fidelity Southern Corp. w/ Troutman Sanders LLP, Reven Housing Reit Inc. w/ Graubard Miller and Greenberg Traurig, LLP, Sorrento Therapeutics Inc. w/ Paul Hastings LLP and Limoneira Co. w/ Paul Hastings LLP.

v-banner-billionma

Law firm /Advisor Registrant Symbol Form Industry
Aeglea BioTherapeutics, Inc. AEGLEA BIO-THERAPEUTICS INC AGLE S-3 Pharma preparations
AG Acquisition Group, Inc. AG ACQUISITION GROUP INC ~ 10-12G ~
AirXpanders, Inc. AIRXPANDERS INC 10-12G Wholesale – medical, dental & hospital equipment & supplies
Alston & Bird LLP PROCACCIANTI HOTEL REIT INC ~ S-11 ~
Baker Botts L.L.P. JONES ENERGY INC JONE S-3 Crude petroleum & natural gas
Cassidy & Associates ANVIA HOLDINGS CORP S-1 Blank check
Chapman and Cutler LLP FIRST TRUST ENERGY INCOME & GROWTH FUND FEN N-2 Investors
Chapman and Cutler LLP FIRST TRUST MLP & ENERGY INCOME FUND FEI N-2 Unit investment trusts
CKR Law NEURMEDIX INC 1-A Pharma preparations
CKR Law LLP HYPER-DYNAMICS CORP HDY S-1 Crude petroleum & natural gas
Cooley LLP SHOTSPOTTER INC S-1 Prepackaged software
Cravath, Swaine & Moore LLP IBM CREDIT LLC ~ 10-12G ~
Cravath, Swaine & Moore LLP LAZARD GROUP LLC S-3 Investment advice
Davis Polk & Wardwell LLP KINSALE CAPITAL GROUP INC KNSL S-1 Fire, marine & casualty insurance
Duane Morris LLP SOLIGENIX INC SNGX S-3 Pharma preparations
EAD Law Group, LLC GOLD STANDARD MINING CO ~ S-1 ~
Eaton & Van Winkle LLP AIR INDUSTRIES GROUP AIRI S-1 Aircraft parts & auxiliary equipment
Fenwick & West LLP AEGLEA BIO-THERAPEUTICS INC AGLE S-3 Pharma preparations
Foley & Lardner LLP HEALTH INSURANCE INNOVATIONS INC HIIQ S-3 Insurance agents, brokers & service
Graubard Miller REVEN HOUSING REIT INC RVEN S-11 REITs
Greenberg Traurig, LLP CENTURY COMMUNITIES INC CCS S-4 Operative builders
Greenberg Traurig, LLP REVEN HOUSING REIT INC RVEN S-11 REITs
Hogan Lovells US LLP PARK HOTELS & RESORTS INC PK S-11 Hotels & motels
InPoint Commercial Real Estate Income, Inc. INPOINT COMMERCIAL REAL ESTATE INCOME INC ~ 10-12G ~
K&L Gates LLP VANECK MERK GOLD TRUST OUNZ S-3 Commodity contracts brokers & dealers
Kirkland & Ellis LLP NINE ENERGY SERVICE INC S-1 Oil & gas field services
Latham & Watkins LLP ADVANTAGE SOLUTIONS INC ~ S-1 ~
Ledgewood Law RESOURCE CAPITAL CORP RSO S-3 REITs
Lewis Rice LLC TRUSTCO BANK CORP N Y TRST S-3 State commercial banks
Life Partners Position Holder Trust LIFE PARTNERS POSITION HOLDER TRUST ~ 10-12G ~
Lucosky Brookman LLP YANGTZE RIVER DEVELOPMENT LTD YERR S-3 Real estate
Milbank, Tweed, Hadley & McCloy LLP VANTAGE DRILLING INTERNATIONAL VTG S-1 Drilling oil & gas wells
Morgan, Lewis & Bockius LLP MEI PHARMA INC MEIP S-3 Pharma preparations
Morris, Manning & Martin, LLP PROCACCIANTI HOTEL REIT INC ~ S-11 ~
Morris, Manning & Martin, LLP CARTER VALIDUS MISSION CRITICAL REIT II INC S-11 REITs
O’Neal Law Office HIP CUISINE INC S-1 Retail – eating places
Paul Hastings LLP SORRENTO THERAPEUTICS INC SRNE S-3 Commercial physical & biological research
Paul, Weiss, Rifkind, Wharton & Garrison LLP CENTURY COMMUNITIES INC CCS S-4 Operative builders
Paul, Weiss, Rifkind, Wharton & Garrison LLP MAGNACHIP SEMI-CONDUCTOR CORP MX S-3 Semiconductors & related devices
Pillsbury Winthrop Shaw Pittman LLP AIR INDUSTRIES GROUP AIRI S-1 Aircraft parts & auxiliary equipment
PremierCounsel LLP OWENS REALTY MORTGAGE INC ORM S-3 REITs
Robinson Brog Leinwand Greene Genovese & Gluck P.C. SHOTSPOTTER INC S-1 Prepackaged software
Sanders, Ortoli, Vaughn-Flam, Rosenstadt CANTABIO PHARMA-CEUTICALS INC TBD S-1 Management services
Shearman & Sterling LLP ADVANTAGE SOLUTIONS INC ~ S-1 ~
Shearman & Sterling LLP VENATOR MATERIALS PLC ~ S-1 ~
Silverman Shin & Byrne PLLC HEMISPHERX BIOPHARMA INC HEB S-1 Biological products, except diagnostic substances
Simpson Thacher & Bartlett LLP PARK HOTELS & RESORTS INC PK S-11 Hotels & motels
Skadden, Arps, Slate, Meagher & Flom LLP KINSALE CAPITAL GROUP INC KNSL S-1 Fire, marine & casualty insurance
Squire Patton Boggs LLP LIMONEIRA CO LMNR S-3 Agricultural production-crops
Stradling Yocca Carlson & Rauth, P.C. ENDOLOGIX INC ELGX S-3 Surgical & medical instruments & apparatus
Troutman Sanders LLP FIDELITY SOUTHERN CORP LION S-3 State commercial banks
Vinson & Elkins L.L.P. VENATOR MATERIALS PLC ~ S-1 ~
Vinson & Elkins L.L.P. ROSEHILL RESOURCES INC ROSE S-1 Blank check
Vinson & Elkins L.L.P. ROSEHILL RESOURCES INC ROSE S-3 Blank check
Vinson & Elkins L.L.P. GOODRICH PETROLEUM CORP GDP S-3 Crude petroleum & natural gas
Vinson & Elkins L.L.P. NINE ENERGY SERVICE INC S-1 Oil & gas field services
Wilmer Cutler Pickering Hale and Dorr LLP FORTIVE CORP FTV S-4 Manufacturing industries

Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week

Leave a Reply

Fill in your details below or click an icon to log in:

WordPress.com Logo

You are commenting using your WordPress.com account. Log Out / Change )

Twitter picture

You are commenting using your Twitter account. Log Out / Change )

Facebook photo

You are commenting using your Facebook account. Log Out / Change )

Google+ photo

You are commenting using your Google+ account. Log Out / Change )

Connecting to %s