IPOs and Transactions: April 24 – 28 / plus M&A whitepaper

There were 58 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services including Avenue Therapeutics Inc. w/ Alston & Bird LLP and Mintz, Levin, Cohn, Ferris, Glovsky and Popeo PC, Applied Energetics Inc. w/ Masur Griffitts + Co. LLP, Lilus Energy Inc. w/ K&L Gates LLP Pyxis Tankers, Inc. w/ Ellenoff Grossman & Schole LLP and  Jones Day and Rabble One LLC w/ Morrison & Foerster LLP.

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Law firm / advisor Registrant Symbol Form Industry
Akin Gump Strauss Hauer & Feld LLP DIAMONDBACK ENERGY INC FANG S-4 Crude petroleum & natural gas
Alston & Bird LLP TERRA SECURED INCOME FUND 5 LLC ~ 10-12G ~
Alston & Bird LLP AVENUE THERAPEUTICS INC S-1 Pharma preparations
Baker Botts L.L.P. GPM PETROLEUM LP S-1 Wholesale – petroleum & petroleum products
Bernstein Shur ABS LONG/SHORT STRATEGIES FUND ~ N-2 ~
Bingham Greenebaum Doll LLP FIRST MERCHANTS CORP FRME S-4 National commercial banks
Broadstone Net Lease, Inc. BROADSTONE NET LEASE INC ~ 10-12G ~
Carmel, Milazzo & DiChiara LLP CO-DIAGNOSTICS INC S-1 Surgical & medical instruments & apparatus
CKR Law NEURMEDIX INC 1-A Pharma preparations
Clifford Chance US LLP TERRA SECURED INCOME FUND 5 LLC ~ 10-12G ~
Cooley LLP ARCA BIOPHARMA INC ABIO S-3 In vitro & in vivo diagnostic substances
Cooley LLP APPIAN CORP S-1 Pre-packaged software
Davis Polk & Wardwell LLP SMART GLOBAL HOLDINGS INC S-1 Semiconductors & related devices
Ellenoff Grossman & Schole LLP KBL MERGER CORP. IV ~ S-1 Blank check
Ellenoff Grossman & Schole LLP PYXIS TANKERS INC PXS F-1 Deep sea foreign transport of freight
Fenimore, Kay, Harrison & Ford, LLP SOUTHERN MISSOURI BANCORP INC SMBC S-4 Savings institutions
Foley & Lardner LLP CARBONITE INC CARB S-3 Computer processing & data preparation
GKL Registered Agents of NV, Inc. TGS INTERNATIONAL LTD ~ S-1 ~
Holland & Knight LLP KBL MERGER CORP. IV ~ S-1 Blank check
Hunter Taubman Fischer & Li, LLC CHINA COMMERCIAL CREDIT INC CCCR S-3 National commercial banks
Jones Day PYXIS TANKERS INC PXS F-1 Deep sea foreign transport of freight
K&L Gates LLP LILIS ENERGY INC LLEX S-1 Crude petroleum & natural gas
Kirkland & Ellis LLP CARDCONNECT CORP CCN S-3 Blank check
Kirkland & Ellis LLP LINN ENERGY INC LINE S-1 Crude petroleum & natural gas
Kirkland & Ellis LLP ULTRA PETROLEUM CORP UPL S-1 Crude petroleum & natural gas
Latham & Watkins LLP ARDELYX INC ARDX S-3 Pharmaceutical preparations
Latham & Watkins LLP SMART GLOBAL HOLDINGS INC S-1 Semiconductors & related devices
Latham & Watkins LLP ALPHATEC HOLDINGS INC ATEC S-3 Surgical & medical instruments & apparatus
Ledgewood Law CARDCONNECT CORP CCN S-3 Blank check
Locke Lord LLP COMSTOCK RESOURCES INC CRK S-3 Crude petroleum & natural gas
Masur Griffitts + Co. LLP APPLIED ENERGETICS INC AERG S-1 Laboratory apparatus & furniture
Matheau J. W. Stout, Esq. YI XI XIN INC ~ S-1 ~
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. AVENUE THERAPEUTICS INC S-1 Pharma preparations
Morrison & Foerster LLP RABBLE ONE LLC 1-A Real estate
Notes Incorporation NOTES INC ~ S-1 ~
O’Melveny & Myers LLP SPHERE 3D CORP ANY F-1 Computer processing & data preparation
Paul Hastings LLP KAYNE ANDERSON MLP INVESTMENT CO KYN N-2 Investors
Paul Hastings LLP CAREDX INC CDNA S-1 Medical laboratories
Reed Smith LLP BRIGHTHOUSE LIFE INSURANCE CO OF NY ~ S-3 ~
Reed Smith LLP ETFS PALLADIUM TRUST PALL S-3 Commodity contracts brokers & dealers
Reed Smith LLP BRIGHTHOUSE LIFE INSURANCE CO S-3 Life insurance
Ropes & Gray LLP PIMCO CORPORATE & INCOME STRATEGY FUND PCN N-2 Unit investment trusts, face-amount certificate offices & closed-end management investment offices
Ropes & Gray LLP PIMCO INCOME OPPORTUNITY FUND PKO N-2 Unit investment trusts, face-amount certificate offices & closed-end management investment offices
Satterlee Stephens LLP RENOVACARE INC RCAR S-3 Oil & gas field exploration services
Shumaker, Loop & Kendrick, LLP FIRST MERCHANTS CORP FRME S-4 National commercial banks
Sichenzia Ross Ference Kesner LLP NEXEON MEDSYSTEMS INC S-1 Surgical & medical instruments & apparatus
Sidley Austin LLP TPG RE FINANCE TRUST INC ~ S-11 ~
Sidley Austin LLP CELSION CORP CLSN S-1 Electro-medical & electro-therapeutic apparatus
Silver, Freedman, Taff & Tiernan LLP SOUTHERN MISSOURI BANCORP INC SMBC S-4 Savings institutions
Smith, Anderson, Blount, Dorsett, Mitchell & Jernigan, L.L.P. FOUR OAKS FINCORP INC FOFN S-1 State commercial banks
Stradling Yocca Carlson & Rauth, P.C. LANTRONIX INC LTRX S-3 Computer comms equipment
Thompson Coburn LLP NOBLE ROMANS INC NROM S-1 Retail – eating places
Vedder Price P.C. TORTOISE ESSENTIAL ASSETS INCOME 2024 TERM FUND INC ~ N-2 ~
Vinson & Elkins L.L.P. SELECT ENERGY SERVICES INC WTTR S-1 Oil & gas field services
Vinson & Elkins L.L.P. ORCHID ISLAND CAPITAL INC ORC S-3 REITs
Vinson & Elkins L.L.P. GPM PETROLEUM LP S-1 Wholesale – petroleum & petroleum products
Vinson & Elkins LLP TPG RE FINANCE TRUST INC ~ S-11 ~
Wilson Sonsini Goodrich & Rosati, PC APPIAN CORP S-1 Pre-packaged software

 

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Have a great week

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