Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.
|Registrant||Form||Underwriter 1||Underwriter 2||Underwriter 3 +|
|SMART GLOBAL HOLDINGS INC||S-1||Barclays Capital Inc. / Deutsche Bank Securities, Inc.||Jefferies LLC / Stifel, Nicolaus & Company, Inc.||Needham & Company, LLC / Roth Capital Partners, LLC|
|BRIGHTHOUSE LIFE INSURANCE CO||S-3||Brighthouse Securities, LLC||~||~|
|BRIGHTHOUSE LIFE INSURANCE CO OF NY||S-3||Brighthouse Securities, LLC||~||~|
|CARDCONNECT CORP||S-3||Cantor Fitzgerald & Co.||~||~|
|ABS LONG/SHORT STRATEGIES FUND||N-2||Foreside Fund Services, LLC||~||~|
|ARCA BIOPHARMA INC||S-3||Jones Trading Institutional Services LLC||~||~|
|KBL MERGER CORP. IV||S-1||Ladenburg Thalmann & Co. Inc.||B. Riley & Co., LLC||FBR Capital Markets & Co.|
|PYXIS TANKERS INC||F-1||Maxim Group LLC||~||~|
|TPG RE FINANCE TRUST INC||S-11||Merrill Lynch, Pierce, Fenner & Smith Inc.||Citigroup Global Markets Inc.||Goldman, Sachs & Co. / Wells Fargo Securities, LLC|
|APPIAN CORP||S-1||Morgan Stanley & Co. LLC / Goldman, Sachs & Co.||Barclays Capital Inc. / Pacific Crest Securities||Canaccord Genuity Inc. / Cowen and Company, LLC|
|CO-DIAGNOSTICS INC||S-1||Network 1 Securities, Inc.||~||~|
|GPM PETROLEUM LP||S-1||Raymond James & Associates, Inc.||Wells Fargo Securities, LLC||RBC Capital Markets, LLC|
|AVENUE THERAPEUTICS INC||S-1||Raymond James & Associates, Inc.||National Securities Corp.||~|
Post IPO, thousands of organizations count on us to assure regulatory compliance and shareholder communications.
Click here to review the week’s IPOs and active securities law firms.
Have a great week.