IPO Underwriters of the Week: April 24 – 28 / plus M&A whitepaper

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
SMART GLOBAL HOLDINGS INC S-1 Barclays Capital Inc. / Deutsche Bank Securities, Inc. Jefferies LLC / Stifel, Nicolaus & Company, Inc. Needham & Company, LLC / Roth Capital Partners, LLC
BRIGHTHOUSE LIFE INSURANCE CO S-3 Brighthouse Securities, LLC ~ ~
BRIGHTHOUSE LIFE INSURANCE CO OF NY S-3 Brighthouse Securities, LLC ~ ~
CARDCONNECT CORP S-3 Cantor Fitzgerald & Co. ~ ~
ABS LONG/SHORT STRATEGIES FUND N-2 Foreside Fund Services, LLC ~ ~
ARCA BIOPHARMA INC S-3 Jones Trading Institutional Services LLC ~ ~
KBL MERGER CORP. IV S-1 Ladenburg Thalmann & Co. Inc. B. Riley & Co., LLC FBR Capital Markets & Co.
PYXIS TANKERS INC F-1 Maxim Group LLC ~ ~
TPG RE FINANCE TRUST INC S-11 Merrill Lynch, Pierce, Fenner & Smith Inc. Citigroup Global Markets Inc. Goldman, Sachs & Co. / Wells Fargo Securities, LLC
APPIAN CORP S-1 Morgan Stanley & Co. LLC / Goldman, Sachs & Co. Barclays Capital Inc. / Pacific Crest Securities Canaccord Genuity Inc. / Cowen and Company, LLC
CO-DIAGNOSTICS INC S-1 Network 1 Securities, Inc. ~ ~
GPM PETROLEUM LP S-1 Raymond James & Associates, Inc. Wells Fargo Securities, LLC RBC Capital Markets, LLC
AVENUE THERAPEUTICS INC S-1 Raymond James & Associates, Inc. National Securities Corp. ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and shareholder communications.

Click here to review the week’s IPOs and active securities law firms.

Have a great week.

2 responses to “IPO Underwriters of the Week: April 24 – 28 / plus M&A whitepaper

  1. Pingback: Arca Biopharma (ABIO) Receives News Sentiment Rating of 0.56

  2. Pingback: Arca Biopharma (ABIO) Receives News Sentiment Rating of 0.56 - Transcript Daily

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