IPOs and Transactions: April 10 – 14 / plus M&A whitepaper

There were 55 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services including PavMed Inc. w/ Greenberg Traurig LLP, Chino Commercial Bancorp w/ King, Holmes, Paterno & Soriano LLP, Highpower International Inc. w/ Manatt, Phelps & Phillips LLP and Capital Acquisition Holding Co. LTD w/ Graubard Miller, Kirkland & Ellis LLP, Latham & Watkins LLP and Walkers Global.

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Law firm / advisor Registrant Symbol Form Industry
Allianz Life Insurance Company of North America ALLIANZ LIFE INSURANCE CO OF NEW YORK ~ S-1 Life insurance
Allianz Life Insurance Company of North America ALLIANZ LIFE INSURANCE CO OF NORTH AMERICA ~ S-1 Life insurance
Andrews Kurth Kenyon LLP TAPSTONE ENERGY INC ~ S-1 Crude petroleum & natural gas
Andrews Kurth Kenyon LLP BASIC ENERGY SERVICES INC BAS S-3 Oil & gas field services
Bass, Berry & Sims PLC QUORUM HEALTH CORP QHC S-4 General medic & surgical hospitals
Bevilacqua PLLC ICTV BRANDS INC ICV S-1 Retail – catalog & mail-order houses
Breyer & Associates PC RIVERVIEW BANCORP INC RVSB S-3 Savings institutions
Bryan Cave LLP GENERAL MOLY INC GMO S-3 Metal mining
Clifford Chance US LLP SAFETY INCOME & GROWTH INC ~ S-11 Lessors of real property
Cooley LLP AUDENTES THERAPEUTICS INC BOLD S-1 Biological products
Cooley LLP OVID THERAPEUTICS INC ~ S-1 Pharma. preparations
Cooley LLP MATTERSIGHT CORP MATR S-3 Computer integrated systems design
Davis Polk & Wardwell LLP KADMON HOLDINGS INC KDMN S-1 Pharma. preparations
Debevoise & Plimpton LLP US FOODS HOLDING CORP USFD S-1 Retail – Misc. food stores
DLA Piper LLP NABRIVA THERAPEUTICS PLC ~ S-4 ~
Dorsey & Whitney LLP NIOCORP DEVELOPMENTS LTD ~ S-1 Metal mining
Durham Jones & Pinegar, P.C. DYNATRONICS CORP DYNT S-3 Electromedical & electrotherapeutic apparatus
Eversheds Sutherland LLP GREAT WEST LIFE & ANNUITY INSURANCE CO ~ S-1 ~
Eversheds Sutherland LLP UNITED STATES NATURAL GAS FUND LP UNG S-3 Commodity contracts brokers & dealers
Eversheds Sutherland LLP OFS CAPITAL CORP OFS N-2 Investment advice
Fenwick & West LLP AUDENTES THERAPEUTICS INC BOLD S-1 Biological products
Fredrikson & Byron P.A. NEPHROS INC NEPH S-1 Surgical & medical instruments & apparatus
Goodwin Procter LLP AERPIO PHARMACEUTICALS INC ~ S-1 Blank check
Goodwin Procter LLP G1 THERAPEUTICS INC ~ S-1 Pharma. preparations
Goodwin Procter LLP OVID THERAPEUTICS INC ~ S-1 Pharma. preparations
Graubard Miller CAPITOL ACQUISITION HOLDING CO LTD ~ S-4 ~
Greenberg Traurig, LLP PAVMED INC PAVM S-4 Surgical & medical instruments & apparatus
Haynes and Boone, LLP CALLON PETROLEUM CO CPE S-4 Crude petroleum & natural gas
Hill Ward Henderson NUO THERAPEUTICS INC 4C7A S-1 Surgical & medical instruments & apparatus
Honigman Miller Schwartz and Cohn LLP GEMPHIRE THERAPEUTICS INC GEMP S-1 Pharma. preparations
Ithrive PH Inc. ITHRIVE PH INC ~ 1-A ~
Jones Day PEABODY ENERGY CORP BTU S-1 Bituminous coal & lignite surface mining
King & Spalding LLP SIMPLY GOOD FOODS CO CPAA S-4 Blank check
King, Holmes, Paterno & Soriano, LLP CHINO COMMERCIAL BANCORP CCBC 1-A National commercial banks
Kirkland & Ellis LLP CAPITOL ACQUISITION HOLDING CO LTD ~ S-4 ~
Kirkland & Ellis LLP SIMPLY GOOD FOODS CO CPAA S-4 Blank check
Kirkland & Ellis LLP VINE RESOURCES INC ~ S-1 Crude petroleum & natural gas
Kirkland & Ellis LLP ICHOR HOLDINGS LTD ICHR S-1 Semiconductors & related devices
Latham & Watkins LLP CAPITOL ACQUISITION HOLDING CO LTD ~ S-4 ~
Latham & Watkins LLP WILLIAM LYON HOMES INC WLH S-4 Operative builders
Latham & Watkins LLP CBS RADIO INC ~ S-4 Radio broadcasting stations
Latham & Watkins LLP ENTERCOM COMMUNICATIONS CORP ETM S-4 Radio broadcasting stations
Latham & Watkins LLP ICHOR HOLDINGS LTD ICHR S-1 Semiconductors & related devices
Latham & Watkins LLP HC2 HOLDINGS INC HCHC S-3 Telephone comm.
Locke Lord LLP PDL COMMUNITY BANCORP ~ S-1 ~
Lowenstein Sandler LLP NUO THERAPEUTICS INC 4C7A S-1 Surgical & medical instruments & apparatus
Manatt, Phelps & Phillips, LLP HIGHPOWER INTERNATIONAL INC HPJ S-3 Misc. electrical machinery, equipment & supplies
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. G1 THERAPEUTICS INC ~ S-1 Pharma. preparations
Morrison & Foerster LLP PAIN THERAPEUTICS INC PTIE S-3 Pharma. preparations
Murtha Cullina LLP CONNECTICUT WATER SERVICE INC CTWS S-4 Water supply
Nelson Mullins Riley & Scarborough LLP GRIFFIN CAPITAL ESSENTIAL ASSET REIT II INC ~ S-11 Real estate investment trusts
Office of Richard Rubin EWELLNESS HEALTHCARE CORP ~ S-1 Blank check
Porter Hedges LLP CARRIAGE SERVICES INC CSV S-3 Personal services
Reed Smith LLP TEUCRIUM COMMODITY TRUST CORN S-1 Commodity contracts brokers & dealers
Registered Agents Services LLC CANTOR GROUP INC ~ S-1 ~
Ropes & Gray LLP ALTICE USA INC ~ S-1 ~
SD Law Group APC RICH PHARMACEUTICALS INC RCHA S-1 Pharma. preparations
Shearman & Sterling LLP ALTICE USA INC ~ S-1 ~
Sichenzia Ross Ference Kesner LLP HEALTHLYNKED CORP ~ S-1 Offices & clinics of doctors of medicine
Sidley Austin LLP VERMILLION INC VRML S-3 In vitro & in vivo diagnostic substances
Sidley Austin LLP SAFETY INCOME & GROWTH INC ~ S-11 Lessors of real property
Sidley Austin LLP STARWOOD PROPERTY TRUST INC STWD S-4 Real estate investment trusts
Sidley Austin LLP US FOODS HOLDING CORP USFD S-1 Retail – Misc. food stores
Silver, Freedman, Taff & Tiernan LLP PDL COMMUNITY BANCORP ~ S-1 ~
Simpson Thacher & Bartlett LLP US FOODS HOLDING CORP USFD S-1 Retail – Misc. food stores
Skadden, Arps, Slate, Meagher & Flom LLP GREAT ELM CAPITAL CORP GECC N-2 Investors
Stubbs Alderton & Markiles, LLP RESONANT INC RESN S-3 Semiconductors & related devices
Thomas J. Craft, Jr., Esq. EWELLNESS HEALTHCARE CORP ~ S-1 Blank check
Troutman Sanders LLP PACIFIC ETHANOL INC PEIX S-3 Industrial organic chemicals
Vinson & Elkins L.L.P. TAPSTONE ENERGY INC ~ S-1 Crude petroleum & natural gas
Vinson & Elkins L.L.P. VINE RESOURCES INC ~ S-1 Crude petroleum & natural gas
Wachtell, Lipton, Rosen & Katz CBS RADIO INC ~ S-4 Radio broadcasting stations
Wachtell, Lipton, Rosen & Katz ENTERCOM COMMUNICATIONS CORP ETM S-4 Radio broadcasting stations
Walkers Global CAPITOL ACQUISITION HOLDING CO LTD ~ S-4 ~
Whitman Breed Abbott & Morgan LLC CONNECTICUT WATER SERVICE INC CTWS S-4 Water supply

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Have a great week

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