IPO Underwriters of the Week: April 10 – 14 / plus M&A whitepaper

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
OVID THERAPEUTICS INC S-1 Citigroup Global Markets Inc. Cowen and Company, LLC William Blair & Company, L.L.C. / JMP Securities LLC
VINE RESOURCES INC S-1 Credit Suisse Securities LLC Morgan Stanley & Co. LLC
ICHOR HOLDINGS LTD S-1 Deutsche Bank Securities Inc. Stifel, Nicolaus & Company, Inc. / RBC Capital Markets, LLC Cowen and Company, LLC / Needham & Company, LLC
SIMPLY GOOD FOODS CO S-4 Deutsche Bank Securities, Inc. ~ ~
PACIFIC ETHANOL INC S-3 FBR Capital Markets & Co. ~ ~
RICH PHARMACEUTICALS INC S-1 GHS Investments, LLC ~ ~
US FOODS HOLDING CORP S-1 Goldman, Sachs & Co. Morgan Stanley & Co. LLC J.P. Morgan Securities LLC / KKR Capital Markets LLC
GREAT WEST LIFE & ANNUITY INSURANCE CO S-1 GWFS Equities, Inc. ~ ~
GENERAL MOLY INC S-3 H.C. Wainwright & Co. LLC ~ ~
HEALTHLYNKED CORP S-1 Iconic Holdings LLC ~ ~
ALTICE USA INC S-1 J.P. Morgan Securities LLC Morgan Stanley & Co. LLC Citigroup Global Markets Inc. / Goldman, Sachs & Co.
G1 THERAPEUTICS INC S-1 J.P. Morgan Securities LLC Cowen and Company, LLC Needham & Company, LLC / Wedbush Securities Inc.
SAFETY INCOME & GROWTH INC S-11 Merrill Lynch, Pierce, Fenner & Smith Inc. J.P. Morgan Securities LLC Barclays Capital Inc.
TAPSTONE ENERGY INC S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Citigroup Global Markets Inc.
AUDENTES THERAPEUTICS INC S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Cowen and Company, LLC Piper Jaffray & Co. / Wedbush Securities Inc.
NUO THERAPEUTICS INC S-1 Northland Capital Markets ~ ~
EWELLNESS HEALTHCARE CORP S-1 Tangiers Global, LLC ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and shareholder communications.

Click here to review the week’s IPOs and active securities law firms.

Have a great week.

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