IPOs and Transactions: April 3 – 7 / plus M&A whitepaper

There were 51 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services including Ampliphi Biosciences Corp. w/ Cooley LLP and Mintz, Levin, Cohn, Ferris, Glovsky and Popeo PC, Southern National Bancorp of Virginia Inc., w/ Alston & Bird LLP and Troutman Sanders LLP, Matinas Biopharma Holdings Inc. w/ Lowenstein Sandler LLP and Sterling Bacncorp w/ Squire Patton Boggs LLP and Wachtell, Lipton, Rosen & Katz.

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Law firm / advisor Registrant Symbol Form Industry
Akin Gump Strauss Hauer & Feld LLP EAGLE BULK SHIPPING INC EGLE S-3 Deep sea foreign transportation of freight
Alston & Bird LLP SOUTHERN NATIONAL BANCORP OF VIRGINIA INC SONA S-4 State commercial banks
American Electric Power Service Corp. AEP TRANSMISSION COMPANY LLC ~ S-4 ~
Barrett McNagny LLP STEEL DYNAMICS INC STLD S-4 Steel works, blast furnaces (including coke ovens) & rolling mills
Blake, Cassels & Graydon LLP ZYMEWORKS INC ~ F-1 Pharma. preparations
Brunson Chandler, & Jones, PLLC APPIPHANY TECHNOLOGIES HOLDINGS CORP APHD S-1 Services – computer programming services
Cleary Gottlieb Steen & Hamilton LLP TPG SPECIALTY LENDING INC TSLX N-2 Finance services
Clifford Chance US LLP KKR REAL ESTATE FINANCE TRUST INC ~ S-11 REITs
Cooley LLP AMPLIPHI BIOSCIENCES CORP APHB S-1 Biological products
Cooley LLP SENSEONICS HOLDINGS INC SENS S-3 Industrial instruments for measurement, display, control
Cooley LLP BIOHAVEN PHARMACEUTICAL HOLDING CO LTD ~ S-1 Pharma. preparations
Cooley LLP UROGEN PHARMA LTD ~ F-1 Pharma. preparations
Cooley LLP VERONA PHARMA PLC ~ F-1 Pharma. preparations
Cooley LLP ZYMEWORKS INC ~ F-1 Pharma. preparations
Cooley LLP SYNDAX PHARMACEUTICALS INC SNDX S-3 Pharma. preparations
Covington & Burling LLP UROGEN PHARMA LTD ~ F-1 Pharma. preparations
Davis Polk & Wardwell LLP FOGO DE CHAO INC FOGO S-3 Retail – eating places
Davis Polk & Wardwell LLP COUPA SOFTWARE INC COUP S-1 Services – prepackaged software
Dentons US LLP WINDTREE THERAPEUTICS INC WINT S-1 Biological products
Dieterich & Associates PHI GROUP INC PHIL S-1 Services – management services
Digital Ally, Inc. DIGITAL ALLY INC DGLY S-3 Radio & television broadcasting & communications equipment
Dorsey & Whitney LLP CACHET FINANCIAL SOLUTIONS INC CAFN S-3 Blank check
Dorsey & Whitney LLP INTELGENX TECHNOLOGIES CORP IGX S-1 Pharma. preparations
Eversheds Sutherland LLP TRIANGLE CAPITAL CORP TCAP N-2 Finance services
Eversheds Sutherland LLP THL CREDIT INC TCRD N-2 Investors
Fenimore, Kay, Harrison & Ford, LLP GUARANTY BANCSHARES INC ~ S-1 State commercial banks
Fenwick & West LLP ADESTO TECHNOLOGIES CORP IOTS S-3 Semiconductors & related devices
Gornitzky & Co. UROGEN PHARMA LTD ~ F-1 Pharma. preparations
Gray, Plant, Mooty, Mooty & Bennett, P.A. EVINE LIVE INC EVLV S-3 Retail – catalog & mail-order houses
Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP COUPA SOFTWARE INC COUP S-1 Services – prepackaged software
Hamburger Evron & Co. UROGEN PHARMA LTD ~ F-1 Pharma. preparations
Haynes and Boone, LLP KMG CHEMICALS INC KMG S-3 Chemicals & allied products
Hogan Lovells US LLP PLAYA HOTELS & RESORTS N.V. PLYA S-1 Hotels & motels
Hunton & Williams LLP GUARANTY BANCSHARES INC ~ S-1 State commercial banks
Jones Day 1ST FRANKLIN FINANCIAL CORP FFFC S-1 Personal credit institutions
K&L Gates LLP BIOTIME INC BTX S-3 Biological products
Kelley Drye & Warren LLP OCEAN POWER TECHNOLOGIES INC OPTT S-1 Electrical machinery, equipment & supplies
Kramer Levin Naftalis & Frankel LLP INSPIRED ENTERTAINMENT INC INSE S-3 Blank checks
Latham & Watkins LLP VERONA PHARMA PLC ~ F-1 Pharma. preparations
Latham & Watkins LLP CORVUS PHARMACEUTICALS INC CRVS S-3 Services – commercial physical & biological research
Law Office of Russell B. Adler, P.A. FATHER TIME INC ~ S-1 ~
Locke Lord LLP AXCELIS TECHNOLOGIES INC ACLS S-3 Special industry machinery
Lowenstein Sandler LLP MATINAS BIOPHARMA HOLDINGS INC MTNB S-3 Pharma. preparations
McCarthy Tétrault LLP ZYMEWORKS INC ~ F-1 Pharma. preparations
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. AMPLIPHI BIOSCIENCES CORP APHB S-1 Biological products
Porter Hedges LLP OCEAN POWER TECHNOLOGIES INC OPTT S-1 Electrical machinery, equipment & supplies
Porter, Wright, Morris & Arthur LLP SB FINANCIAL GROUP INC SBFG S-3 State commercial banks
Proskauer Rose LLP FIVE POINT HOLDINGS LLC NWDHU S-11 Real estate
Ropes & Gray LLP BIOHAVEN PHARMACEUTICAL HOLDING CO LTD ~ S-1 Pharma. preparations
Shearman & Sterling LLP ADVANCEPIERRE FOODS HOLDINGS INC APFH S-1 Food preparations
Sidley Austin LLP CELSION CORP CLSN S-1 Electromedical & electrotherapeutic apparatus
Simpson Thacher & Bartlett LLP KKR REAL ESTATE FINANCE TRUST INC ~ S-11 REITs
Skadden, Arps, Slate, Meagher & Flom LLP XAI OCTAGON FLOATING RATE INCOME & CREDIT ALTERNATIVE TRUST ~ N-2 ~
Skadden, Arps, Slate, Meagher & Flom LLP ISHARES DOW JONES-UBS ROLL SELECT COMMODITY INDEX TRUST CMDT S-1 Commodity contracts brokers & dealers
Skadden, Arps, Slate, Meagher & Flom LLP ADVANCEPIERRE FOODS HOLDINGS INC APFH S-1 Food preparations
Skadden, Arps, Slate, Meagher & Flom LLP ISHARES S&P GSCI COMMODITY-INDEXED TRUST GSG S-3 Investors
Skadden, Arps, Slate, Meagher & Flom LLP ZYMEWORKS INC ~ F-1 Pharma. preparations
Skadden, Arps, Slate, Meagher & Flom LLP FIVE POINT HOLDINGS LLC NWDHU S-11 Real estate
Squire Patton Boggs LLP STERLING BANCORP STL S-4 National commercial banks
Stradley Ronon Stevens & Young, LLP USQ CORE REAL ESTATE FUND ~ N-2 ~
Sullivan & Cromwell LLP HUGHES SATELLITE SYSTEMS CORP HUGH S-4 Communications services, not elsewhere classified
Troutman Sanders LLP SOUTHERN NATIONAL BANCORP OF VIRGINIA INC SONA S-4 State commercial banks
TroyGould PC CYTRX CORP CYTR S-3 Biological products
Vinson & Elkins L.L.P. NATURAL RESOURCE PARTNERS LP NRP S-3 Bituminous coal & lignite surface mining
Vinson & Elkins L.L.P. NATURAL RESOURCE PARTNERS LP NRP S-4 Bituminous coal & lignite surface mining
Vinson & Elkins L.L.P. GASTAR EXPLORATION INC GST S-3 Crude petroleum & natural gas
Wachtell, Lipton, Rosen & Katz STERLING BANCORP STL S-4 National commercial banks
Weintraub Tobin Chediak Coleman Grodin Law Corp. RICEBRAN TECHNOLOGIES RIBT S-3 Grain mill products
White & Case LLP VERONA PHARMA PLC ~ F-1 Pharma. preparations
Willkie Farr & Gallagher LLP GABELLI HEALTHCARE & WELLNESSRX TRUST GRX N-2 Unit investment trusts, face-amount certificate offices & closed-end management investment offices

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Have a great week

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