IPO Underwriters of the Week: April 3 – 7 / plus M&A whitepaper

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
OCEAN POWER TECHNOLOGIES INC S-1 Aegis Capital Corp ~ ~
PHI GROUP INC S-1 Azure Capital, Inc. ~ ~
ZYMEWORKS INC F-1 Citigroup Global Markets Canada Inc. Barclays Capital Inc. / Wells Fargo Securities, LLC Canaccord Genuity Inc. / Cormark Securities Ltd.
FIVE POINT HOLDINGS LLC S-11 Citigroup Global Markets Inc. / J.P. Morgan Securities LLC RBC Capital Markets, LLC / Wells Fargo Securities, LLC / Deutsche Bank Securities Inc. Evercore Group L.L.C. / Zelman Partners LLC / JMP Securities LLC
SYNDAX PHARMACEUTICALS INC S-3 Cowen and Company, LLC
ADVANCEPIERRE FOODS HOLDINGS INC S-1 Credit Suisse Securities LLC Morgan Stanley & Co. LLC Barclays Capital Inc.
APPIPHANY TECHNOLOGIES HOLDINGS CORP S-1 GHS Investments LLC ~ ~
ISHARES S&P GSCI COMMODITY-INDEXED TRUST S-3 Goldman, Sachs & Co. ~ ~
AMPLIPHI BIOSCIENCES CORP S-1 H.C. Wainwright & Co., LLC ~ ~
VERONA PHARMA PLC F-1 Jefferies LLC Stifel, Nicolaus & Company, Inc. Wedbush Securities Inc. / SunTrust Robinson Humphrey, Inc.
UROGEN PHARMA LTD F-1 Jefferies LLC Cowen and Company, LLC
BIOHAVEN PHARMACEUTICAL HOLDING CO LTD S-1 Morgan Stanley & Co. LLC Piper Jaffray & Co. / Barclays Capital Inc. William Blair & Company, L.L.C. / Needham & Company, LLC
COUPA SOFTWARE INC S-1 Morgan Stanley & Co. LLC ~ ~
GUARANTY BANCSHARES INC S-1 Sandler O’Neill + Partners, L.P. Stephens Inc. ~
KKR REAL ESTATE FINANCE TRUST INC S-11 Wells Fargo Securities, LLC / Morgan Stanley & Co. LLC KKR Capital Markets LLC / Barclays Capital Inc. Goldman, Sachs & Co. / J.P. Morgan Securities LLC / Keefe, Bruyette & Woods, Inc.

Post IPO, thousands of organizations count on us to assure regulatory compliance and shareholder communications.

Click here to review the week’s IPOs and active securities law firms.

Have a great week.

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