IPO Underwriters of the Week: March 27 – 31 / plus M&A whitepaper

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
TRACON PHARMA-CEUTICALS INC S-1 Aspire Capital Fund, LLC ~ ~
AMPIO PHARMA-CEUTICALS INC S-3 Cantor Fitzgerald & Co ~ ~
VERASTEM INC S-3 Cantor Fitzgerald & Co. ~ ~
FRONTIER GROUP HOLDINGS INC S-1 Citigroup Global Markets Inc. / Deutsche Bank Securities Inc. / Evercore Group L.L.C. J.P. Morgan Securities LLC / Merrill Lynch, Pierce, Fenner & Smith Inc. / Barclays Capital Inc. / Cowen and Company, LLC Credit Suisse Securities LLC / Goldman, Sachs & Co. / Raymond James & Associates, Inc. / UBS Securities LLC
AKCEA THERAPEUTICS INC S-1 Cowen and Company, LLC Stifel, Nicolaus & Company, Inc. Wells Fargo Securities, LLC
MIRAGEN THERAPEUTICS INC S-3 Cowen and Company, LLC ~ ~
PRIME MERIDIAN HOLDING CO S-1 FIG Partners, LLC Hovde Group, LLC ~
FS GLOBAL CREDIT OPPORTUNITIES FUND-T2 N-2 FS Investment Solutions, LLC ~ ~
CAMPING WORLD HOLDINGS INC S-1 Goldman, Sachs & Co. J.P. Morgan Securities LLC ~
NATIONAL ENERGY SERVICES REUNITED CORP S-1 Maxim Group LLC National Bank of Canada Financial Inc. ~
ITUS CORP S-3 Meetrix Communications, Inc. Adaptive Capital, LLC ~
EXPO EVENT HOLDCO INC S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. / Barclays Capital Inc. Goldman, Sachs & Co. / Citigroup Global Markets Inc. / Credit Suisse Securities LLC Deutsche Bank Securities Inc. / RBC Capital Markets, LLC / Robert W. Baird & Co. Inc.
CHINA RAPID FINANCE LTD F-1 Morgan Stanley & Co. International PLC Credit Suisse Securities LLC Jefferies LLC
ANTERO RESOURCES MIDSTREAM MANAGEMENT LLC S-1 Morgan Stanley & Co. LLC Barclays Capital Inc. J.P. Morgan Securities LLC
CLOUDERA INC S-1 Morgan Stanley & Co. LLC / J.P. Morgan Securities LLC / Allen & Company LLC Merrill Lynch, Pierce, Fenner & Smith Inc. / Citigroup Global Markets Inc. / Deutsche Bank Securities Inc. Stifel, Nicolaus & Company Inc. / JMP Securities LLC / Raymond James & Associates, Inc.
APRICUS BIOSCIENCES INC S-1 Rodman & Renshaw ~ ~
MUSCLE MAKER INC 1-A Wellington Shields & Co., LLC ~ ~
CARVANA CO S-1 Wells Fargo Securities, LLC / Merrill Lynch, Pierce, Fenner & Smith Inc. Citigroup Global Markets Inc. / Deutsche Bank Securities Inc. / Robert W. Baird & Co. Inc. William Blair & Company, L.L.C. / BMO Capital Markets Corp. / JMP Securities LLC

Post IPO, thousands of organizations count on us to assure regulatory compliance and shareholder communications.

Click here to review the week’s IPOs and active securities law firms.

Have a great week.

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