IPOs and Transactions: March 20 – 24 / plus M&A whitepaper

There were 47 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services including Checkpoint Therapeutics Inc. w/ Alston & Bird LLP, Lakeland Industries Inc. w/ Moomjian, Waite & Coleman LLP and Icahn Enterprises Finance Corp. w/ Proskauer Rose LLP.

We appreciate that they selected to work with us and benefited from our fast turns, spot-on execution and absolute cost transparency.

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Law firm / advisor Registrant Symbol Form Industry
Alston & Bird LLP CHECKPOINT THERAPEUTICS INC S-1 Pharmaceutical preparations
Baker, Donelson, Bearman, Caldwell & Berkowitz, PC OLD LINE BANCSHARES INC OLBK S-4 State commercial banks
BlackRock Capital Investment Corp. BLACKROCK CAPITAL INVESTMENT CORP BKCC N-2 Investment offices
Bryan Cave LLP A.S.V. LLC ~ S-1 Construction machinery & equipment
Business Filings Inc. CHEE CORP ~ S-1 ~
Cahill Gordon & Reindel LLP DONNELLEY FINANCIAL SOLUTIONS INC DFIN S-1 Misc. business services
Clifford Chance US LLP AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC ~ N-2 ~
Clifford Chance US LLP AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC ~ N-2 ~
Clifford Chance US LLP AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC ~ N-2 ~
Cooley LLP ENPHASE ENERGY INC ENPH S-3 Semiconductors & related devices
Cooley LLP EVERBRIDGE INC EVBG S-1 Prepackaged software
Davis Polk & Wardwell LLP WIDEOPENWEST INC ~ S-1 ~
Davis, Graham & Stubbs LLP ROYAL HAWAIIAN ORCHARDS LIMITED PARTNERSHIP NNUTU S-1 Agricultural production-crops
Dechert LLP PENNANTPARK INVESTMENT CORP PNNT N-2 Investors, not elsewhere classified
Dechert LLP TIAA REAL ESTATE ACCOUNT 15557Z S-1 Real estate
Dorsey & Whitney LLP A.S.V. LLC ~ S-1 Construction machinery & equipment
Dorsey & Whitney LLP HEARTLAND FINANCIAL USA INC HTLF S-4 State commercial banks
Ellenoff Grossman & Schole LLP FORUM MERGER CORP ~ S-1 Blank check
Ellenoff Grossman & Schole LLP SUNSHINE HEART INC SSH S-1 Electro-medical & electro-therapeutic apparatus
Eversheds Sutherland LLP UNITED STATES 12 MONTH OIL FUND LP USL S-3 Commodity contracts brokers & dealers
Eversheds Sutherland LLP UNITED STATES COMMODITY INDEX FUNDS TRUST USCI S-1 Commodity contracts brokers & dealers
Eversheds Sutherland LLP UNITED STATES COMMODITY INDEX FUNDS TRUST USCI S-1 Commodity contracts brokers & dealers
Eversheds Sutherland LLP UNITED STATES GASOLINE FUND LP UGA S-1 Commodity contracts brokers & dealers
Eversheds Sutherland LLP UNITED STATES BRENT OIL FUND LIMITED PARTNERSHIP BNO S-3 Management investment offices, open-end
Faegre Baker Daniels LLP NORTHERN OIL & GAS INC NOG S-4 Crude petroleum & natural gas
Goodwin Procter LLP EVERBRIDGE INC EVBG S-1 Prepackaged software
Gordon Feinblatt LLC OLD LINE BANCSHARES INC OLBK S-4 State commercial banks
Graubard Miller FORUM MERGER CORP ~ S-1 Blank check
Haynes and Boone, LLP ENERGY RESOURCES 12 L.P ~ S-1 Crude petroleum & natural gas
Holland & Knight LLP STEWARDSHIP FINANCIAL CORP SSFN S-1 State commercial banks
Honigman Miller Schwartz and Cohn LLP SUNSHINE HEART INC SSH S-1 Electro-medical & electro-therapeutic apparatus
InCorp Services, Inc. ARION GROUP CORP ~ S-1 ~
Kirkland & Ellis LLP WIDEOPENWEST INC ~ S-1 ~
Latham & Watkins LLP SPIRIT REALTY CAPITAL INC SRC S-4 Operators of nonresidential buildings
Latham & Watkins LLP T2 BIOSYSTEMS INC TTOO S-3 Surgical & medical instruments & apparatus
Legal & Compliance, LLC ONLY NATURAL WELLNESS CORP ~ S-1 ~
Manatt, Phelps & Phillips, LLP CNOTE GROUP INC ~ 1-A Loan brokers
Matthew McMurdo, Esq. BLUEHIVE INC ~ S-1 ~
McCarter & English, LLP STEWARDSHIP FINANCIAL CORP SSFN S-1 State commercial banks
Miller Nash Graham & Dunn LLP BANK OF COMMERCE HOLDINGS BOCH S-3 State commercial banks
Mitchell Silberberg & Knupp, LLP MAX-1 ACQUISITION CORP ~ 10-12G ~
Moomjian, Waite & Coleman, LLP LAKELAND INDUSTRIES INC LAKE S-3 Orthopedic, prosthetic & surgical appliances & supplies
Morris, Manning & Martin, LLP FLAT ROCK CAPITAL CORP ~ 10-12G ~
Nevada Discount Registered Agent, Inc. FOLKUP DEVELOPMENT INC ~ S-1 ~
Nossiff Law Firm LLP NORTHSIGHT CAPITAL INC NCAP S-1 Beverages
Proskauer Rose LLP ICAHN ENTERPRISES FINANCE CORP IEP S-4 Motor vehicle parts & accessories
Ropes & Gray LLP ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND ~ N-2 ~
Ropes & Gray LLP STONE RIDGE TRUST V ~ N-2 ~
Schiff Hardin LLP FIRST MID ILLINOIS BANCSHARES INC FMBH S-3 State commercial banks
Shapiro Bieging Barber Otteson LLP HEARTLAND FINANCIAL USA INC HTLF S-4 State commercial banks
Skadden, Arps, Slate, Meagher & Flom LLP BLACKROCK CAPITAL INVESTMENT CORP BKCC N-2 Investment offices
SRK Kronengold Law Offices CANNABICS PHARMACEUTICALS INC AMCM S-3 Metal mining
Sullivan & Cromwell LLP DONNELLEY FINANCIAL SOLUTIONS INC DFIN S-1 Misc. business services
Trowbridge Sidoti BRIDGEWELL PREFERRED INCOME FUND LP ~ 1-A ~
V Financial Group., LLC AUSTRALIAN FORMULATED CORP ~ S-1 ~
Vinson & Elkins L.L.P. DASEKE INC HCAC S-3 Blank check
Vorys, Sater, Seymour and Pease LLP CENTRAL FEDERAL CORP CFBK S-3 Savings institutions, federally chartered

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Click here to review the week’s underwriters.

Have a great week

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