There were 47 transactions filed with the SEC last week.
Congratulations to all of the corporations and law firms that selected our transactions services including Checkpoint Therapeutics Inc. w/ Alston & Bird LLP, Lakeland Industries Inc. w/ Moomjian, Waite & Coleman LLP and Icahn Enterprises Finance Corp. w/ Proskauer Rose LLP.
We appreciate that they selected to work with us and benefited from our fast turns, spot-on execution and absolute cost transparency.
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Law firm / advisor | Registrant | Symbol | Form | Industry |
Alston & Bird LLP | CHECKPOINT THERAPEUTICS INC | – | S-1 | Pharmaceutical preparations |
Baker, Donelson, Bearman, Caldwell & Berkowitz, PC | OLD LINE BANCSHARES INC | OLBK | S-4 | State commercial banks |
BlackRock Capital Investment Corp. | BLACKROCK CAPITAL INVESTMENT CORP | BKCC | N-2 | Investment offices |
Bryan Cave LLP | A.S.V. LLC | ~ | S-1 | Construction machinery & equipment |
Business Filings Inc. | CHEE CORP | ~ | S-1 | ~ |
Cahill Gordon & Reindel LLP | DONNELLEY FINANCIAL SOLUTIONS INC | DFIN | S-1 | Misc. business services |
Clifford Chance US LLP | AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES FUND LLC | ~ | N-2 | ~ |
Clifford Chance US LLP | AETOS CAPITAL LONG/SHORT STRATEGIES FUND LLC | ~ | N-2 | ~ |
Clifford Chance US LLP | AETOS CAPITAL MULTI-STRATEGY ARBITRAGE FUND LLC | ~ | N-2 | ~ |
Cooley LLP | ENPHASE ENERGY INC | ENPH | S-3 | Semiconductors & related devices |
Cooley LLP | EVERBRIDGE INC | EVBG | S-1 | Prepackaged software |
Davis Polk & Wardwell LLP | WIDEOPENWEST INC | ~ | S-1 | ~ |
Davis, Graham & Stubbs LLP | ROYAL HAWAIIAN ORCHARDS LIMITED PARTNERSHIP | NNUTU | S-1 | Agricultural production-crops |
Dechert LLP | PENNANTPARK INVESTMENT CORP | PNNT | N-2 | Investors, not elsewhere classified |
Dechert LLP | TIAA REAL ESTATE ACCOUNT | 15557Z | S-1 | Real estate |
Dorsey & Whitney LLP | A.S.V. LLC | ~ | S-1 | Construction machinery & equipment |
Dorsey & Whitney LLP | HEARTLAND FINANCIAL USA INC | HTLF | S-4 | State commercial banks |
Ellenoff Grossman & Schole LLP | FORUM MERGER CORP | ~ | S-1 | Blank check |
Ellenoff Grossman & Schole LLP | SUNSHINE HEART INC | SSH | S-1 | Electro-medical & electro-therapeutic apparatus |
Eversheds Sutherland LLP | UNITED STATES 12 MONTH OIL FUND LP | USL | S-3 | Commodity contracts brokers & dealers |
Eversheds Sutherland LLP | UNITED STATES COMMODITY INDEX FUNDS TRUST | USCI | S-1 | Commodity contracts brokers & dealers |
Eversheds Sutherland LLP | UNITED STATES COMMODITY INDEX FUNDS TRUST | USCI | S-1 | Commodity contracts brokers & dealers |
Eversheds Sutherland LLP | UNITED STATES GASOLINE FUND LP | UGA | S-1 | Commodity contracts brokers & dealers |
Eversheds Sutherland LLP | UNITED STATES BRENT OIL FUND LIMITED PARTNERSHIP | BNO | S-3 | Management investment offices, open-end |
Faegre Baker Daniels LLP | NORTHERN OIL & GAS INC | NOG | S-4 | Crude petroleum & natural gas |
Goodwin Procter LLP | EVERBRIDGE INC | EVBG | S-1 | Prepackaged software |
Gordon Feinblatt LLC | OLD LINE BANCSHARES INC | OLBK | S-4 | State commercial banks |
Graubard Miller | FORUM MERGER CORP | ~ | S-1 | Blank check |
Haynes and Boone, LLP | ENERGY RESOURCES 12 L.P | ~ | S-1 | Crude petroleum & natural gas |
Holland & Knight LLP | STEWARDSHIP FINANCIAL CORP | SSFN | S-1 | State commercial banks |
Honigman Miller Schwartz and Cohn LLP | SUNSHINE HEART INC | SSH | S-1 | Electro-medical & electro-therapeutic apparatus |
InCorp Services, Inc. | ARION GROUP CORP | ~ | S-1 | ~ |
Kirkland & Ellis LLP | WIDEOPENWEST INC | ~ | S-1 | ~ |
Latham & Watkins LLP | SPIRIT REALTY CAPITAL INC | SRC | S-4 | Operators of nonresidential buildings |
Latham & Watkins LLP | T2 BIOSYSTEMS INC | TTOO | S-3 | Surgical & medical instruments & apparatus |
Legal & Compliance, LLC | ONLY NATURAL WELLNESS CORP | ~ | S-1 | ~ |
Manatt, Phelps & Phillips, LLP | CNOTE GROUP INC | ~ | 1-A | Loan brokers |
Matthew McMurdo, Esq. | BLUEHIVE INC | ~ | S-1 | ~ |
McCarter & English, LLP | STEWARDSHIP FINANCIAL CORP | SSFN | S-1 | State commercial banks |
Miller Nash Graham & Dunn LLP | BANK OF COMMERCE HOLDINGS | BOCH | S-3 | State commercial banks |
Mitchell Silberberg & Knupp, LLP | MAX-1 ACQUISITION CORP | ~ | 10-12G | ~ |
Moomjian, Waite & Coleman, LLP | LAKELAND INDUSTRIES INC | LAKE | S-3 | Orthopedic, prosthetic & surgical appliances & supplies |
Morris, Manning & Martin, LLP | FLAT ROCK CAPITAL CORP | ~ | 10-12G | ~ |
Nevada Discount Registered Agent, Inc. | FOLKUP DEVELOPMENT INC | ~ | S-1 | ~ |
Nossiff Law Firm LLP | NORTHSIGHT CAPITAL INC | NCAP | S-1 | Beverages |
Proskauer Rose LLP | ICAHN ENTERPRISES FINANCE CORP | IEP | S-4 | Motor vehicle parts & accessories |
Ropes & Gray LLP | ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | ~ | N-2 | ~ |
Ropes & Gray LLP | STONE RIDGE TRUST V | ~ | N-2 | ~ |
Schiff Hardin LLP | FIRST MID ILLINOIS BANCSHARES INC | FMBH | S-3 | State commercial banks |
Shapiro Bieging Barber Otteson LLP | HEARTLAND FINANCIAL USA INC | HTLF | S-4 | State commercial banks |
Skadden, Arps, Slate, Meagher & Flom LLP | BLACKROCK CAPITAL INVESTMENT CORP | BKCC | N-2 | Investment offices |
SRK Kronengold Law Offices | CANNABICS PHARMACEUTICALS INC | AMCM | S-3 | Metal mining |
Sullivan & Cromwell LLP | DONNELLEY FINANCIAL SOLUTIONS INC | DFIN | S-1 | Misc. business services |
Trowbridge Sidoti | BRIDGEWELL PREFERRED INCOME FUND LP | ~ | 1-A | ~ |
V Financial Group., LLC | AUSTRALIAN FORMULATED CORP | ~ | S-1 | ~ |
Vinson & Elkins L.L.P. | DASEKE INC | HCAC | S-3 | Blank check |
Vorys, Sater, Seymour and Pease LLP | CENTRAL FEDERAL CORP | CFBK | S-3 | Savings institutions, federally chartered |
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