IPO Underwriters of the Week: March 20 – 24 / plus M&A whitepaper

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.


Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
EVERBRIDGE INC S-1 Credit Suisse Securities LLC / Merrill Lynch, Pierce, Fenner & Smith Inc. Stifel, Nicolaus & Company, Inc. / Pacific Crest Securities / Canaccord Genuity Inc. Raymond James & Associates, Inc. / Needham & Company, LLC / William Blair & Company, L.L.C.
ENERGY RESOURCES 12 L.P S-1 David Lerner Associates, Inc. ~ ~
FORUM MERGER CORP S-1 EarlyBirdCapital, Inc. FBR Capital Markets & Co. ~
SUNSHINE HEART INC S-1 Ladenburg Thalmann & Co. Inc. Northland Securities, Inc. ~
STONE RIDGE TRUST V N-2 Quasar Distributors, LLC ~ ~
A.S.V. LLC S-1 Roth Capital Partners, LLC ~ ~
STEWARDSHIP FINANCIAL CORP S-1 Sandler O’Neill & Partners, L.P. ~ ~
AUSTRALIAN FORMULATED CORP S-1 Thomas Lashan / Chief Executive Officer ~ ~
WIDEOPENWEST INC S-1 UBS Securities LLC Credit Suisse Securities LLC ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and shareholder communications.

Click here to review the week’s IPOs and active securities law firms.

Have a great week.

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