IPOs and Transactions: March 6 – 17 / plus “Billion Dollar Questions” for M&A

There were 121 transactions filed with the SEC in the last two weeks.

Congratulations to all of the corporations and law firms that selected our transactions services last week including OncoBiologics Inc. w/ Cooley LLP, Dextera Surgical Inc. w/ Cooley LLP and Ellenoff Grossman & Schole LLP, MoneyOnMobile Inc. w/ Loeb & Loeb LLP and Sichenzia Ross Ference Kesner LLP, Lilus Energy Inc. w/ K&L Gates LLP and Albany Molecular Research Inc. w/ Goodwin Procter LLP.  v-banner-billionma

Law firm / advisor Registrant Symbol Form Industry
Advanced Medical Isotope Corporation ADVANCED MEDICAL ISOTOPE CORP ADMD S-1 Surgical & medical instruments & apparatus
Akin Gump Strauss Hauer & Feld LLP WARRIOR MET COAL LLC ~ S-1 Bituminous coal & lignite mining
Andrews Kurth Kenyon LLP ONEOK INC OKE S-4 Natural gas transmission & distribution
Ater Wynne LLP NORTHWEST PIPE CO NWPX S-3 Steel pipe & tubes
Austin Legal Group STEALTH AIR CORP ~ 1-A ~
AXA Equitable Life Insurance Company AXA EQUITABLE LIFE INSURANCE CO ~ S-3 Insurance agents, brokers & service
AXA Equitable Life Insurance Company MONY LIFE INSURANCE CO OF AMERICA ~ S-1 Life insurance
Baker Botts L.L.P. MATADOR RESOURCES CO MTDR S-4 Crude petroleum & natural gas
Baker Botts L.L.P. PENN VIRGINIA CORP PVAC S-3 Crude petroleum & natural gas
Baker Botts L.L.P. NCS MULTISTAGE HOLDINGS INC ~ S-1 Oil & gas field services, not elsewhere classified
Baker Botts L.L.P. WESTLAKE CHEMICAL CORP WLK S-4 Plastic materials, synthetic resins & non- vulcanizable elastomers
Barack Ferrazzano Kirschbaum & Nagelberg LLP FIRST BUSEY CORP BUSE S-4 State commercial banks
Barack Ferrazzano Kirschbaum & Nagelberg LLP MIDLAND STATES BANCORP INC MSBI S-4 State commercial banks
Bass, Berry & Sims PLC NN INC NNBR S-3 Ball & roller bearings
Bass, Berry & Sims PLC PINNACLE FINANCIAL PARTNERS INC PNFP S-4 National commercial banks
Bingham Greenebaum Doll LLP FIRST MERCHANTS CORP FRME S-4 National commercial banks
Brunson, Chandler & Jones, PLLC QUANTUM ENERGY INC QEGY S-1 Crude petroleum & natural gas
Business Filings Inc. SHEMN CORP ~ S-1 ~
Butler Snow LLP COMMERCE UNION BANCSHARES INC CUBN S-3 State commercial banks
Cadence Bancorporation CADENCE BANCORP ~ S-1 National commercial banks
Caesars Acquisition Company CAESARS ENTERTAINMENT CORP CZR S-4 Services – miscellaneous amusement & recreation
Cahill Gordon & Reindel LLP LSC COMMUNI-CATIONS INC LKSD S-1 Commercial printing, not elsewhere classified
Cassidy & Associates RANDOLPH ACQUISITIONS INC ~ S-1 Blank check
Cleary Gottlieb Steen & Hamilton LLP NETSHOES (CAYMAN) LTD ~ F-1 Retail – catalog & mail-order houses
Clifford Chance US LLP TANDEM DIABETES CARE INC TNDM S-1 Surgical & medical instruments & apparatus
Conyers Dill & Pearman ATHENE HOLDING LTD ATH S-1 Life insurance
Cooley LLP ONCOBIOLOGICS INC ONS S-1 Biological products, except diagnostic substances
Cooley LLP TOCAGEN INC ~ S-1 Pharma. preparations
Cooley LLP CARA THERAPEUTICS INC CARA S-3 Pharma. preparations
Cooley LLP YEXT INC ~ S-1 Services – computer processing & data preparation
Cooley LLP DEXTERA SURGICAL INC DXTR S-1 Surgical & medical instruments & apparatus
David Lubin & Associates, PLLC BIOLABMART INC ~ S-1 ~
Davis Graham & Stubbs LLP DMC GLOBAL INC BOOM S-3 Misc. primary metal products
Davis Polk & Wardwell LLP S&P GLOBAL INC SPGI S-4 Services – Credit reporting services
Dechert LLP BIOSCRIP INC BIOS S-3 Insurance agents, brokers & service
Dentons LLP ONE LIBERTY PROPERTIES INC OLP S-3 Real estate investment trusts
DLA Piper LLP SCICLONE PHARMA-CEUTICALS INC SCLN S-3 Pharma. preparations
Dorsey & Whitney LLP ENTERO- MEDICS INC ETRM S-3 Electro- medical & electro-therapeutic apparatus
Duane Morris LLP PARAMOUNT GOLD NEVADA CORP PZG S-3 Metal mining services
Duane Morris LLP ENUMERAL BIOMEDICAL HOLDINGS INC CEUL S-1 Services – computer programming, data process, etc.
Ellenoff Grossman & Schole LLP KAYNE ANDERSON ACQUISITION CORP ~ S-1 Blank checks
Ellenoff Grossman & Schole LLP DEXTERA SURGICAL INC DXTR S-1 Surgical & medical instruments & apparatus
FBR & Co. B. RILEY FINANCIAL INC RILY S-4 Services – business services, not elsewhere classified
Foley & Lardner LLP CURRENCY- SHARES EURO TRUST FXE S-3 Commodity contracts brokers & dealers
Frank J. Hariton, Esq. NIGHTFOOD HOLDINGS INC ~ S-1 Sugar & confectionery products
Fried, Frank, Harris, Shriver & Jacobson LLP WARRIOR MET COAL LLC ~ S-1 Bituminous coal & lignite mining
Fried, Frank, Harris, Shriver & Jacobson LLP ATHENE HOLDING LTD ATH S-1 Life insurance
Gide Loyrette Nouel A.A.R.P.I. TALEND SA ~ F-1 Services – prepackaged software
Goodwin Procter LLP ALBANY MOLECULAR RESEARCH INC AMRI S-3 Services – commercial physical & biological research
Goodwin Procter LLP OKTA INC ~ S-1 Services – prepackaged software
Goodwin Procter LLP TALEND SA ~ F-1 Services – prepackaged software
Gordon Feinblatt LLC FARMERS & MERCHANTS BANCSHARES INC ~ 10-12G ~
Greenberg Traurig, LLP MODERN MEDIA ACQUISITION CORP ~ S-1 Blank checks
Greenberg Traurig, LLP CENTURY COMMUNITIES, INC CCS S-4 Operative builders
Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP HISTOGENICS CORP HSGX S-3 Orthopedic, prosthetic & surgical appliances & supplies
Haynes and Boone, LLP STAFFING 360 SOLUTIONS INC STAF S-3 Services – help supply services
Hogan Lovells US LLP INTREXON CORP XON S-4 Services – commercial physical & biological research
Holland & Knight LLP LADENBURG THALMANN FINANCIAL SERVICES INC LTS S-3 Security & commodity brokers, dealers, exchanges & services
Honigman Miller Schwartz and Cohn LLP SHILOH INDUSTRIES INC SHLO S-3 Metal forgings & stampings
Howard & Howard Attorneys PLLC FIRST BUSEY CORP BUSE S-4 State commercial banks
Howard & Howard Attorneys PLLC MIDLAND STATES BANCORP INC MSBI S-4 State commercial banks
Hunter Taubman Fischer & Li LLC IMPERIAL GARDEN & RESORT INC ~ F-1 Services – misc. amusement & recreation
Johnson, Pope, Bokor, Ruppel & Burns, LLP CUI GLOBAL INC CUI S-3 Services – advertising
Jones Day MODERN MEDIA ACQUISITION CORP ~ S-1 Blank checks
Jones Day ATHERSYS INC ATHX S-3 Pharma. preparations
Jones Day NEXPOINT RESIDENTIAL TRUST INC NXRT S-3 Real estate investment trusts
Jones Day TALEND SA ~ F-1 Services – prepackaged software
K&L Gates LLP EATON VANCE FLOATING-RATE 2024 TARGET TERM TRUST ~ N-2 ~
K&L Gates LLP LILIS ENERGY INC LLEX S-1 Crude petroleum & natural gas
Kaufman & Canoles, P.C. MOXIAN INC MOXC S-3 Services – computer programming, data process, etc.
Kramer Levin Naftalis & Frankel LLP TRINITY PLACE HOLDINGS INC TPHS S-3 Retail – family clothing stores
Latham & Watkins LLP NOBLE ENERGY INC NBL S-4 Crude petroleum & natural gas
Latham & Watkins LLP SOLARIS OILFIELD INFRA- STRUCTURE INC ~ S-1 Oil & gas field machinery & equipment
Latham & Watkins LLP E.L.F. BEAUTY INC ELF S-1 Perfumes, cosmetics & other toilet preparations
Latham & Watkins LLP TOCAGEN INC ~ S-1 Pharma. preparations
Latham & Watkins LLP CORCEPT THERAPEUTICS INC CORT S-3 Pharma. preparations
Latham & Watkins LLP CYTOMX THERAPEUTICS INC CTMX S-3 Pharma. preparations
Latham & Watkins LLP SERES THERAPEUTICS INC MCRB S-3 Pharma. preparations
Latham & Watkins LLP VIEWRAY INC MRXC S-3 Retail – misc. retail
Locke Lord LLP CLECO CORPORATE HOLDINGS LIMITED LIABILITY COMPANY CNL S-4 Electric services
Loeb & Loeb LLP MONEYON- MOBILE INC CLPI S-1 Services – business services, not elsewhere classified
Longfin Corp LONGFIN CORP ~ 1-A ~
Lucosky Brookman LLP MERIDIAN WASTE SOLUTIONS INC MRDN S-3 Sanitary services
Luse Gorman, PC EAGLE FINANCIAL BANCORP INC ~ S-1 ~
Luse Gorman, PC HERITAGE NOLA BANCORP INC ~ S-1 ~
Mayer Brown LLP HALCON RESOURCES CORP HK S-3 Crude petroleum & natural gas
McLaughlin & Stern, LLP XIANGTIAN AIR POWER CO. LTD ~ S-1 Transportation services
Metro Media Holding Corporation BUY SMART STORAGE SOLUTIONS CORP ~ 1-A ~
Mitchell Silberberg & Knupp LLP HELIOS & MATHESON ANALYTICS INC HMNY S-3 Services – misc. business services
Morgan, Lewis & Bockius LLP VERITONE INC ~ S-1 Services – computer processing & data preparation
Morgan, Lewis & Bockius UK LLP UNIQURE N.V. QURE S-3 Pharma. preparations
Morrison & Foerster LLP CATALYST BIOSCIENCES INC CBIO S-1 Pharma. preparations
Morrison & Foerster LLP ARMADA HOFFLER PROPERTIES INC AHH S-3 Real estate
Morrison & Foerster LLP B. RILEY FINANCIAL INC RILY S-3 Services – business services, not elsewhere classified
Morrison & Foerster LLP VEECO INSTRUMENTS INC VECO S-4 Special industry machinery, not elsewhere classified
Nelson Mullins Riley & Scarborough LLP MONROE CAPITAL CORP MRCC N-2 Management investment offices, open-end
Nemus Bioscience, Inc. NEMUS BIOSCIENCE INC NMUS S-1 Trucking, except local
Nevada Agency and Transfer Company PUEBLA RESOURCES CORP ~ S-1 ~
Nutraceutical International Corporation NUTRACEUTICAL INTERNATIONAL CORP NUTR S-3 Medicinal chemicals & botanical products
O’Melveny & Myers LLP VEECO INSTRUMENTS INC VECO S-4 Special industry machinery, not elsewhere classified
Ortoli Rosenstadt LLP Q BIOMED INC ISMT S-1 Services – computer programming services
Phelps Dunbar LLP RENASANT CORP RNST S-4 State commercial banks
Polsinelli PC KALOBIOS PHARMACEUTICALS INC KBIO S-1 Pharma. preparations
Reed Smith LLP BRIGHTHOUSE LIFE INSURANCE CO OF NY ~ S-3 ~
Reed Smith LLP NEONODE INC NEON S-3 Electronic components, not elsewhere classified
Reed Smith LLP BRIGHTHOUSE LIFE INSURANCE CO ~ S-3 Life insurance
Ropes & Gray LLP E.L.F. BEAUTY INC ELF S-1 Perfumes, cosmetics & other toilet preparations
Sichenzia Ross Ference Kesner LLP MONEYONMOBILE INC CLPI S-1 Services – business services, not elsewhere classified
Sichenzia Ross Ference Kesner LLP IMPERIAL GARDEN & RESORT INC ~ F-1 Services – misc. amusement & recreation
Sidley Austin LLP POWERSHARES DB SILVER FUND DBS S-1 Commodity contracts brokers & dealers
Sidley Austin LLP POWERSHARES DB US DOLLAR INDEX TRUST UDN S-1 Commodity contracts brokers & dealers
Sidley Austin LLP ATHENE HOLDING LTD ATH S-1 Life insurance
Simpson Thacher & Bartlett LLP BLACKSTONE REAL ESTATE INCOME FUND ~ N-2 ~
Simpson Thacher & Bartlett LLP BLACKSTONE REAL ESTATE INCOME FUND II ~ N-2 ~
Simpson Thacher & Bartlett LLP NETSHOES (CAYMAN) LTD ~ F-1 Retail – catalog & mail-order houses
Skadden, Arps, Slate, Meagher & Flom LLP NOBLE ENERGY INC NBL S-4 Crude petroleum & natural gas
Skadden, Arps, Slate, Meagher & Flom LLP ONEOK INC /NEW/ OKE S-4 Natural gas transmission & distribution
Skadden, Arps, Slate, Meagher & Flom LLP WESTERN ASSET MORTGAGE CAPITAL CORP WMC S-3 Real estate investment trusts
Skadden, Arps, Slate, Meagher & Flom LLP ACTIVISION BLIZZARD INC ATVI S-4 Services – prepackaged software
Skadden, Arps, Slate, Meagher & Flom LLP TCP CAPITAL CORP TCPC N-2 Unit investment trusts, face-amount certificate offices & closed-end management investment offices
Spencer Fane LLP HOOPER HOLMES INC HH S-4 Services – misc. health & allied services, not elsewhere classified
Stearns Weaver Miller Weissler Alhadeff & Sitterson, P.A. BBX CAPITAL CORP BFCF S-3 Real estate investment trusts
Stradling Yocca Carlson & Rauth, P.C. TANDEM DIABETES CARE INC TNDM S-1 Surgical & medical instruments & apparatus
Stradling, Yocca, Carlson & Rauth, P.C. VERITONE INC ~ S-1 Services – computer processing & data preparation
Stroock & Stroock & Lavan LLP A&Q LONG/SHORT STRATEGIES FUND LLC ~ N-2 ~
Sullivan & Cromwell LLP LSC COMMUNI-CATIONS INC LKSD S-1 Commercial printing, not elsewhere classified
Sullivan & Cromwell LLP CADENCE BANCORP- ORATION ~ S-1 National commercial banks
Sullivan & Cromwell LLP KEY ENERGY SERVICES INC KEG S-3 Oil & gas field services, not elsewhere classified
Sullivan & Cromwell LLP B. RILEY FINANCIAL INC RILY S-4 Services – business services, not elsewhere classified
Sullivan & Cromwell LLP DONNELLEY FINANCIAL SOLUTIONS INC DFIN S-4 Services – misc. business services
Tandem Diabetes Care, Inc. TANDEM DIABETES CARE INC TNDM S-1 Surgical & medical instruments & apparatus
Team 360 Sports, Inc. TEAM 360 SPORTS INC ~ S-1 ~
The Matt Law Firm, PLLC ACTINIUM PHARMA-CEUTICALS INC ATNM S-3 Pharma. preparations
Thompson Hine LLP INTREXON CORP XON S-4 Services – commercial physical & biological research
Troutman Sanders LLP PINNACLE FINANCIAL PARTNERS INC PNFP S-4 National commercial banks
Troutman Sanders LLP RENASANT CORP RNST S-4 State commercial banks
Vinson & Elkins L.L.P. SWIFT ENERGY CO SFY S-3 Crude petroleum & natural gas
Vinson & Elkins L.L.P. WESTLAKE CHEMICAL PARTNERS LP WLKP S-3 Industrial organic chemicals, not elsewhere classified
Vinson & Elkins L.L.P. WESTERN GAS PARTNERS LP WES S-3 Natural gas transmission
Vinson & Elkins L.L.P. SOLARIS OILFIELD INFRA- STRUCTURE INC ~ S-1 Oil & gas field machinery & equipment
Vinson & Elkins L.L.P. CSI COMPRESSCO LIMITED PARTNERSHIP CCLP S-3 Oil & gas field services, not elsewhere classified
Vinson & Elkins L.L.P. C&J ENERGY SERVICES INC CJ S-3 Oil & gas field services, not elsewhere classified
Vorys, Sater, Seymour & Pease LLP EAGLE FINANCIAL BANCORP INC ~ S-1 ~
Vorys, Sater, Seymour and Pease LLP FIRST MERCHANTS CORP FRME S-4 National commercial banks
Wachtell, Lipton, Rosen & Katz CADENCE BANCORP- ORATION ~ S-1 National commercial banks
Wachtell, Lipton, Rosen & Katz PINNACLE FINANCIAL PARTNERS INC PNFP S-4 National commercial banks
Wachtell, Lipton, Rosen and Katz B. RILEY FINANCIAL INC RILY S-4 Services – business services, not elsewhere classified
Weil, Gotshal & Manges LLP NCS MULTISTAGE HOLDINGS INC ~ S-1 Oil & gas field services, not elsewhere classified
Wilmer Cutler Pickering Hale and Dorr LLP EDITAS MEDICINE INC EDIT S-3 Biological products, except diagnostic substances
Wilson Sonsini Goodrich & Rosati P.C. FLUIDIGM CORP FLDM S-3 Laboratory analytical instruments
Wilson Sonsini Goodrich & Rosati, P.C. ON DECK CAPITAL INC ONDK S-3 Finance services
Wilson Sonsini Goodrich & Rosati, P.C. AEHR TEST SYSTEMS AEHR S-3 Instruments for measuring & testing of electricity & electric signals
Wilson Sonsini Goodrich & Rosati, P.C. OKTA INC ~ S-1 Services – prepackaged software
Wilson Sonsini Goodrich & Rosati, P.C. TALEND SA ~ F-1 Services – prepackaged software
Wilson Sonsini Goodrich & Rosati, PC YEXT INC ~ S-1 Services – computer processing & data preparation
Winston & Strawn LLP KAYNE ANDERSON ACQUISITION CORP ~ S-1 Blank checks
Zysman, Aharoni, Gayer and Sullivan & Worcester LLP DARIOHEALTH CORP DRIO S-3 Surgical & medical instruments & apparatus

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