IPO Underwriters of the Week: March 6 – 17 / plus “Billion Dollar Questions” for M&A

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

v-banner-billionma

Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
NIGHTFOOD HOLDINGS INC S-1 Black Forest Capital, LLC ~ ~
BLACKSTONE REAL ESTATE INCOME FUND N-2 Blackstone Advisory Partners, L.P. ~ ~
BLACKSTONE REAL ESTATE INCOME FUND II N-2 Blackstone Advisory Partners, L.P. ~ ~
BRIGHTHOUSE LIFE INSURANCE CO S-3 Brighthouse Securities, LLC ~ ~
BRIGHTHOUSE LIFE INSURANCE CO OF NY S-3 Brighthouse Securities, LLC ~ ~
LSC COMMUNICATIONS INC S-1 Citigroup Global Markets Inc. Merrill Lynch, Pierce, Fenner & Smith Inc. J.P. Morgan Securities LLC / Wells Fargo Securities, LLC
KAYNE ANDERSON ACQUISITION CORP S-1 Citigroup Global Markets Inc. Deutsche Bank Securities Inc. Credit Suisse Securities LLC
SOLARIS OILFIELD INFRASTRUCTURE INC S-1 Credit Suisse Securities LLC Goldman, Sachs & Co.
WARRIOR MET COAL LLC S-1 Credit Suisse Securities LLC / Citigroup Global Markets Inc. Morgan Stanley & Co. LLC / BMO Capital Markets Corp. / RBC Capital Markets, LLC Apollo Global Securities, LLC / KKR Capital Markets LLC / Clarksons Platou Securities, Inc.
NCS MULTISTAGE HOLDINGS INC S-1 Credit Suisse Securities LLC / Citigroup Global Markets Inc. Wells Fargo Securities, LLC / J.P. Morgan Securities LLC / Piper Jaffray & Co. Raymond James & Associates, Inc. / RBC Capital Markets, LLC / Tudor, Pickering, Holt & Co. Securities, Inc.
ACTINIUM PHARMACEUTICALS INC S-3 FBR Capital Markets & Co. ~ ~
HERITAGE NOLA BANCORP INC S-1 FIG Partners, LLC ~ ~
NETSHOES (CAYMAN) LTD F-1 Goldman, Sachs & Co. J.P. Morgan Securities LLC / Banco Bradesco BBI S.A. Allen & Company LLC / Jefferies LLC
ATHENE HOLDING LTD S-1 Goldman, Sachs & Co. ~ ~
TALEND SA F-1 Goldman, Sachs & Co. / J.P. Morgan Securities LLC Barclays Capital Inc. / Citigroup Global Markets Inc. Pacific Crest Securities / William Blair & Company, L.L.C.
OKTA INC S-1 Goldman, Sachs & Co. / J.P. Morgan Securities LLC Allen & Company LLC / Pacific Crest Securities Canaccord Genuity Inc. / JMP Securities LLC
CADENCE BANCORPORATION S-1 Goldman, Sachs & Co. / J.P. Morgan Securities LLC / Sandler O’Neill & Partners, L.P. Keefe, Bruyette & Woods, Inc. / Robert W. Baird & Co. Inc. / Raymond James & Associates, Inc. Stephens Inc. / SunTrust Robinson Humphrey, Inc. / Tudor, Pickering, Holt & Co. Securities, Inc.
CUI GLOBAL INC S-3 H.C. Wainwright & Co., LLC ~ ~
E.L.F. BEAUTY INC S-1 J.P. Morgan Securities LLC Morgan Stanley & Co. LLC Piper Jaffray & Co. / Wells Fargo Securities, LLC
MONEYONMOBILE INC S-1 Joseph Gunnar & Co., LLC ~ ~
EAGLE FINANCIAL BANCORP INC S-1 Keefe, Bruyette & Woods, Inc. ~ ~
CATALYST BIOSCIENCES INC S-1 Ladenburg Thalmann & Co. Inc. ~ ~
DEXTERA SURGICAL INC S-1 Ladenburg Thalmann & Co. Inc. Craig-Hallum Capital Group LLC ~
TOCAGEN INC S-1 Leerink Partners LLC Evercore Group L.L.C. Stifel, Nicolaus & Company, Inc.
ONCOBIOLOGICS INC S-1 Lincoln Park Capital Fund, LLC ~ ~
MODERN MEDIA ACQUISITION CORP S-1 Macquarie Capital Inc. ~ ~
YEXT INC S-1 Morgan Stanley & Co. LLC J.P. Morgan Securities LLC / RBC Capital Markets, LLC Pacific Crest Securities / Piper Jaffray & Co.
IMPERIAL GARDEN & RESORT INC F-1 Network 1 Financial Securities, Inc. ~ ~
TANDEM DIABETES CARE INC S-1 Piper Jaffray & Co. Wedbush Securities Inc. ~
VERITONE INC S-1 Wunderlich Securities, Inc. Craig-Hallum Capital Group, LLC ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and shareholder communications.

Click here to review the week’s IPOs and active securities law firms.

Have a great week.

Leave a Reply

Fill in your details below or click an icon to log in:

WordPress.com Logo

You are commenting using your WordPress.com account. Log Out / Change )

Twitter picture

You are commenting using your Twitter account. Log Out / Change )

Facebook photo

You are commenting using your Facebook account. Log Out / Change )

Google+ photo

You are commenting using your Google+ account. Log Out / Change )

Connecting to %s