IPO Underwriters of the Week: Feb 13 – 17 / plus M&A whitepaper

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
ATOSSA GENETICS INC S-1 Aegis Capital Corp. ~ ~
AXA EQUITABLE LIFE INSURANCE CO S-3 AXA Advisors, LLC AXA Distributors, LLC ~
COOL TECHNOLOGIES INC S-1 Bellridge Capital, LP ~ ~
CONSUMER CAPITAL GROUP INC S-1 Boustead Securities, LLC Network 1 Financial Securities, Inc. ~
MATLIN & PARTNERS ACQUISITION CORP S-1 Cantor Fitzgerald & Co. ~ ~
CANADA GOOSE HOLDINGS INC F-1 CIBC World Markets Inc. / Credit Suisse Securities LLC / Goldman, Sachs & Co. / RBC Capital Markets, LLC Merrill Lynch, Pierce, Fenner & Smith Inc. / Morgan Stanley & Co. LLC / Barclays Capital Inc. / BMO Capital Markets Corp. TD Securities Inc. / Wells Fargo Securities, LLC / Canaccord Genuity Inc. / Nomura Securities International, Inc. / Robert W. Baird & Co. Inc.
VANTAGE ENERGY ACQUISITION CORP S-1 Citigroup Global Markets Inc. ~ ~
TRADING DESK INC S-1 Citigroup Global Markets Inc. Jefferies LLC / RBC Capital Markets, LLC Needham and Company, LLC / Raymond James & Associates, Inc.
MEDLEY LLC S-1 FBR Capital Markets & Co. ~ ~
BANK OF N.T. BUTTERFIELD & SON LTD F-1 Goldman, Sachs & Co. Citigroup Global Markets Inc. Sandler O’Neill & Partners, L.P. / Keefe, Bruyette & Woods, Inc.
MULESOFT INC S-1 Goldman, Sachs & Co. / J.P. Morgan Securities LLC / Merrill Lynch, Pierce, Fenner & Smith Inc. Allen & Company LLC / Barclays Capital Inc. / Jefferies LLC Canaccord Genuity Inc. / Piper Jaffray & Co. / William Blair & Company, L.L.C.
LIBERTY OILFIELD SERVICES INC S-1 Morgan Stanley & Co. LLC Goldman, Sachs & Co. ~
GREAT BASIN SCIENTIFIC INC S-1 Roth Capital Partners, LLC ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and shareholder communications.

Click here to review the week’s IPOs and active securities law firms.

Have a great week.

 

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