IPO Underwriters of the Week: Jan 30 – Feb 3 / plus whitepaper: improving SEC disclosure

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.


Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
CAPNIA INC S-1 Aspire Capital Fund, LLC ~ ~
GMS INC S-1 Barclays Capital Inc. Credit Suisse Securities LLC RBC Capital Markets, LLC
POLARITYTE INC S-1 Brian M. Herman, registered broker-dealer Jim Christodoulis, registered broker-dealer Matthew Spraugue Swanson, registered broker-dealer
VIEWRAY INC S-3 FBR Capital Markets & Co. ~ ~
HAMILTON LANE INC S-1 J.P. Morgan Securities LLC Morgan Stanley & Co. LLC / Goldman, Sachs & Co. Keefe, Bruyette & Woods, Inc. / Wells Fargo Securities, LLC
SNAP INC S-1 Morgan Stanley & Co. LLC / Goldman, Sachs & Co. / J.P. Morgan Securities LLC / Deutsche Bank Securities Inc. / Barclays Capital Inc. / Credit Suisse Securities LLC / Allen & Company LLC / BTIG, LLC C.L. King & Associates, Inc. / Citigroup Global Markets Inc. / Cowen and Company, LLC / Evercore Group, LLC / Jefferies LLC / JMP Securities LLC / LionTree Advisors LLC / LUMA Securities LLC Mischler Financial Group, Inc. / Oppenheimer & Co., Inc. / RBC Capital Markets, LLC / Samuel A. Ramirez & Co., Inc. / Stifel Financial Corp. / SunTrust Robinson Humphrey, Inc. / The Williams Capital Group, L.P. / William Blair & Company, L.L.C.
EASTSIDE DISTILLING INC S-1 Roth Capital Partners, LLC ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and shareholder communications.

Click here to review the week’s IPOs and active securities law firms.

Have a great week.

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