Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.
|Registrant||Form||Underwriter 1||Underwriter 2||Underwriter 3 +|
|CAPNIA INC||S-1||Aspire Capital Fund, LLC||~||~|
|GMS INC||S-1||Barclays Capital Inc.||Credit Suisse Securities LLC||RBC Capital Markets, LLC|
|POLARITYTE INC||S-1||Brian M. Herman, registered broker-dealer||Jim Christodoulis, registered broker-dealer||Matthew Spraugue Swanson, registered broker-dealer|
|VIEWRAY INC||S-3||FBR Capital Markets & Co.||~||~|
|HAMILTON LANE INC||S-1||J.P. Morgan Securities LLC||Morgan Stanley & Co. LLC / Goldman, Sachs & Co.||Keefe, Bruyette & Woods, Inc. / Wells Fargo Securities, LLC|
|SNAP INC||S-1||Morgan Stanley & Co. LLC / Goldman, Sachs & Co. / J.P. Morgan Securities LLC / Deutsche Bank Securities Inc. / Barclays Capital Inc. / Credit Suisse Securities LLC / Allen & Company LLC / BTIG, LLC||C.L. King & Associates, Inc. / Citigroup Global Markets Inc. / Cowen and Company, LLC / Evercore Group, LLC / Jefferies LLC / JMP Securities LLC / LionTree Advisors LLC / LUMA Securities LLC||Mischler Financial Group, Inc. / Oppenheimer & Co., Inc. / RBC Capital Markets, LLC / Samuel A. Ramirez & Co., Inc. / Stifel Financial Corp. / SunTrust Robinson Humphrey, Inc. / The Williams Capital Group, L.P. / William Blair & Company, L.L.C.|
|CHEVAL RESOURCES CORP||S-1||Rory O’Dare||~||~|
|EASTSIDE DISTILLING INC||S-1||Roth Capital Partners, LLC||~||~|
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Have a great week.