IPOs and Transactions: Jan 23 – 27 / plus whitepaper: improving SEC disclosure

There were 45 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including WPCS International Inc. w/ K&L Gates LLP, Dipexium Pharmaceuticals Inc. w/ Jackson Walker LLP and Mintz, Levin, Cohn, Ferris, Glovsky and Popeo PC, Yatra Online Inc. w/ Goodwin Procter LLP and RegA+ registration Groundfloor Real Estate 1 LLC w/ Robbins Ross Alloy Belinfante Littlefield LLC and Smith, Anderson, Blount, Dorsett, Mitchell & Jernigan LLP.

We appreciate that they selected to work with us and benefited from our fast-turns and spot-on execution.

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Law firm / advisor Registrant Symbol Form Industry
Baker Botts L.L.P. ENABLE MIDSTREAM PARTNERS LP ENBL S-3 Natural gas transmission
Bernstein Shur, Sawyer & Nelson PEACHTREE ALTERNATIVE STRATEGIES FUND ~ N-2 ~
Broadcast 3DTV, Inc. BROADCAST 3DTV INC ~ 1-A Radio & television broadcasting & comms equipment
Disclosure Law Group, PC VISTAGEN THERAPEUTICS INC VTGN S-3 Pharma preparations
Dorsey & Whitney LLP CHS INC CHSCM S-1 Wholesale – farm product raw materials
Durham Jones & Pinegar, P.C. DYNATRONICS CORP DYNT S-3 Electromedical & electro-therapeutic apparatus
Ellenoff Grossman & Schole LLP ITUS CORP ITUS S-1 Computer peripheral equipment
Fried, Frank, Harris, Shriver & Jacobson LLP GOLDMAN SACHS MIDDLE MARKET LENDING LLC ~ 10-12G ~
Golenbock Eiseman Assor Bell & Peskoe, LLP IMPRIMIS PHARMA-CEUTICALS INC IMMY S-3 Pharma preparations
Goodwin Procter LLP YATRA ONLINE INC YTRA F-1 Transportation services
Greenberg Traurig, LLP RMG NETWORKS HOLDING CORP RMGN S-3 Business services, not elsewhere classified
Haynes and Boone, LLP INSPIREMD INC NSPR S-1 Surgical & medical instruments & apparatus
Hunton & Williams LLP FIRST INTERSTATE BANCSYSTEM INC FIBK S-4 State commercial banks
J.P. Galda & Co. ALGAE DYNAMICS CORP ~ S-1 Medicinal chemicals & botanical products
Jackson Walker L.L.P. DIPEXIUM PHARMA-CEUTICALS INC DPRX S-4 Pharma preparations
JBG SMITH Properties JBG SMITH PROPERTIES ~ 10-12B ~
K&L Gates LLP WPCS INTERNATIONAL INC WPCS S-3 Comms services
Korth Direct Mortgage LLC KORTH DIRECT MORTGAGE LLC ~ S-1 ~
Lane & Waterman LLP LEE ENTERPRISES INC LEE S-3 Newspapers
Latham & Watkins LLP HOULIHAN LOKEY INC HLI S-3 Investment advice
Loeb & Loeb LLP SMITH MICRO SOFTWARE INC SMSI S-3 Prepackaged software
Lowenstein Sandler LLP CELLDEX THERAPEUTICS INC CLDX S-3 In vitro & in vivo diagnostic substances
Lu Thuan Van LU THUAN VAN ~ 1-A ~
Lucosky Brookman LLP DUOS TECHNOLOGIES GROUP INC IOSA S-1 Prepackaged software
Luse Gorman, PC FIRST INTERSTATE BANCSYSTEM INC FIBK S-4 State commercial banks
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo P.C. DIPEXIUM PHARMA-CEUTICALS INC DPRX S-4 Pharma preparations
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. NEUROMETRIX INC NURO S-3 Surgical & medical instruments & apparatus
Mobodexter Inc. MOBODEXTER INC ~ 1-A ~
Northwest Trout Farms, Inc. NORTHWEST TROUT FARMS INC ~ 1-A ~
O’Neal Law Office DIAMANTE MINERALS INC OCOO S-1 Mining & quarrying nonmetallic minerals
Paul Hastings LLP CONSOLIDATED COMMUNICATIONS HOLDINGS INC CNSL S-4 Telephone comms
Pearlman Law Group LLP SOCIAL REALITY INC SRAX S-3 Advertising agencies
Robbins Ross Alloy Belinfante Littlefield LLC GROUNDFLOOR REAL ESTATE 1 LLC ~ 1-A ~
Ropes & Gray LLP NEXPOINT CREDIT STRATEGIES FUND NHF N-2 Finance services
Satterlee Stephens LLP RENOVACARE INC RCAR S-1 Oil & gas field exploration services
Schiff Hardin LLP CONSOLIDATED COMMUNICATIONS HOLDINGS INC CNSL S-4 Telephone comms
Schiff Hardin LLP INSPIREMD INC NSPR S-1 Surgical & medical instruments & apparatus
Schwell Wimpfheimer & Associates STRAIGHT PATH COMMUNICATIONS INC STRP S-3 Radiotelephone comms
SD Mitchell & Associates, PLC ECO SCIENCE SOLUTIONS INC ESSI S-1 Retail
Sheppard, Mullin, Richter & Hampton LLP DUOS TECHNOLOGIES GROUP INC IOSA S-1 Prepackaged software
Sichenzia Ross Ference Kesner LLP ORBITAL TRACKING CORP SILV S-1 Telephone comms
Simpson Thacher & Bartlett LLP FIRST HAWAIIAN INC FHB S-1 Finance services
Smith, Anderson, Blount, Dorsett, Mitchell & Jernigan, LLP GROUNDFLOOR REAL ESTATE 1 LLC ~ 1-A ~
Snell & Wilmer L.L.P. CRYOPORT INC CYRX S-3 Plastics foam products
StepOne Personal Health, Inc. STEPONE PERSONAL HEALTH INC ~ 1-A Computer processing & data preparation
Sullivan & Cromwell LLP FIRST HAWAIIAN INC FHB S-1 Finance services
Sutherland Asbill & Brennan LLP GOLDMAN SACHS MIDDLE MARKET LENDING LLC ~ 10-12G ~
Sutherland Asbill & Brennan LLP OGLETHORPE POWER CORP ~ S-3 Electric services
Tool Floor, Inc. TOOL FLOOR INC ~ 1-A ~
Vinson & Elkins L.L.P. CONTANGO OIL & GAS CO 5CE;MCF S-3 Crude petroleum & natural gas
Vinson & Elkins LLP PATTERSON UTI ENERGY INC PTEN S-4 Drilling oil & gas wells
Wachtell, Lipton, Rosen & Katz PATTERSON UTI ENERGY INC PTEN S-4 Drilling oil & gas wells
Willkie Farr & Gallagher LLP GOLDMAN SACHS MIDDLE MARKET LENDING LLC ~ 10-12G ~
Willliams Law Firm, P.A. BIOLARGO INC BLGO S-1 Chemicals & allied products
Wilson & Oskam, LLP BIOLARGO INC BLGO S-1 Chemicals & allied products

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Click here to review the week’s underwriters.

Have a great week

 

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