IPO Underwriters of the Week: Jan 23 – 27 / plus whitepaper: improving SEC disclosure

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
FIRST HAWAIIAN INC S-1 Goldman, Sachs & Co. Merrill Lynch, Pierce, Fenner & Smith Inc. J.P. Morgan Securities LLC / BNP Paribas Securities Corp.
GOLDMAN SACHS MIDDLE MARKET LENDING LLC 10-12G Goldman, Sachs & Co. Goldman Sachs International ~
DUOS TECHNOLOGIES GROUP INC S-1 Joseph Gunnar & Co., LLC ~ ~
ITUS CORP S-1 Meetrix Communications, Inc. ~ ~
ECO SCIENCE SOLUTIONS INC S-1 Phenix Ventures, LLC ~ ~
PEACHTREE ALTERNATIVE STRATEGIES FUND N-2 Ultimus Fund Distributors, LLC ~ ~

 

Post IPO, thousands of organizations count on us to assure regulatory compliance and shareholder communications.

Click here to review the week’s IPOs and active securities law firms.

Have a great week.

 

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