IPOs and Transactions: Jan 16 – 20 / plus “SEC Reporting & Filing in the Trump Administration” webinar

There were 39 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week. We appreciate that they selected to work with us and benefited from our fast-turns and spot-on execution.

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Law firms / advisors Registrant Symbol Form Industry
ABCO Energy, Inc. ABCO ENERGY INC ABCE S-1 Construction-special trade contractors
Andrews Kurth Kenyon LLP INDEPENDENT BANK GROUP INC IBTX S-4 State commercial banks
Axelrod, Smith & Kirshbaum TORCHLIGHT ENERGY RESOURCES INC TRCH S-1 Crude petroleum & natural gas
Baker, Donelson, Bearman, Caldwell & Berkowitz, PC SIMMONS FIRST NATIONAL CORP SFNC S-4 National commercial banks
Bracewell LLP ALLEGIANCE BANCSHARES INC ABTX S-3 State commercial banks
Cassidy & Associates, Attorneys at Law BUSH SOUND ACQUISITION CORP ~ 10-12G ~
Cassidy & Associates, Attorneys at Law ECHO SOUND ACQUISITION CORP ~ 10-12G ~
Cassidy & Associates, Attorneys at Law FOREST SOUND ACQUISITION CORP ~ 10-12G ~
Cassidy & Associates, Attorneys at Law PARK SOUND ACQUISITION CORP ~ 10-12G ~
Cassidy & Associates, Attorneys at Law RAIN SOUND ACQUISITION CORP ~ 10-12G ~
Cassidy & Associates, Attorneys at Law ROUGH SOUND ACQUISITION CORP ~ 10-12G ~
Cassidy & Associates, Attorneys at Law STILL SOUND ACQUISITION CORP ~ 10-12G ~
Cassidy & Associates, Attorneys at Law THICKET SOUND ACQUISITION CORP ~ 10-12G ~
Cassidy & Associates, Attorneys at Law TIMBER SOUND ACQUISITION CORP ~ 10-12G ~
Cleary Gottlieb Steen & Hamilton LLP ALCOA CORP AA S-1 Aluminium rolling & drawing
Covington & Burling LLP SIMMONS FIRST NATIONAL CORP SFNC S-4 National commercial banks
Cravath, Swaine & Moore LLP ALCOA CORP AA S-1 Aluminium rolling & drawing
Davis Polk & Wardwell LLP BITCOIN INVESTMENT TRUST ~ S-1 Commodity contracts brokers & dealers
Dorsey & Whitney LLP CACHET FINANCIAL SOLUTIONS INC CAFN S-1 Blank checks
Dorsey & Whitney LLP CESCA THERAPEUTICS INC KOOL S-3 Laboratory apparatus & furniture
Fenimore, Kay, Harrison & Ford, LLP INDEPENDENT BANK GROUP INC IBTX S-4 State commercial banks
Fenimore, Kay, Harrison & Ford, LLP VERITEX HOLDINGS INC VBTX S-4 State commercial banks
Fredrikson & Byron, P.A. CACHET FINANCIAL SOLUTIONS INC CAFN S-1 Blank checks
Gunster, Yoakley & Stewart, PA CENTERSTATE BANKS INC CSFL S-4 National commercial banks
Haynie Rake Repass & Klimko, P.C. INDEPENDENT BANK GROUP INC IBTX S-4 State commercial banks
Hogan Lovells US LLP BIOVIE INC NNAB S-1 Pharmaceutical preparations
Holland & Knight LLP PACIFIC PREMIER BANCORP INC PPBI S-4 Savings institutions, federally chartered
K&L Gates LLP ENER-CORE INC ENCR S-1 Miscellaneous chemical products
Kirkland & Ellis LLP MIDSTATES PETROLEUM COMPANY INC MPO S-1 Crude petroleum & natural gas
Latham & Watkins LLP CENTENNIAL RESOURCE DEVELOPMENT INC SRAQ S-1 Crude petroleum & natural gas
Lindquist & Vennum LLP WINNEBAGO INDUSTRIES INC WGO S-3 Motor homes
Macdonald Tuskey Corporate & Securities Lawyers XPLOSION INC ~ S-1 ~
Manatt, Phelps & Phillips, LLP PACIFIC PREMIER BANCORP INC PPBI S-4 Savings institutions, federally chartered
Milbank, Tweed, Hadley & McCloy LLP MGM GROWTH PROPERTIES OPERATING PARTNERSHIP LP ~ S-4 ~
Nemus Bioscience, Inc. NEMUS BIOSCIENCE INC NMUS S-1 Trucking, except local
Norton Rose Fulbright US LLP EQUITY BANCSHARES INC EQBK S-3 State commercial banks
Norton Rose Fulbright US LLP VERITEX HOLDINGS INC VBTX S-4 State commercial banks
Paul A. Rachmuth, Esq. ALTAVOZ ENTERTAINMENT INC ~ S-1 ~
Ropes & Gray LLP AGENUS INC AGEN S-3 Biological products
Ropes & Gray LLP PIMCO CORPORATE & INCOME OPPORTUNITY FUND PTY N-2 Unit investment trusts
Ropes & Gray LLP PIMCO DYNAMIC INCOME FUND PDI N-2 Investment advice
Smith Mackinnon, PA CENTERSTATE BANKS INC CSFL S-4 National commercial banks
Squire Patton Boggs LLP AMTECH SYSTEMS INC ASYS S-3 Special industry machinery
Steele Oceanic Corp. STEELE RESOURCES CORP SELR 10-12B Phonograph records & prerecorded audio tapes & discs
Sutherland Asbill & Brennan LLP SARATOGA INVESTMENT CORP SAB N-2 Finance services
Wilson Sonsini Goodrich & Rosati, P.C. TRUECAR INC TRUE S-3 Services – computer processing & data preparation
Womble Carlyle Sandridge & Rice, LLP ATLANTIC CAPITAL BANCSHARES INC ACBI S-3 State commercial banks

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Click here to review the week’s underwriters.

Have a great week

 

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