IPOs and Transactions: Dec 26 – 30 / plus 2017 EDGAR filing deadline calendar

There were 28 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including 22nd Century Group Inc. w/ Foley & Lardner LLP, Rise Companies Corp. w/ Goodwin Procter LLP and Novavax Inc. w/ Ropes & Gray LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

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Law firm / advisor Registrant Symbol Form Industry
Alston & Bird LLP MOODY NATIONAL REIT II INC ~ S-4 REITs
AXA Equitable Life Insurance Co. AXA EQUITABLE LIFE INSURANCE CO ~ S-3 Insurance agents, brokers & service
Axovant Sciences, Inc. AXOVANT SCIENCES LTD AXON S-3 Pharma preparations
BlackStar Enterprise Group, Inc. BLACKSTAR ENERGY GROUP INC BEGI 10-12G Educational services
Cassidy & Associates DOERS EDUCATION ASEAN LTD ~ S-1 Blank checks
Cooley LLP AXOVANT SCIENCES LTD AXON S-3 Pharma preparations
Cooley LLP IMMUNOCELLULAR THERAPEUTICS LTD IMUC S-1 Pharma preparations
Cooley LLP OBSEVA SA ` F-1 Pharma preparations
Davis Polk & Wardwell LLP BRAEBURN PHARMACEUTICALS INC ~ S-1 Pharma preparations
Davis Polk & Wardwell LLP JOUNCE THERAPEUTICS INC ~ S-1 Biological products
Dechert LLP FS INVESTMENT CORP III ~ N-2 ~
Dechert LLP VANECK COASTLAND ONLINE CONSUMER FINANCE FUND ~ N-2 ~
Dentons US LLP MYND ANALYTICS INC CNSO S-1 Misc. health & allied services
Ellenoff Grossman & Schole LLP IMMUNOCELLULAR THERAPEUTICS LTD IMUC S-1 Pharma preparations
Foley & Lardner LLP 22ND CENTURY GROUP INC XXII S-3 Cigarettes
Goodwin Procter LLP APPDYNAMICS INC ~ S-1 Prepackaged software
Goodwin Procter LLP BRAEBURN PHARMACEUTICALS INC ~ S-1 Pharma preparations
Goodwin Procter LLP JOUNCE THERAPEUTICS INC ~ S-1 Biological products
Goodwin Procter LLP RISE COMPANIES CORP ~ 1-A REITs
Greenberg Traurig, LLP PROFESSIONAL DIVERSITY NETWORK INC IPDN S-1 Computer programming services
Hunton & Williams LLP ARLINGTON ASSET INVESTMENT CORP AI S-3 REITs
Kirkland & Ellis LLP RAMACO RESOURCES INC ~ S-1 Bituminous coal & lignite mining
Latham & Watkins LLP CYTORI THERAPEUTICS INC CYTX S-1 Surgical & medical instruments & apparatus
Latham & Watkins LLP OBSEVA SA ~ F-1 Pharma preparations
Manatt, Phelps & Phillips, LLP PINGTAN MARINE ENTERPRISE LTD PME S-3 Blank checks
Norton Rose Fulbright US LLP EQUITY BANCSHARES INC EQBK S-4 State commercial banks
Reed Smith LLP ENTERPRISE FINANCIAL SERVICES CORP EFSC S-3 State commercial banks
Ropes & Gray LLP NOVAVAX INC NVAX S-3 Biological products
Schiff Hardin LLP BIOSTAR PHARMACEUTICALS INC BSPM S-3 Pharma preparations
Sichenzia Ross Ference Kesner LLP DATARAM CORP DRAM S-4 Computer storage devices
Stinson Leonard Street LLP EQUITY BANCSHARES INC EQBK S-4 State commercial banks
Venable LLP MOODY NATIONAL REIT II INC ~ S-4 REITs
Vinson & Elkins L.L.P. MOODY NATIONAL REIT II INC ~ S-4 REITs
Vinson & Elkins L.L.P. RAMACO RESOURCES INC ~ S-1 Bituminous coal & lignite mining
Vorys, Sater, Seymour and Pease LLP SCOTTS MIRACLE-GRO CO SMG S-4 Agricultural chemicals
Williams Securities Law Firm, P.A. TMPOS INC ~ 1-A ~
Willkie Farr & Gallagher LLP RYERSON HOLDING CORP RYI S-3 Wholesale – metals service centers & offices
Wilson Sonsini Goodrich & Rosati PC APPDYNAMICS INC ~ S-1 Prepackaged software

Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Click here to review the week’s underwriters.

Have a great week

 

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