IPO Underwriters of the Week: Dec 19 – 23

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Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
NEW AGE BEVERAGES CORP S-1 Aegis Capital Corp. ~ ~
FUNCTION(X) INC S-1 Aegis Capital Corp. ~ ~
MYND ANALYTICS INC S-1 Aspire Capital Fund, LLC ~ ~
COOL TECHNOLOGIES INC S-1 Bellridge Capital, LP ~ ~
ADOMANI INC 1-A Boustead Securities LLC ~ ~
FINTECH ACQUISITION CORP. II S-1 Cantor Fitzgerald & Co. Northland Securities, Inc. ~
BIO-PATH HOLDINGS INC S-3 Cantor Fitzgerald & Co. ~ ~
JAGGED PEAK ENERGY INC S-1 Citigroup Global Markets Inc. Credit Suisse Securities LLC J.P. Morgan Securities LLC
KLEOPATRA HOLDINGS 2 S.C.A. S-1 Citigroup Global Markets Inc. Credit Suisse Securities LLC Goldman, Sachs & Co. / Merrill Lynch, Pierce, Fenner & Smith Inc. / Robert W. Baird & Co. Inc. / Jefferies LLC
OXFORD IMMUNOTEC GLOBAL PLC S-3 Cowen and Company, LLC ~ ~
IMMURON LTD F-1 Joseph Gunnar & Co., LLC ~ ~
PRESSURE BIOSCIENCES INC S-1 Joseph Gunnar & Co., LLC ~ ~
SCHNEIDER NATIONAL INC S-1 Morgan Stanley & Co. LLC UBS Securities LLC Merrill Lynch, Pierce, Fenner & Smith Inc. / Citigroup Global Markets Inc. / Credit Suisse Securities LLC / J.P. Morgan Securities LLC / Wells Fargo Securities, LLC

Post IPO, thousands of organizations count on us to assure regulatory compliance and shareholder communications.

Click here to review the week’s IPOs and active securities law firms. Click here and opt-in to receive this weekly summary via email.

Have a great week.

 

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