IPOs and Transactions: Dec 12 – 16 / plus proxy 2017 planning

There were 46 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including The Keyw Holding Corp. w/ Holland & Knight LLP and First Bancshares Inc. w/ Jones Walker LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

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Law firm / advisor Registrant Symbol Form Industry
Akerman LLP COGINT INC COGT S-3 Services – advertising
Allianz Life Insurance Company of North America ALLIANZ LIFE INSURANCE CO OF NEW YORK ~ S-1 Life insurance
Allianz Life Insurance Company of North America ALLIANZ LIFE INSURANCE CO OF NORTH AMERICA ~ S-1 Life insurance
Andrews Kurth Kenyon LLP CONE MIDSTREAM PARTNERS LP CNNX S-3 Natural gas transmission
Andrews Kurth Kenyon LLP INDEPENDENT BANK GROUP INC IBTX S-3 State commercial banks
Andrews Kurth Kenyon LLP IES HOLDINGS INC IESC S-3 Electrical work
Arnold & Porter LLP EPR PROPERTIES EPR S-4 REIT
Brunson Chandler, & Jones, PLLC APPIPHANY TECHNOLOGIES HOLDINGS CORP APHD S-1 Computer programming services
Bryan Cave LLP NICOLET BANKSHARES INC NCBS S-4 Commercial banks
Business Filings Inc. FERD CORP ~ S-1 ~
Bybel Rutledge LLP STANDARD FINANCIAL CORP STND S-4 State commercial banks
Cahill Gordon & Reindel LLP KEANE GROUP INC ~ S-1 Oil & gas field services
Cassidy & Associates FRANKLIN HILL ACQUISITION CORP ~ S-1 Blank checks
CKR Law, LLP YAYYO INC ~ 1-A ~
Cooley LLP CYTOKINETICS INC CYTK S-3 Pharma preparations
Davis Polk & Wardwell LLP TESORO CORP /NEW/ TSO S-4 Petroleum refining
Dechert LLP PENNANTPARK FLOATING RATE CAPITAL LTD PFLT N-2 Finance services
Dentons US LLP ASTERIAS BIOTHERAPEUTICS INC AST S-3 Biological products
Dorsey & Whitney LLP HEARTLAND FINANCIAL USA INC HTLF S-4 State commercial banks
FS Diversified Income Fund FS DIVERSIFIED INCOME FUND ~ N-2 ~
Goodwin Procter LLP EPR PROPERTIES EPR S-4 REIT
Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP REGENXBIO INC RGNX S-3 Biological products
Haynie Rake Repass & Klimko, P.C. INDEPENDENT BANK GROUP INC IBTX S-3 State commercial banks
Hogan Lovells US LLP URANIUM RESOURCES INC URRE S-3 Metal mining
Holland & Knight LLP THE KEYW HOLDING CORP KEYW S-3 Computer integrated systems design
Honigman Miller Schwartz and Cohn LLP SUNSHINE HEART INC SSH S-1 Electromedical & electrotherapeutic apparatus
Jones Walker L.L.P. FIRST BANCSHARES INC FBMS S-1 Commercial banks
K&L Gates LLP METROPOLITAN LIFE INSURANCE CO ~ S-3 Life insurance
Kirkland & Ellis LLP YRC WORLDWIDE INC YRCW S-3 Trucking
Loeb & Loeb LLP METASTAT INC MTST S-1 Semi-conductors & related devices
Luse Gorman, PC COMMUNITY FIRST BANCSHARES INC ~ S-1 ~
Luse Gorman, PC PCSB FINANCIAL CORP ~ S-1 ~
Luse Gorman, PC STANDARD FINANCIAL CORP STND S-4 State commercial banks
Newman & Morrison, LLP IASO BIOMED INC ~ S-1 Pharma preparations
Ooma, Inc. OOMA INC OOMA S-3 Computer processing & data preparation
Orrick, Herrington & Sutcliffe LLP OOMA INC OOMA S-3 Computer processing & data preparation
Reed Smith LLP DIREXION SHARES ETF TRUST II BAR S-1 Commodity contracts brokers & dealers
Reed Smith LLP RITTER PHARMACEUTICALS INC RTTR S-1 Pharma preparations
Reinhart Boerner Van Deuren, S.C. NICOLET BANKSHARES INC NCBS S-4 Commercial banks
Ropes & Gray LLP LANTHEUS HOLDINGS INC LNTH S-3 In vitro & in vivo diagnostic substances
Ropes & Gray LLP PARATEK PHARMACEUTICALS INC PRTK S-3 Pharma preparations
Schulte Roth & Zabel LLP KEANE GROUP INC ~ S-1 Oil & gas field services
SEACOR Marine Holdings Inc. SEACOR MARINE HOLDINGS INC ~ 10-12B ~
Silver, Freedman, Taff & Tiernan LLP COMMUNITY FIRST BANCSHARES INC ~ S-1 ~
Squire Patton Boggs LLP MVB FINANCIAL CORP MVBF S-3 Commercial banks
Stinson Leonard Street LLP EPR PROPERTIES EPR S-4 REIT
Stradling Yocca Carlson & Rauth, P.C. LANTRONIX INC LTRX S-3 Computer comms equipment
Stuart | Moore Attorneys at Law HEARTLAND FINANCIAL USA INC HTLF S-4 State commercial banks
Sullivan & Cromwell LLP TESORO CORP /NEW/ TSO S-4 Petroleum refining
Thompson Hine LLP BLUE SPHERE CORP BLSP S-1 Computer programming, data process, etc.
Troutman Sanders LLP ACCESS NATIONAL CORP ANCX S-4 Savings institutions
V Financial Group, LLC GLOBAL PHARMA LABS INC ~ 1-A ~
Vinson & Elkins L.L.P. GOODRICH PETROLEUM CORP GDP S-1 Crude petroleum & natural gas
Vinson & Elkins L.L.P. STONEMOR PARTNERS LP STON S-3 Personal services
Wachtell, Lipton, Rosen & Katz CENTURYLINK INC CTL S-4 Telephone comms
Williams Mullen ACCESS NATIONAL CORP ANCX S-4 Savings institutions
Willkie Farr & Gallagher LLP CENTURYLINK INC CTL S-4 Telephone comms
Wilmer Cutler Pickering Hale and Dorr LLP SPRING BANK PHARMACEUTICALS INC SBPH S-1 Pharma preparations

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Click here to review the week’s underwriters.

Have a great week

 

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