IPO Underwriters of the Week: Dec 12 – 16 / plus proxy planning

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
COMMUNITY FIRST BANCSHARES INC S-1 BSP Securities, LLC ~ ~
ALLIANZ LIFE INSURANCE CO OF NEW YORK S-1 Allianz Life Financial Services, LLC ~ ~
ALLIANZ LIFE INSURANCE CO OF NORTH AMERICA S-1 Allianz Life Financial Services, LLC ~ ~
RITTER PHARMACEUTICALS INC S-1 Aspire Capital Fund, LLC ~ ~
KEANE GROUP INC S-1 Citigroup Global Markets Inc. Morgan Stanley & Co. LLC Merrill Lynch, Pierce, Fenner & Smith  Inc. / J.P. Morgan Securities LLC / Wells Fargo Securities, LLC / Piper Jaffray & Co. / Houlihan Lokey Capital, Inc. / Guggenheim Securities, LLC
METROPOLITAN LIFE INSURANCE CO S-3 MetLife Investors Distribution Co. ~ ~
PCSB FINANCIAL CORP S-1 Sandler O’Neill & Partners, L.P. ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and shareholder communications.

Click here to review the week’s IPOs and active securities law firms. Click here and opt-in to receive this weekly summary via email.

Have a great week.

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