IPOs and Transactions: Dec 5 – 9 / plus Reg A+ webinar invite

There were 52 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Community Bank Systems, Inc. w/ Cadwalader, Wickersham & Taft LLP and Goodwin Procter LLP, AntriBio Inc. w/ Dorsey & Whitney LLP, Rosetta Genomics LTD w/ Mintz, Levin, Cohn, Ferris, Glovsky and Popeo PC and Regulation A+ registration Rock Fund VII-A LLC w/ Alliance Legal Partners, Inc. and KHLK LLP.

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Law firm / advisor Registrant Symbol Form Industry
Alliance Legal Partners, Inc. ROCK FUND VII-A LLC ~ 1-A Real estate
Baker & McKenzie LLP ONCOR ELECTRIC DELIVERY CO LLC ~ S-4 Electric services
Bass, Berry & Sims PLC ADDUS HOMECARE CORP ADUS S-3 Home health care services
Bowles Rice LLP UNITED BANKSHARES INC/WV UBSI S-4 State banks
Bunker Law Group, PLLC BLUE SKY GROUP HOLDINGS INC ~ 1-A Mortgage bankers & loan correspondents
Burns & Levinson LLP ZOOM TELEPHONICS INC ZMTP S-1 Telephone & telegraph apparatus
Cadwalader, Wickersham & Taft LLP COMMUNITY BANK SYSTEM INC CBU S-4 National commercial banks
Cranmore, FitzGerald & Meaney INDEPENDENT BANK CORP INDB S-4 State banks
Day Pitney LLP INDEPENDENT BANK CORP INDB S-4 State banks
Dentons US LLP XERIUM TECHNOLOGIES INC XRM S-4 Broadwoven fabric mills, manmade fiber & silk
Dorsey & Whitney LLP ANTRIABIO INC ANTB S-1 Pharma preparations
EastBiz.com, Inc. REMARO GROUP CORP ~ S-1 ~
Eve Fund 1, LLC EVE FUND 1 LLC ~ 1-A ~
First MetLife Investors Insurance Company FIRST METLIFE INVESTORS INSURANCE CO ~ 10-12G ~
Freshfields Bruckhaus Deringer US LLP GORES HOLDINGS II INC ~ S-1 Blank checks
Goodwin Procter LLP COMMUNITY BANK SYSTEM INC CBU S-4 National commercial banks
Goodwin Procter LLP REATA PHARMACEUTICALS INC RETA S-1 Pharma preparations
Gutierrez Bergman Boulris, P.L.L.C. SHUTTLE PHARMACEUTICALS INC ~ S-1 ~
Helix TCS, Inc. HELIX TCS INC ~ 10-12G ~
Hispanica International Delights of America, Inc. HISPANICA INTERNATIONAL DELIGHTS OF AMERICA INC HISP S-1 Beverages
Hogan Lovells US LLP GLACIER BANCORP INC GBCI S-4 State banks
Hunter Taubman Fischer & Li LLC DRAGON VICTORY INTERNATIONAL LTD ~ F-1 Investors, not elsewhere classified
Jones & Haley, P.C. BAGGER DAVE’S BURGER TAVERN INC ~ 10-12G Retail – eating places
Jones Day WESCO INTERNATIONAL INC WCC S-4 Wholesale – electrical apparatus & equipment, wiring supplies
KHLK LLP ROCK FUND VII-A LLC ~ 1-A Real estate
Latham & Watkins LLP CODEXIS INC CDXS S-3 Industrial organic chemicals
Latham & Watkins LLP MAGELLAN MIDSTREAM PARTNERS LP MMP S-3 Pipelines
LeClairRyan, PC BAY BANKS OF VIRGINIA INC BAYK S-4 State banks
LeClairRyan, PC UNITED BANKSHARES INC/WV UBSI S-4 State banks
Lewis Rice LLC ENTERPRISE FINANCIAL SERVICES CORP EFSC S-4 State banks
Lowenstein Sandler LLP PRESBIA PLC LENS S-1 Surgical & medical instruments & apparatus
Maslon LLP SKYLINE MEDICAL INC SKLN S-1 Orthopedic, prosthetic & surgical appliances & supplies
Michael J. Morrison WELLSPRING AEROSPACE INTERNATIONAL INC ~ S-1 ~
Miller Nash Graham & Dunn LLP GLACIER BANCORP INC GBCI S-4 State banks
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. ROSETTA GENOMICS LTD ROSG F-1 Pharma preparations
Mitchell, Williams, Selig, Gates & Woodyard, P.L.L.C. HOME BANCSHARES INC HOMB S-4 State banks
Morgan, Lewis & Bockius LLP CITY NATIONAL ROCHDALE REINSURANCE PREMIUM FUND ~ N-2 ~
Morrison & Foerster LLP GENERAL CANNABIS CORP CANN S-1 ~
Morrison & Foerster LLP MARRONE BIO INNOVATIONS INC MBII S-3 Agricultural chemicals
Paul Hastings LLP INSEEGO CORP INSG S-4 Communications equipment
Paul, Weiss, Rifkind, Wharton & Garrison LLP WINDSTREAM HOLDINGS INC WIN S-4 Telephone comms
Pepper Hamilton LLP APPLIED DNA SCIENCES INC APDN S-3 Industrial organic chemicals
Polsinelli PC GOLD RESOURCE CORP GORO S-3 Gold & silver ores
Reed Smith LLP JAGUAR ANIMAL HEALTH INC JAGX S-1 Pharma preparations
Reed Smith LLP ENTERPRISE FINANCIAL SERVICES CORP EFSC S-4 State banks
Ropes & Gray LLP STONE RIDGE TRUST II SRRIX N-2 ~
Rutan & Tucker, LLP PRO DEX INC PDEX S-3 Surgical & medical instruments & apparatus
Schiff Hardin LLP SKYLINE MEDICAL INC SKLN S-1 Orthopedic, prosthetic & surgical appliances & supplies
Shapiro Bieging Barber Otteson LLP GUARANTY BANCORP GBNK S-3 State banks
Shearman & Sterling LLP QUICKLOGIC CORP QUIK S-3 Semi-conductors
Sheppard, Mullin, Richter & Hampton LLP FIRST FOUNDATION INC FFWM S-3 State banks
Shutts & Bowen, LLP CENTERSTATE BANKS INC CSFL S-4 National commercial banks
Sichenzia Ross Ference Kesner LLP NUGENE INTERNATIONAL INC BLMK S-1 Wholesale – jewelry, watches, precious stones & metals
Sidley Austin LLP PROSHARES ULTRA GOLD AGQ S-1 Commodity contracts brokers & dealers
Simpson Thacher & Bartlett LLP ARAMARK ARMK S-4 Retail – eating places
Skadden, Arps, Slate, Meagher & Flom LLP BLACKROCK 2022 GLOBAL INCOME OPPORTUNITY TRUST ~ N-2 ~
Skadden, Arps, Slate, Meagher & Flom LLP WINDSTREAM HOLDINGS INC WIN S-4 Telephone comms
Smith Mackinnon, PA CENTERSTATE BANKS INC CSFL S-4 National commercial banks
Smith Mackinnon, PA HOME BANCSHARES INC HOMB S-4 State banks
Spectrum Law Group, LLP NUGENE INTERNATIONAL INC BLMK S-1 Wholesale – jewelry, watches, precious stones & metals
Troutman Sanders LLP WINDSTREAM HOLDINGS INC WIN S-4 Telephone comms
Vinson & Elkins L.L.P. PLAINS GP HOLDINGS LP PAGP S-3 Pipelines
Vinson & Elkins LLP REATA PHARMACEUTICALS INC RETA S-1 Pharma preparations
Weil, Gotshal & Manges LLP GORES HOLDINGS II INC ~ S-1 Blank checks
White & Case LLP JBS FOODS INTERNATIONAL B.V. ~ F-1 ~
Williams Mullen BAY BANKS OF VIRGINIA INC BAYK S-4 State banks
Wilmer Cutler Pickering Hale and Dorr LLP CURIS INC CRIS S-3 Biological products

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Click here to review the week’s underwriters.

Have a great week

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