IPO Underwriters of the Week: Dec 5 – 9 / plus “Mini-IPO” webinar invite

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
DRAGON VICTORY INTERNATIONAL LTD F-1 Boustead Securities, LLC Network 1 Financial Securities Inc. ~
REATA PHARMACEUTICALS INC S-1 Citigroup Global Markets Inc. Cowen and Company, LLC Piper Jaffray & Co.
SKYLINE MEDICAL INC S-1 Dawson James Securities, Inc. ~ ~
GORES HOLDINGS II INC S-1 Deutsche Bank Securities Inc. ~ ~
MARRONE BIO INNOVATIONS INC S-3 H.C. Wainwright & Co., LLC ~ ~
NUGENE INTERNATIONAL INC S-1 Joseph Gunnar & Co., LLC ~ ~
STONE RIDGE TRUST II N-2 Quasar Distributors, LLC ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and shareholder communications.

Click here to review the week’s IPOs and active securities law firms. Click here and opt-in to receive this weekly summary via email.

Have a great week.

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