IPOs and Transactions: Nov 28 – Dec 2 / plus Reg A+ Form 1-A Worksheet

There were 37 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Casi Pharmaceuticals Inc. w/ Arnold & Porter LLP, Dariohealth Corp. w/ Zysman, Aharoni, Gayer and Sullivan & Worcester LLP, Immune Pharmaceuticals Inc. w/ Sheppard, Mullin, Richter & Hampton LLP, Limbach Holdings Inc. w/ K&L Gates LLP and Winston & Strawn LLP, Molculin Biotech Inc. w/ Ellenoff Grossman & Schole LLP and Schiff Hardin LLP, Rayton Solar Inc. w/ KHLK LLP and Mitchell Silberberg & Knupp LLP, XG Technology Inc. w/ Lowenstein Sandler LLP and Robinson Brog Leinwand Greene Genovese & Gluck PC.

(download worksheet here)700_email-banner-REG-A

Law firms / advisors Registrant Symbol Form Industry
Arnold & Porter LLP CASI PHARMACEUTICALS INC CASI S-3 Biological products
Brazil Minerals, Inc. JUPITER GOLD CORP BMIX F-1 Gold & silver ores
Business Union Financial, LLC BUSINESS UNION FINANCIAL LLC ~ 10-12G ~
Cooley LLP CLEARSIDE BIOMEDICAL INC CLSD S-1 Pharma preparations
Cooley LLP S&W SEED CO SANW S-3 Agricultural production-crops
Cooley LLP SIGNAL GENETICS INC SGNL S-4 Medical labs
Cravath, Swaine & Moore LLP MYLAN N.V. MYL S-4 Pharma preparations
Debevoise & Plimpton LLP ATKORE INTERNATIONAL GROUP INC ATKR S-1 Electrical machinery, equipment & supplies
Dechert LLP RECRO PHARMA INC REPH S-1 Pharma preparations
DLA Piper LLP KBS STRATEGIC OPPORTUNITY REIT INC ~ S-11 REIT
Ellenoff Grossman & Schole LLP MOLECULIN BIOTECH INC MBRX S-1 Pharma preparations
Flaster Greenberg P.C. IMPACT HOUSING REIT LLC ~ 1-A REIT
Garvey Schubert Barer CHINA RECYCLING ENERGY CORP CREG S-3 Business services
Goodwin Procter LLP VOYAGER THERAPEUTICS INC VYGR S-3 Biological products
Gracin & Marlow, LLP HEAT BIOLOGICS INC HTBX S-3 Pharma preparations
Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP MEDICINOVA INC MNOV S-3 Pharma preparations
Harold P. Gewerter, Esq. Ltd. BIOCRUDE TECHNOLOGIES USA INC ~ S-1 ~
Hogan Lovells US LLP RECRO PHARMA INC REPH S-1 Pharma preparations
K&L Gates LLP LIMBACH HOLDINGS INC LMB S-1 Blank checks
KHLK LLP RAYTON SOLAR INC ~ 1-A Semi-conductors
Latham & Watkins LLP ATKORE INTERNATIONAL GROUP INC ATKR S-1 Electrical machinery, equipment & supplies
Latham & Watkins LLP CLEARSIDE BIOMEDICAL INC CLSD S-1 Pharma preparations
Loeb & Loeb LLP NANOFLEX POWER CORP OPVS S-1 Hazardous waste management
Lowenstein Sandler LLP CELLDEX THERAPEUTICS INC CLDX S-3 In-vitro & in-vivo diagnostic substances
Lowenstein Sandler LLP XG TECHNOLOGY INC XGTI S-1 Communications
Maslon LLP GWG HOLDINGS INC GWGH S-1 Life insurance
Mazzeo Song P.C. MEDICAL TRANSCRIPTION BILLING CORP MTBC S-1 Prepackaged software
McMurdo Law Group, LLC ALMOST NEVER FILMS INC SMAK S-1 Retail – apparel
Miragen Therapeutics, Inc. SIGNAL GENETICS INC SGNL S-4 Medical labs
Mitchell Silberberg & Knupp LLP RAYTON SOLAR INC ~ 1-A Semi-conductors
Morgan, Lewis & Bockius LLP AXSOME THERAPEUTICS INC AXSM S-3 Pharma preparations
Northwest Registered Agents, LLC. KRIPTECH INTERNATIONAL CORP ~ S-1 ~
Paul Hastings LLP TITAN ENERGY LLC ARP S-1 Drilling oil & gas wells
Paul Hastings LLP SORRENTO THERAPEUTICS INC SRNE S-3 Business services
Pillsbury Winthrop Shaw Pittman LLP SIGNAL GENETICS INC SGNL S-4 Medical labs
Pryor Cashman LLP NANOFLEX POWER CORP OPVS S-1 Hazardous waste management
Robinson Brog Leinwand Greene Genovese & Gluck P.C. XG TECHNOLOGY INC XGTI S-1 Communications
Schiff Hardin LLP MOLECULIN BIOTECH INC MBRX S-1 Pharma preparations
Sheppard, Mullin, Richter & Hampton, LLP IMMUNE PHARMACEUTICALS INC IMNP S-3 Pharma preparations
Shumaker, Loop & Kendrick, LLP HILLS BANCORPORATION HBIA S-3 Commercial banks
Sutherland Asbill & Brennan LLP USCF FUNDS TRUST ~ S-1 Commodity contracts brokers & dealers
Tensleep Financial Corp. TENSLEEP FINANCIAL CORP ~ 1-A ~
Vinson & Elkins L.L.P. CLOUD PEAK ENERGY INC CLD S-3 Bituminous coal & lignite surface mining
Vinson & Elkins, L.L.P. HI-CRUSH PARTNERS LP HCLP S-3 Mining & quarrying nonmetallic minerals
Wachtell, Lipton, Rosen & Katz JOHNSON CONTROLS INTERNATIONAL PLC JCI S-4 Business services
Winston & Strawn LLP LIMBACH HOLDINGS INC LMB S-1 Blank checks
Zysman, Aharoni, Gayer and Sullivan & Worcester LLP DARIOHEALTH CORP DRIO S-3 Surgical & medical instruments & apparatus

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Have a great week

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