IPOs and Transactions: Nov 21 – 25 / plus 2017 EDGAR filing deadline calendar

There were 27 transactions filed with the SEC last week. (USA holiday week)

Congratulations to all of the corporations and law firms that selected our transactions services last week including Nuo Therapeutics Inc. w/ Hill Ward Henderson, Creative Medical Technology Holdings Inc. w/ Vance, Higley & Associates PC and Regulation A+ registration CapRocq Core REIT Inc. w/  Kaplan Voekler Cunningham & Frank PLC.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

sec-calendar-700-banner

Law firm / advisor Registrant Symbol Form Industry
All for One Media Corp. ALL FOR ONE MEDIA CORP EEQU 10-12G Amusement & recreation services
AltaVista Private Client, LLC STOCK MARKET BAR & GRILL CORP ~ 1-A ~
Carmel, Milazzo & DiChiara LLP PROVISION HOLDING INC PVHO S-1 Household audio & video equipment
Dechert LLP HERCULES CAPITAL INC HTGC N-2 Finance services
Delta Apparel, Inc. DELTA APPAREL INC DLA S-3 Wholesale apparel, piece goods & notions
Dorsey & Whitney LLP TACTILE SYSTEMS TECHNOLOGY INC TCMD S-1 Surgical & medical instruments & apparatus
Faegre Baker Daniels LLP ENDRA INC S-1 Electromedical & electro-therapeutic apparatus
Faegre Baker Daniels LLP AIRGAIN INC AIRG S-1 Radio & television broadcasting & comms equipment
Faegre Baker Daniels LLP TACTILE SYSTEMS TECHNOLOGY INC TCMD S-1 Surgical & medical instruments & apparatus
Foley & Lardner LLP GREAT ELM CAPITAL GROUP INC GEC S-1 ~
Fox Rothschild LLP BIO KEY INTERNATIONAL INC BJO S-1 Computer comms equipment
Goodwin Procter LLP PLUG POWER INC PLUG S-3 Electrical industrial apparatus
Hill Ward Henderson NUO THERAPEUTICS INC 4C7A S-1 Surgical & medical instruments & apparatus
Hughes Hubbard & Reed LLP CENVEO INC CVO S-3 Converted paper & paperboard products
Jenner & Block LLP INTERNAP CORP INAP S-3 Computer programming, data process, etc.
K&L Gates LLP ENDRA INC ~ S-1 Electromedical & electro-therapeutic apparatus
Kaplan Voekler Cunningham & Frank, PLC CAPROCQ CORE REIT INC ~ 1-A ~
Latham & Watkins LLP PRESIDIO INC ~ S-1 ~
Latham & Watkins LLP AMERICAN MIDSTREAM PARTNERS LP AMID S-4 Natural gas transmission
Latham & Watkins LLP AIRGAIN INC AIRG S-1 Radio & television broadcasting & comms equipment
Latham & Watkins LLP BEASLEY BROADCAST GROUP INC BBGI S-3 Radio broadcasting stations
Locke Lord LLP AMERICAN MIDSTREAM PARTNERS LP AMID S-4 Natural gas transmission
McMurdo Law Group, LLC AMERI METRO INC. (FORMERLY YELLOWWOOD) AMGTI S-1 Heavy construction
Nemus Bioscience, Inc. NEMUS BIOSCIENCE INC NMUS S-1 Trucking, except local
O’Neal Law Office HIP CUISINE INC ~ S-1 Retail eating places
Pryor Cashman LLP NATIONAL HOLDINGS CORP NHLD S-1 Security & commodity brokers, dealers, exchanges & services
Shearman & Sterling LLP ROCKWELL COLLINS INC COL S-4 Aircraft parts & auxiliary equipment
Sichenzia Ross Ference Kesner LLP TOWERSTREAM CORP TWER S-3 Communications services
Skadden, Arps, Slate, Meagher & Flom LLP GREAT ELM CAPITAL GROUP INC GEC S-1 ~
Skadden, Arps, Slate, Meagher & Flom LLP ROCKWELL COLLINS INC COL S-4 Aircraft parts & auxiliary equipment
Tucker Ellis LLP UNITED COMMUNITY FINANCIAL CORP UCFC S-4 Savings institutions, not federally chartered
Vance, Higley & Associates, P.C. CREATIVE MEDICAL TECHNOLOGY HOLDINGS INC JLLM S-1 Non-operating establishments
Vinson & Elkins L.L.P. PLAINS ALL AMERICAN PIPELINE LP PAA S-3 Pipelines, except natural gas
Wachtell, Lipton, Rosen & Katz PRESIDIO INC ~ S-1 ~

Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week

Leave a Reply

Fill in your details below or click an icon to log in:

WordPress.com Logo

You are commenting using your WordPress.com account. Log Out / Change )

Twitter picture

You are commenting using your Twitter account. Log Out / Change )

Facebook photo

You are commenting using your Facebook account. Log Out / Change )

Google+ photo

You are commenting using your Google+ account. Log Out / Change )

Connecting to %s