IPOs and Transactions: Nov 7 – 11 / plus 2017 SEC Filing Deadline calendar

There were 47 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Alliqua Holdings Inc. w/ Haynes and Boone, LLP and Troutman Sanders LLP, XG Technology Inc. w/ Robinson Brog Leinwand Greene Genovese & Gluck P.C., Sinorama Corp. w/ O’Neal Law Office, First United Corp. w/ Gordon Feinblatt LLC also Reg A+ registrations Knightscope Inc. and Sagoon Inc. w/ KHLK LLP and Keen Home Inc.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

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Law firm / advisor Registrant Symbol Form Industry
Akerman LLP RENNOVA HEALTH INC RNVA S-1 Computer processing & data preparation
Andrews Kurth Kenyon LLP MID-CON ENERGY PARTNERS LP MCEP S-3 Crude petroleum & natural gas
Andrews Kurth LLP NGL ENERGY PARTNERS LP NGL S-3 Wholesale – petroleum & petroleum products, except bulk stations
AT&T Inc. AT&T INC T S-4 Telephone comms.
Baker & McKenzie LLP FRANK’S INTERNATIONAL N.V. FI S-3 Oil & gas field services
Blank Rome, LLP JWIZ INC ~ S-1 Computer processing & data preparation
Bryan Cave LLP GRAYBAR ELECTRIC CO INC 1737B S-1 Wholesale – electrical apparatus & equipment, wiring supplies
Cooley LLP CERECOR INC CERC S-3 Pharma preparations
Davis Graham & Stubbs LLP RESOLUTE ENERGY CORP REN S-3 Crude petroleum & natural gas
Davis Polk & Wardwell LLP BEIGENE LTD BGNE S-1 Pharma preparations
Davis Polk & Wardwell LLP CBOE HOLDINGS INC CBOE S-4 Security & commodity brokers, dealers, exchanges & services
Dechert LLP GOLDMAN SACHS BDC INC GSBD N-2 Finance services
EastBiz.com, Inc. LAZEX INC ~ S-1 ~
Eaton Vance Tax-Managed Buy-Write Income Fund EATON VANCE TAX-MANAGED BUY- WRITE INCOME FUND ETB N-2 Investment advice
Eaton Vance Tax-Managed Buy-Write Opportunities Fund EATON VANCE TAX-MANAGED BUY- WRITE OPPORTUNITIES FUND ETV N-2 Investment advice
Ellenoff Grossman & Schole LLP CAR CHARGING GROUP INC CCGI S-1 Power, distribution & specialty transformers
FBR & Co. FBR & CO FBRC S-3 Security brokers, dealers & flotation companies
Fellheimer & Eichen LLP OPTEX SYSTEMS HOLDINGS INC OPXS S-1 Optical instruments & lenses
Fried, Frank, Harris, Shriver & Jacobson LLP GOLDMAN SACHS BDC INC GSBD N-2 Finance services
Gibson, Dunn & Crutcher LLP HEWLETT PACKARD ENTERPRISE CO HPE S-4 Computer & office equipment
Goodwin Procter LLP DIMENSION THERAPEUTICS INC DMTX S-3 Biological products
Goodwin Procter LLP LENNAR CORP /NEW/ LEN S-4 General building contractors- residential
Goodwin Procter LLP BEIGENE LTD BGNE S-1 Pharma preparations
Gordon Feinblatt LLC FIRST UNITED CORP FUNC S-1 National commercial banks
Haynes and Boone, LLP ALLIQUA HOLDINGS INC ~ S-4 ~
Herrick, Feinstein LLP GADSDEN GROWTH PROPERTIES INC ~ S-11 ~
Incorp Services, Inc. BITMIS CORP ~ S-1 ~
Jessica Nguyen Law ALLEGRO BEAUTY PRODUCTS INC ~ S-1 ~
Jones Day AQUABOUNTY TECHNOLOGIES INC ABTX 10-12B Biological products
Keen Home Inc. KEEN HOME INC ~ 1-A ~
Kelley Drye & Warren LLP CINEDIGM CORP CIDM S-1 Services – business services
KHLK LLP KNIGHTSCOPE INC ~ 1-A ~
KHLK LLP SAGOON INC ~ 1-A ~
Kramer Levin Naftalis & Frankel LLP TRINITY PLACE HOLDINGS INC TPHS S-3 Retail – family clothing stores
Latham & Watkins LLP WILDHORSE RESOURCE DEVELOPMENT CORP ~ S-1 Crude petroleum & natural gas
Latham & Watkins LLP LENNAR CORP /NEW/ LEN S-4 General building contractors- residential
Latham & Watkins LLP USD PARTNERS LP USDP S-3 Railroad switching & terminal establishments
Legal & Compliance, LLC HEALING TOUCH HOLDINGS INC ~ S-1 ~
Lucosky Brookman LLP CAR CHARGING GROUP INC CCGI S-1 Power, distribution & specialty transformers
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. KERYX BIOPHARMA-CEUTICALS INC KERX S-3 Pharma preparations
Morse, Zelnick, Rose & Lander, LLP JWIZ INC ~ S-1 Computer processing & data preparation
Nelson Mullins Riley & Scarborough LLP HCSB FINANCIAL CORP HCFB S-1 Savings institutions, federally chartered
Norcor Technologies Corp. NORCOR TECHNOLOGIES CORP NCRT 10-12G Construction-special trade contractors
O’Neal Law Office SINORAMA CORP ~ S-1 ~
Pepper Hamilton LLP GADSDEN GROWTH PROPERTIES INC ~ S-11 ~
Perkins Coie LLP PUGET SOUND ENERGY INC ~ S-3 Electric services
Proskauer Rose LLP PREFERRED APARTMENT COMMUNITIES INC APTS S-3 REITs
Robinson Brog Leinwand Greene Genovese & Gluck P.C. XG TECHNOLOGY INC XGTI S-3 Communications
Sichenzia Ross Ference Kesner LLP RENNOVA HEALTH INC RNVA S-1 Computer processing & data preparation
Sidley Austin LLP CBOE HOLDINGS INC CBOE S-4 Security & commodity brokers, dealers, exchanges & services
Skadden, Arps, Slate, Meagher & Flom LLP BLACKROCK FLOATING RATE INCOME STRATEGIES FUND INC FRA N-2 Unit investment trusts
Sullivan & Cromwell LLP AT&T INC T S-4 Telephone comms
Tridentine Corp TRIDENTINE CORP ~ 1-A ~
Troutman Sanders LLP ALLIQUA HOLDINGS INC ~ S-4 ~
Venture Law Corporation DUBUC MOTORS INC ~ 1-A ~
Vinson & Elkins L.L.P. WILDHORSE RESOURCE DEVELOPMENT CORP ~ S-1 Crude petroleum & natural gas
Willkie Farr & Gallagher LLP GOLDMAN SACHS BDC INC GSBD N-2 Finance services
Wilmer Cutler Pickering Hale and Dorr LLP KARYOPHARM THERAPEUTICS INC KPTI S-3 Pharma preparations
Wilmer Cutler Pickering Hale and Dorr LLP TETRAPHASE PHARMACEUTICALS INC TTPH S-3 Pharma preparations
Wilson Sonsini Goodrich & Rosati, P.C. CAR CHARGING GROUP INC CCGI S-1 Power, distribution & specialty transformers

Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Click here to review the week’s underwriters.

Have a great week

 

 

 

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