IPO Underwriters of the Week: Nov 7 – 11

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.


Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
WILDHORSE RESOURCE DEVELOPMENT CORP S-1 Barclays Capital Inc. Merrill Lynch, Pierce, Fenner & Smith Inc. BMO Capital Markets Corp. / Citigroup Global Markets Inc. / Wells Fargo Securities, LLC / Guggenheim Securities, LLC / J.P. Morgan Securities LLC / Raymond James & Associates, Inc. / Piper Jaffray & Co. / Tudor, Pickering, Holt & Co. Securities, Inc. / Capital One Securities, Inc. / Comerica Securities, Inc. / Scotia Capital (USA) Inc. / Wunderlich Securities, Inc.
DIMENSION THERAPEUTICS INC S-3 Cantor Fitzgerald & Co. ~ ~
KERYX BIO-PHARMACEUTICALS INC S-3 Cantor Fitzgerald & Co. ~ ~
GOLDMAN SACHS BDC INC N-2 Goldman, Sachs & Co. Goldman Sachs International ~
RENNOVA HEALTH INC S-1 Joseph Gunnar & Co., LLC ~ ~
JWIZ INC S-1 Joseph Gunnar & Co., LLC ~ ~
CAR CHARGING GROUP INC S-1 Joseph Gunnar & Co., LLC ~ ~
BEIGENE LTD S-1 Morgan Stanley & Co. LLC Goldman, Sachs & Co. Cowen and Company, LLC
GADSDEN GROWTH PROPERTIES INC S-11 National Securities Corporation ~ ~
KNIGHTSCOPE INC 1-A SI Securities, LLC ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and shareholder communications.

Click here to review the week’s IPOs and active securities law firms. Click here and opt-in to receive this weekly summary via email.

Have a great week.

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