IPOs and Transactions: Oct 31 – Nov 4 / plus 2017 SEC Filing Deadline calendar

There were 42 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Matinas Biopharma Holdings Inc. w/ Lowenstein Sandler LLP, First Bancshares Inc. w/ Jones Walker LLP and Smith Mackinnon, PA, Arch Therapeutics Inc. w/ Lowenstein Sandler LLP, Steadfast Alcentra Global Credit Fund w/ Morris, Manning & Martin, LLP, Howard Bancorp Inc. w/ Ober, Kaler, Grimes & Shriver, PC and Sierra Opportunity Fund w/ Sutherland Asbill & Brennan LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

Law firm / advisor Registrant Symbol Form Industry
Allen & Overy LLP EVERETT SPINCO INC ~ 10-12G ~
Allen & Overy LLP EVERETT SPINCO INC ~ S-4 ~
Andrews Kurth Kenyon LLP ENERGY TRANSFER PARTNERS L.P ETP S-3 Natural gas transmission
Barack Ferrazzano Kirschbaum & Nagelberg LLP OLD SECOND BANCORP INC OSBC S-3 Banks
Chapman and Cutler LLP UNION PACIFIC CORP UNP S-4 Railroads, line-haul operating
Cooley LLP ACLARIS THERAPEUTICS INC ACRS S-3 Pharma preparations
Cooley LLP ADAMAS PHARMACEUTICALS INC ADMS S-3 Pharma preparations
Covington & Burling LLP CENTRAL EUROPEAN MEDIA ENTERPRISES LTD CETV S-3 Television broadcasting stations

2017-sec-calendar-vintage_imageblog

Fenwick & West LLP LOXO ONCOLOGY INC LOXO S-3 Pharmaceutical preparations
Franklin Ogele, Attorney at Law FIRST PHOENIX INVESTMENTS INC ~ 1-A ~
Gibson, Dunn & Crutcher LLP EVERETT SPINCO INC ~ 10-12G ~
Gibson, Dunn & Crutcher LLP EVERETT SPINCO INC ~ S-4 ~
Gibson, Dunn & Crutcher LLP TRANSCONTINENTAL GAS PIPE LINE COMPANY LLC ~ S-4 Natural gas transmission
Gross, Kleinhendler, Hodak, Halevy, Greenberg & Co. THERAPIX BIOSCIENCES LTD N/A F-1 Pharmaceutical preparations
Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP PDVWIRELESS INC PDVW S-3 Telephone communications
Hinckley, Allen & Snyder LLP UNITED FINANCIAL BANCORP INC RCKB S-3 Savings institutions
Hogan Lovells US LLP PARKWAY INC PKY S-11 REITs
Horn & Co. THERAPIX BIOSCIENCES LTD N/A F-1 Pharma preparations
Hunton & Williams LLP APPALACHIAN POWER CO ~ S-3 Electric services
Jones Walker LLP FIRST BANCSHARES INC FBMS S-4 National commercial banks
Latham & Watkins LLP AMGEN INC AMGN S-4 Biological products
Latham & Watkins LLP CENTENNIAL RESOURCE DEVELOPMENT INC SRAQ S-1 Crude petroleum & natural gas
Latham & Watkins LLP HOULIHAN LOKEY INC HLI S-3 Investment advice
Latham & Watkins LLP CYTOMX THERAPEUTICS INC CTMX S-3 Pharma preparations
Legal & Compliance, LLC CLS HOLDINGS USA INC ADSN S-1 Retail
Loev Law Firm, PC PEDEVCO CORP PED S-3 Oil & gas field exploration
Lowenstein Sandler LLP MATINAS BIOPHARMA HOLDINGS INC MTNB S-1 Pharmaceutical preparations
Lowenstein Sandler LLP ARCH THERAPEUTICS INC ARTH S-3 Auto & home supply stores
Lowenstein Sandler LLP ARCH THERAPEUTICS INC ARTH S-3 Auto & home supply stores
Lowenstein Sandler LLP ARCH THERAPEUTICS INC ARTH S-3 Auto & home supply stores
Lowenstein Sandler LLP LAKELAND BANCORP INC LBAI S-3 Banks
Manatt, Phelps & Phillips, LLP SUPERCONDUCTOR TECHNOLOGIES INC SCON S-1 Radio & television broadcasting & communications equipment
Mayer Brown LLP ELDORADO RESORTS INC ERI S-4 Hotels & motels
McDermott Will & Emery LLP THERAPIX BIOSCIENCES LTD N/A F-1 Pharma preparations
Milbank, Tweed, Hadley & McCloy LLP ELDORADO RESORTS INC ERI S-4 Hotels & motels
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. OVASCIENCE INC OVAS S-3 Pharma preparations
Morris, Manning & Martin, LLP STEADFAST ALCENTRA GLOBAL CREDIT FUND ~ N-2 ~
North Texas Energy, Inc. NORTH TEXAS ENERGY INC ~ S-1 Crude petroleum & natural gas
Ober, Kaler, Grimes & Shriver, P.C. HOWARD BANCORP INC HBMD S-3 Banks
Reed Smith LLP ETFS PRECIOUS METALS BASKET TRUST GLTR S-3 Management investment offices
Robert O. Knutson, Attorney at Law FISION CORP ~ S-1 Blank check
Ropes & Gray LLP PIMCO FLEXIBLE CREDIT INCOME FUND ~ N-2 ~
Ropes & Gray LLP TIPTREE FINANCIAL INC TIPT S-3 REITs
Sidley Austin LLP CELSION CORP CLSN S-1 Electromedical & electrotherapeutic apparatus
Simpson Thacher & Bartlett LLP PJT PARTNERS INC PJT S-3 Investment advice
Smith Mackinnon, PA FIRST BANCSHARES INC FBMS S-4 National commercial banks
Sutherland Asbill & Brennan LLP SIERRA OPPORTUNITY FUND ~ N-2 ~
Vinson & Elkins L.L.P. WESTERN GAS EQUITY PARTNERS LIMITED PARTNERSHIP WGP S-3 Natural gas transmission
Vinson & Elkins L.L.P. CSI COMPRESSCO LIMITED PARTNERSHIP CCLP S-3 Oil & gas field services
Vorys, Sater, Seymour and Pease LLP M I HOMES INC MHO S-3 Operative builders
Wilson & Oskam, LLP FOCUS UNIVERSAL INC FCUV S-1 Advertising
Zysman, Aharoni, Gayer and Sullivan & Worcester LLP THERAPIX BIOSCIENCES LTD N/A F-1 Pharma preparations

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Click here to review the week’s underwriters.

Have a great week

 

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