IPOs and Transactions: Oct 17 – 21 / plus XBRL state-of-the-state whitepaper

There were 32 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Superior Drilling Products Inc. w/ Porter Hedges LLP, Innovative Industrial Properties Inc. w/ DLA Piper LLP and Foley & Lardner LLP, Fifth Street Finance Corp w/ Dechert LLP, Cellectar Biosciences Inc. w/ Foley Hoag LLP and American Finance Trust Inc. w/ Proskauer Rose LLP.

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Law firm / advisor Registant Symbol Form Industry
Adam Freedman, Esq. EMPIRE THE MUSICAL WORLDWIDE LLC ~ 1-A ~
Alston & Bird LLP NORTHSTAR/ TOWNSEND INSTITUTIONAL REAL ESTATE FUND INC ~ N-2 ~
AXA Equitable Life Insurance Company AXA EQUITABLE LIFE INSURANCE CO ~ S-3 Insurance agents, brokers & service
Bryan Cave LLP WISDOMTREE CONTINUOUS COMMODITY INDEX FUND GCC S-3 Commodity contracts brokers & dealers
Bryan Cave LLP NATIONAL COMMERCE CORP NCOM S-4 National commercial banks
Butler Snow LLP HOMETRUST BANCSHARES INC HTBI S-4 Savings institutions
Commercial Bancshares, Inc. FIRST DEFIANCE FINANCIAL CORP FDEF S-4 Savings institutions
Davis Graham & Stubbs LLP TENGASCO INC TGC S-1 Crude petroleum & natural gas
Dechert LLP EDGE THERAPEUTICS INC EDGE S-3 Pharmaceutical preparations
Dechert LLP FIFTH STREET FINANCE CORP FSC N-2 Finance services
DLA Piper LLP INNOVATIVE INDUSTRIAL PROPERTIES INC ~ S-11 Real estate
Dominion Minerals Corp. DOMINION MINERALS CORP DMNME 10-12G Metal mining
Foley & Lardner LLP INNOVATIVE INDUSTRIAL PROPERTIES INC ~ S-11 Real estate
Foley Hoag LLP CELLECTAR BIOSCIENCES INC CLRB S-1 Pharmaceutical preparations
Franklin Ogele, Esq. PHOENIX REALTY INC ~ 1-A N/A
GetGo, Inc. GETGO INC ~ 10-12G ~
Gibson, Dunn & Crutcher LLP RXI PHARMACEUTICALS CORP RXII S-1 Pharmaceutical preparations
Greenberg Traurig, LLP RODIN GLOBAL PROPERTY TRUST INC ~ S-11 Real estate investment trusts
Gross, Kleinhendler, Hodak, Halevy, Greenberg & Co. COLLPLANT HOLDINGS LTD ~ F-1 Orthopedic, prosthetic & surgical appliances & supplies
Haynes and Boone, LLP APPLIED OPTOELECTRONICS INC AAOI S-3 Semiconductors & related devices
John D. Thomas, P.C. CROE INC ~ S-1 ~
K&L Gates LLP INTELLICHECK MOBILISA INC IDN S-3 Prepackaged software
Maynard, Cooper & Gale, P.C. NATIONAL COMMERCE CORP NCOM S-4 National commercial banks
McDermott Will & Emery LLP COLLPLANT HOLDINGS LTD ~ F-1 Orthopedic, prosthetic & surgical appliances & supplies
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. COLLPLANT HOLDINGS LTD ~ F-1 Orthopedic, prosthetic & surgical appliances & supplies
Morrison & Foerster LLP ARMADA HOFFLER PROPERTIES INC AHH S-3 Real estate
Paul, Weiss, Rifkind, Wharton & Garrison LLP REVLON CONSUMER PRODUCTS CORP RCPC S-4 Perfumes, cosmetics & other toilet preparations
Porter Hedges LLP SUPERIOR DRILLING PRODUCTS INC SDPI S-1 Oil & gas field machinery & equipment
Proskauer Rose LLP AMERICAN FINANCE TRUST INC AFIN S-4 REITs
Shumaker, Loop & Kendrick, LLP FIRST DEFIANCE FINANCIAL CORP FDEF S-4 Savings institutions
Silver, Freedman, Taff & Tiernan LLP HOMETRUST BANCSHARES INC HTBI S-4 Savings institutions
Skadden, Arps, Slate, Meagher & Flom LLP XAI OCTAGON CREDIT OPPORTUNITIES MASTER TRUST ~ N-2 ~
Sutherland Asbill & Brennan LLP THL CREDIT LAKESHORE INC ~ 10-12G ~
Sutherland Asbill & Brennan LLP SARATOGA INVESTMENT CORP SAR N-2 Finance services
V Financial Group, LLC HWH INTERNATIONAL CORP ~ S-1 ~
Vinson & Elkins L.L.P. W&T OFFSHORE INC WTI S-3 Crude petroleum & natural gas
Vorys, Sater, Seymour and Pease LLP FIRST DEFIANCE FINANCIAL CORP FDEF S-4 Savings institutions
Windels Marx Lane & Mittendorf, LLP UNITY BANCORP INC UNTY S-3 State commercial banks
Winston & Strawn LLP VERSUS CAPITAL REAL ASSETS FUND LLC ~ N-2 ~

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Click here to review the week’s underwriters.

Have a great week

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