IPO Underwriters of the Week: Oct 17 – 21 / plus M&A worksheet

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2
AXA EQUITABLE LIFE INSURANCE CO S-3 AXA Distributors, LLC ~
VERSUS CAPITAL REAL ASSETS FUND LLC N-2 Foreside Funds Distributors LLC ~
COLLPLANT HOLDINGS LTD F-1 Ladenburg Thalmann & Co. Inc. Roth Capital Partners, LLC
RXI PHARMACEUTICALS CORP S-1 Ladenburg Thalmann & Co. Inc. ~
INNOVATIVE INDUSTRIAL PROPERTIES INC S-11 Ladenburg Thalmann & Co. Inc. ~
NORTHSTAR/TOWNSEND INSTITUTIONAL REAL ESTATE FUND INC N-2 NorthStar Securities, LLC ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and shareholder communications.

Click here to review the week’s IPOs and active securities law firms. Click here and opt-in to receive this weekly summary via email.

Have a great week.

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