There were 36 transactions filed with the SEC last week.
Congratulations to all of the corporations and law firms that selected our transactions services last week including Accelerated Pharma Inc. w/ Ellenoff Grossman & Schole LLP and Hunter Taubman Fischer & Li LLC, Arno Therapeutics Inc. w/ Fredrikson & Byron, PA, Bioscrip Inc. w/ Dechert LLP, Evine Live Inc. w/ Gray, Plant, Mooty, Mooty & Bennett, PA and Lion Biotechnologies Inc. w/ TroyGould PC.
Law firms / advisors | Registrant | Symbol | Form | Industry |
All for One Media Corp. | ALL FOR ONE MEDIA CORP | EEQU | 10-12B | ~ |
ARC287BC Corp. | ARC287BC CORP | ~ | 1-A | Transport equipment |
Austin Legal Group, APC | IMMUNE THERAPEUTICS INC | IMUN | S-1 | Pharma. prep. |
Bofat Investment Inc. | BOFAT INVESTMENT INC | ~ | 1-A | Investors |
Carman Lehnhof Israelsen | SECURED REAL ESTATE FUND II LLC | ~ | 1-A | ~ |
Chapman and Cutler LLP | FIRST TRUST SENIOR FLOATING RATE 2022 TARGET TERM FUND | ~ | N-2 | ~ |
Chapman and Cutler LLP | NUVEEN PREFERRED & INCOME 2022 TERM FUND | ~ | N-2 | ~ |
Cooley LLP | LPATH INC | LPTN | S-4 | Biological products |
Davis Graham & Stubbs LLP | MAGELLAN PETROLEUM CORP | MPET | S-3 | Crude petroleum & natural gas |
Dechert LLP | BIOSCRIP INC | BIOS | S-3 | Insurance agents |
Disclosure Law Group, PC | IMAGEWARE SYSTEMS INC | IWSY | S-3 | Prepackaged software |
Dorsey & Whitney LLP | LUCAS ENERGY INC | LEI | S-3 | Crude petroleum & natural gas |
Ellenoff Grossman & Schole LLP | EAGLE ACQUISITION CORP | ~ | S-1 | Blank check |
Ellenoff Grossman & Schole LLP | ACCELERATED PHARMA INC | ~ | S-1 | Pharma. prep. |
Ellenoff Grossman & Schole LLP | EMPIRE RESORTS INC | NYNY | S-3 | Eating & drinking places |
Eric P. Littman, P.A. | FORCE PROTECTION VIDEO EQUIPMENT CORP | MREY | S-1 | Retail stores |
Fredrikson & Byron, P.A. | ARNO THERAPEUTICS INC | ARNI | S-1 | Pharma. prep. |
Goodwin Procter LLP | GLOBAL BLOOD THERAPEUTICS INC | GBT | S-3 | Pharma. prep. |
Gray, Plant, Mooty, Mooty & Bennett, P.A. | EVINE LIVE INC | EVLV | S-3 | Catalog & mail-order houses |
Greenberg Traurig, LLP | RMG NETWORKS HOLDING CORP | RMGN | S-3 | Business services |
Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP | LPATH INC | LPTN | S-4 | Biological products |
Herrick, Feinstein LLP | CARDAX INC | CDXI | S-1 | Pharma. prep. |
Hunter Taubman Fischer & Li LLC | ACCELERATED PHARMA INC | ~ | S-1 | Pharma. prep. |
John E. Lux, Esq. | MOVEIX INC | ~ | S-1 | ~ |
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. | BIOPHARMX CORP | BPMX | S-1 | Pharma. prep. |
Pillsbury Winthrop Shaw Pittman LLP | BIOPHARMX CORP | BPMX | S-1 | Pharma. prep. |
Prospect Capital Management L.P. | PROSPECT CREDIT CORP | ~ | 10-12G | ~ |
Puglisi & Associates | ELECTRAMECCANICA VEHICLES CORP | ~ | F-1 | ~ |
Reed Smith LLP | FIRST METLIFE INVESTORS INSURANCE CO | ~ | S-3 | ~ |
Reed Smith LLP | FIRST METLIFE INVESTORS INSURANCE CO | ~ | S-3 | ~ |
Rhoads & Sinon LLP | CODORUS VALLEY BANCORP INC | CVLY | S-3 | Savings institutions |
Seward & Kissel LLP | HUNTER MARITIME ACQUISITION CORP | ~ | F-1 | Blank checks |
Sidley Austin LLP | DICERNA PHARMACEUTICALS INC | DRNA | S-3 | Pharma. prep. |
Skadden, Arps, Slate, Meagher & Flom LLP | EAGLE ACQUISITION CORP | ~ | S-1 | Blank check |
Skadden, Arps, Slate, Meagher & Flom LLP | HUNTER MARITIME ACQUISITION CORP | ~ | F-1 | Blank checks |
Stevens & Lee, P.C. | ICC HOLDINGS INC | ~ | S-1 | Fire, marine & casualty insurance |
Stevens & Lee, P.C. | NI HOLDINGS INC | ~ | S-1 | Fire, marine & casualty insurance |
Stevens & Lee, P.C. | REPUBLIC FIRST BANCORP INC | FRBK | S-3 | State commercial banks |
Stradley Ronon Stevens & Young, LLP | NUVEEN PREFERRED & INCOME 2022 TERM FUND | ~ | N-2 | ~ |
TroyGould PC | LION BIOTECHNOLOGIES INC | LBIO | S-3 | Biological products |
Wilson Sonsini Goodrich & Rosati, PC | MIRAMAR LABS INC | STXY | S-1 | Hardware, plumbing, heating equipment & supplies |
Winston & Strawn LLP | GLOBAL EAGLE ENTERTAINMENT INC | ENT | S-3 | Comms. services |
Zartex Inc. | ZARTEX INC | ~ | S-1 | ~ |
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