IPOs and Transactions: Oct 10 – 14 / plus M&A worksheet

There were 36 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Accelerated Pharma Inc. w/ Ellenoff Grossman & Schole LLP and Hunter Taubman Fischer & Li LLC, Arno Therapeutics Inc. w/ Fredrikson & Byron, PA, Bioscrip Inc. w/ Dechert LLP, Evine Live Inc. w/ Gray, Plant, Mooty, Mooty & Bennett, PA and Lion Biotechnologies Inc. w/ TroyGould PC.

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Law firms / advisors Registrant Symbol Form Industry
All for One Media Corp. ALL FOR ONE MEDIA CORP EEQU 10-12B ~
ARC287BC Corp. ARC287BC CORP ~ 1-A Transport equipment
Austin Legal Group, APC IMMUNE THERAPEUTICS INC IMUN S-1 Pharma. prep.
Bofat Investment Inc. BOFAT INVESTMENT INC ~ 1-A Investors
Carman Lehnhof Israelsen SECURED REAL ESTATE FUND II LLC ~ 1-A ~
Chapman and Cutler LLP FIRST TRUST SENIOR FLOATING RATE 2022 TARGET TERM FUND ~ N-2 ~
Chapman and Cutler LLP NUVEEN PREFERRED & INCOME 2022 TERM FUND ~ N-2 ~
Cooley LLP LPATH INC LPTN S-4 Biological products
Davis Graham & Stubbs LLP MAGELLAN PETROLEUM CORP MPET S-3 Crude petroleum & natural gas
Dechert LLP BIOSCRIP INC BIOS S-3 Insurance agents
Disclosure Law Group, PC IMAGEWARE SYSTEMS INC IWSY S-3 Prepackaged software
Dorsey & Whitney LLP LUCAS ENERGY INC LEI S-3 Crude petroleum & natural gas
Ellenoff Grossman & Schole LLP EAGLE ACQUISITION CORP ~ S-1 Blank check
Ellenoff Grossman & Schole LLP ACCELERATED PHARMA INC ~ S-1 Pharma. prep.
Ellenoff Grossman & Schole LLP EMPIRE RESORTS INC NYNY S-3 Eating & drinking places
Eric P. Littman, P.A. FORCE PROTECTION VIDEO EQUIPMENT CORP MREY S-1 Retail stores
Fredrikson & Byron, P.A. ARNO THERAPEUTICS INC ARNI S-1 Pharma. prep.
Goodwin Procter LLP GLOBAL BLOOD THERAPEUTICS INC GBT S-3 Pharma. prep.
Gray, Plant, Mooty, Mooty & Bennett, P.A. EVINE LIVE INC EVLV S-3 Catalog & mail-order houses
Greenberg Traurig, LLP RMG NETWORKS HOLDING CORP RMGN S-3 Business services
Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP LPATH INC LPTN S-4 Biological products
Herrick, Feinstein LLP CARDAX INC CDXI S-1 Pharma. prep.
Hunter Taubman Fischer & Li LLC ACCELERATED PHARMA INC ~ S-1 Pharma. prep.
John E. Lux, Esq. MOVEIX INC ~ S-1 ~
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. BIOPHARMX CORP BPMX S-1 Pharma. prep.
Pillsbury Winthrop Shaw Pittman LLP BIOPHARMX CORP BPMX S-1 Pharma. prep.
Prospect Capital Management L.P. PROSPECT CREDIT CORP ~ 10-12G ~
Puglisi & Associates ELECTRAMECCANICA VEHICLES CORP ~ F-1 ~
Reed Smith LLP FIRST METLIFE INVESTORS INSURANCE CO ~ S-3 ~
Reed Smith LLP FIRST METLIFE INVESTORS INSURANCE CO ~ S-3 ~
Rhoads & Sinon LLP CODORUS VALLEY BANCORP INC CVLY S-3 Savings institutions
Seward & Kissel LLP HUNTER MARITIME ACQUISITION CORP ~ F-1 Blank checks
Sidley Austin LLP DICERNA PHARMACEUTICALS INC DRNA S-3 Pharma. prep.
Skadden, Arps, Slate, Meagher & Flom LLP EAGLE ACQUISITION CORP ~ S-1 Blank check
Skadden, Arps, Slate, Meagher & Flom LLP HUNTER MARITIME ACQUISITION CORP ~ F-1 Blank checks
Stevens & Lee, P.C. ICC HOLDINGS INC ~ S-1 Fire, marine & casualty insurance
Stevens & Lee, P.C. NI HOLDINGS INC ~ S-1 Fire, marine & casualty insurance
Stevens & Lee, P.C. REPUBLIC FIRST BANCORP INC FRBK S-3 State commercial banks
Stradley Ronon Stevens & Young, LLP NUVEEN PREFERRED & INCOME 2022 TERM FUND ~ N-2 ~
TroyGould PC LION BIOTECHNOLOGIES INC LBIO S-3 Biological products
Wilson Sonsini Goodrich & Rosati, PC MIRAMAR LABS INC STXY S-1 Hardware, plumbing, heating equipment & supplies
Winston & Strawn LLP GLOBAL EAGLE ENTERTAINMENT INC ENT S-3 Comms. services
Zartex Inc. ZARTEX INC ~ S-1 ~

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Have a great week

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