IPO Underwriters of the Week: Oct 10 – 14 / plus M&A worksheet

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
SECURED REAL ESTATE FUND II LLC 1-A Cambria Capital, LLC ~ ~
ICC HOLDINGS INC S-1 Griffin Financial Group, LLC ~ ~
FIRST METLIFE INVESTORS INSURANCE CO S-3 MetLife Investors Distribution Co. Brighthouse Securities, LLC ~
HUNTER MARITIME ACQUISITION CORP F-1 Morgan Stanley & Co. LLC ~ ~
NUVEEN PREFERRED & INCOME 2022 TERM FUND N-2 Nuveen Securities, LLC ~ ~
FORCE PROTECTION VIDEO EQUIPMENT CORP S-1 RDW Capital, LLC Carter, Terry & Company ~
ACCELERATED PHARMA INC S-1 Rodman & Renshaw Maxim Group LLC Westpark Capital, Inc.
BIOPHARMX CORP S-1 Roth Capital Partners, LLC ~ ~
CARDAX INC S-1 Southridge Partners II LP ~ ~
EAGLE ACQUISITION CORP S-1 Stifel, Nicolaus & Company, Inc. FBR Capital Markets & Co. Stephens Inc.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

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