IPOs and Transactions: Oct 3 – 7 / plus M&A worksheet

There were 33 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Naked Brand Group Inc. w/ Duane Morris LLP, Medley LLC w/ Fried, Frank, Harris, Shriver & Jacobson LLP and Winston & Strawn LLP and Mota Group Inc. w/ Loeb & Loeb LLP and Sullivan & Worcester LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

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Law firm / Advisor Registrant Symbol Form Industry
Baker, Donelson, Bearman, Caldwell & Berkowitz, PC PROVECTUS BIO-PHARMACEUTICALS INC PVCT S-1 Pharma.
Bryan R. Clark, PC CAPWEST INCOME LLC ~ 1-A ~
Chapman and Cutler LLP NUVEEN CREDIT OPPORTUNITIES 2020 TARGET TERM FUND ~ N-2 ~
Chapman and Cutler LLP NUVEEN CREDIT OPPORTUNITIES 2022 TARGET TERM FUND ~ N-2 ~
Chapman and Cutler LLP NUVEEN CREDIT OPPORTUNITIES 2024 TARGET TERM FUND ~ N-2 ~
Cooley LLP KEMPHARM INC KMPH S-3 Pharma.
Cooley LLP NEOPHOTONICS CORP NPTN S-3 Semiconductors & related devices
Davis Graham & Stubbs LLP MAGELLAN PETROLEUM CORP MPET S-4 Crude petroleum & natural gas
Duane Morris LLP SOLIGENIX INC DOA1 S-1 Pharma.
Duane Morris LLP NAKED BRAND GROUP INC NAKD S-3 Men’s & boys’ underwear & nightwear
Fenwick & West LLP GDS HOLDINGS LTD ~ F-1 Computer programming, data process, etc.
Fishman Haygood, L.L.P. SPARK ENERGY INC SPKE S-3 Electric
Fried, Frank, Harris, Shriver & Jacobson LLP MEDLEY LLC ~ S-1 Investment advice
Goodwin Procter LLP FARMLAND PARTNERS INC FPI S-4 REITs
Goodwin Procter LLP TWILIO INC TWLO S-1 Prepackaged software
Gracin & Marlow, LLP SOLIGENIX INC DOA1 S-1 Pharma.
Gray Reed & McGraw, P.C. MAGELLAN PETROLEUM CORP MPET S-4 Crude petroleum & natural gas
Greenberg Traurig, P.A. SBA COMMUNICATIONS REIT CORP ~ S-4 ~
Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP HISTOGENICS CORP HSGX S-3 Orthopedic, prosthetic & surgical appliances & supplies
InCorp Services, Inc. TEMIR CORP ~ S-1 ~
Jones & Haley, P.C. BAGGER DAVE’S BURGER TAVERN INC ~ 10-12G ~
Joseph I. Emas YAPPN CORP YPPN S-1 Wholesale – durable goods
Kirkland & Ellis LLP CHARTER COMMUNICATIONS OPERATING LLC NAVI S-4 Telephone comms.
Latham & Watkins LLP CAESARS ACQUISITION CO CACQ S-3 Hotels & motels
Latham & Watkins LLP EMERGE ENERGY SERVICES LP EMES S-1 Oil & gas field services
Latham & Watkins LLP SUMMIT MIDSTREAM PARTNERS LP SMLP S-3 Natural gas transmission
Latham & Watkins LLP TWILIO INC TWLO S-1 Prepackaged software
Ledgewood, P.C. BANCORP INC TBBK S-3 National commercial banks
Loeb & Loeb LLP MOTA GROUP INC ~ S-1 Aircraft
Lowenstein Sandler LLP ROKA BIOSCIENCE INC ROKA S-3 Laboratory analytical instruments
Lowenstein Sandler, LLP PROVECTUS BIO-PHARMACEUTICALS INC PVCT S-1 Pharma.
Morrison & Foerster LLP FARMLAND PARTNERS INC FPI S-4 REITs
Norman Law Firm PLLC JRD4256 ENTERPRISES LLC ~ 1-A Amusement & recreation services
Ober, Kaler, Grimes & Shriver, PC OLD LINE BANCSHARES INC OLBK S-4 State commercial banks
Pepper Hamilton LLP COLLEGIUM PHARMACEUTICAL INC COLL S-3 Pharma.
Reed Smith LLP YORK WATER CO YORW S-3 Water supply
Sherman & Howard L.L.C. NATIONAL CINEMEDIA LLC ~ S-4 Advertising
Simpson Thacher & Bartlett LLP GDS HOLDINGS LTD ~ F-1 Computer programming, data process, etc.
Skadden, Arps, Slate, Meagher & Flom LLP SBA COMMUNICATIONS REIT CORP ~ S-4 ~
Stradley Ronon Stevens & Young, LLP NUVEEN CREDIT OPPORTUNITIES 2020 TARGET TERM FUND ~ N-2 ~
Stradley Ronon Stevens & Young, LLP NUVEEN CREDIT OPPORTUNITIES 2022 TARGET TERM FUND ~ N-2 ~
Stradley Ronon Stevens & Young, LLP NUVEEN CREDIT OPPORTUNITIES 2024 TARGET TERM FUND ~ N-2 ~
Sullivan & Cromwell LLP CLIPPER REALTY INC ~ S-11 REITs
Sullivan & Worcester LLP MOTA GROUP INC ~ S-1 Aircraft
Vinson & Elkins LLP CLIPPER REALTY INC ~ S-11 REITs
Winston & Strawn LLP MEDLEY LLC ~ S-1 Investment advice

Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Click here to review the week’s underwriters.

Have a great week

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