IPO Underwriters of the Week: Oct 3 – 7 / plus M&A worksheet

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
SOLIGENIX INC S-1 Aegis Capital Corp. Maxim Group LLC ~
KEMPHARM INC S-3 Cowen and Company, LLC ~ ~
GDS HOLDINGS LTD F-1 Credit Suisse Securities LLC J.P. Morgan Securities LLC Citigroup Global Markets Inc. / RBC Capital Markets, LLC / China Renaissance Securities (Hong Kong) Ltd. / Credit Agricole Securities Inc.
CLIPPER REALTY INC S-11 FBR Capital Markets & Co. ~ ~
MEDLEY LLC S-1 FBR Capital Markets & Co. Incapital LLC Ladenburg Thalmann & Co. Inc. / Compass Point Research & Trading, LLC / William Blair & Company, L.L.C. / JonesTrading Institutional Services LLC / National Securities Corp.
TWILIO INC S-1 Goldman, Sachs & Co. J.P. Morgan Securities LLC Allen & Company LLC / Pacific Crest Securities / JMP Securities LLC / William Blair & Company, L.L.C. / Canaccord Genuity Inc.
MOTA GROUP INC S-1 Joseph Gunnar & Co., LLC ~ ~
NUVEEN CREDIT OPPORTUNITIES 2020 TARGET TERM FUND N-2 Nuveen Securities, LLC ~ ~
NUVEEN CREDIT OPPORTUNITIES 2022 TARGET TERM FUND N-2 Nuveen Securities, LLC ~ ~
NUVEEN CREDIT OPPORTUNITIES 2024 TARGET TERM FUND N-2 Nuveen Securities, LLC ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

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