IPOs and Transactions: Sept 26 – 30 / plus Reg A+ Form 1-A Worksheet

There were 31 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including AudioEye Inc. w/ DLA Piper LLP, Kingold Jewelry Inc. w/ Kaufman & Canoles PC, Forceshares Trust w/ Kaye Scholer LLP, Arch Therapeutics Inc. w/ Lowenstein Sandler LLP, XG Technologies Inc. w/ Robinson Brog Leinwand Greene Genovese & Gluck PC and GTY Technology Holdings Inc. w/ Weil, Gotshal & Manges LLP and Winston & Strawn LLP.

(download worksheet here)700_email-banner-REG-A

Law firm / advisor Registrant Symbol Form Industry
Adam S. Tracy, Ltd. AAA HEALTHCARE HOLDING CORP ~ 1-A ~
Baker & Hostetler LLP LIGHTPATH TECHNOLOGIES INC LPTH S-1 Semiconductors & related devices
Baker Botts L.L.P. BLUEKNIGHT ENERGY PARTNERS LIMITED PARTNERSHIP BKEP S-3 Pipelines, except natural gas
Bartlit Beck Herman Palenchar & Scott LLP MRI INTERVENTIONS INC MRIC S-1 Surgical & medical instruments & apparatus
Bass, Berry & Sims PLC GAIA INC GAIA S-3 Motion picture & video tape production
Bryan Cave LLP BERRY PLASTICS GROUP INC BERY S-4 Plastics products
Bryan Cave LLP MANITEX INTERNATIONAL INC MNTX S-3 Special industry machinery
Cooley LLP MYOVANT SCIENCES LTD ~ S-1 Pharma
Davis Polk & Wardwell LLP QUANTENNA COMMUNICATIONS INC ~ S-1 Communications and network technology
Davis Polk & Wardwell LLP ADVANCED ACCELERATOR APPLICATIONS S.A. AAAP F-1 Pharma
Dechert LLP ADVANCED ACCELERATOR APPLICATIONS S.A. AAAP F-1 Pharma
Dinsmore & Shohl LLP CITY HOLDING CO CHCO S-3 National commercial banks
DLA Piper LLP COTTONWOOD MULTIFAMILY REIT II INC ~ 1-A Real estate investment trusts
DLA Piper LLP AUDIOEYE INC AEYE S-1 Real estate investment trusts
DLA Piper LLP ONCOCYTE CORP OCX S-1 In vitro & in vivo diagnostic substances
Dorsey & Whitney LLP EVANS BREWING CO INC ~ S-1 Craft Brewery
Galena Biopharma, Inc. GALENA BIOPHARMA INC GALE S-3 Pharma
Goodwin Procter LLP RA PHARMACEUTICALS INC ~ S-1 Pharma
Goodwin Procter LLP ACACIA COMMUNICATIONS INC ACIA S-1 Semiconductors & related devices
Grady & Associates MIDDLEFIELD BANC CORP MBCN S-4 State commercial banks
Graubard Miller LONG ISLAND ICED TEA CORP LTEA S-3 Malt beverages
Hogan Lovells US LLP PLAYA HOTELS & RESORTS B.V. ~ S-1 Hotels & motels
Honigman Miller Schwartz and Cohn LLP BERRY PLASTICS GROUP INC BERY S-4 Plastics products
Husch Blackwell LLP AMC ENTERTAINMENT HOLDINGS INC AMC S-4 Motion picture theaters
Kaufman & Canoles, P.C. KINGOLD JEWELRY INC KGJI S-3 Jewelry products
Kaye Scholer LLP FORCESHARES TRUST ~ S-1 Investors, not elsewhere classified
King & Spalding LLP AMC ENTERTAINMENT HOLDINGS INC AMC S-4 Motion picture theaters
Kirkland & Ellis LLP ZTO EXPRESS (CAYMAN) INC ~ F-1 Trucking & courier services
Latham & Watkins LLP MYOVANT SCIENCES LTD ~ S-1 Pharma
Latham & Watkins LLP RA PHARMACEUTICALS INC ~ S-1 Pharma
Latham & Watkins LLP BLACKLINE INC ~ S-1 Prepackaged software
Latham & Watkins LLP VIEWRAY INC MRXC S-1 Retail – miscellaneous retail
Latham & Watkins LLP TELADOC INC TDOC S-3 offices & clinics of doctors of medicine
Lowenstein Sandler LLP ARCH THERAPEUTICS INC ARTH S-3 Retail – auto & home supply stores
Lowenstein Sandler LLP CYTODYN INC CYDY S-3 Pharma
Lucosky Brookman LLP POSITIVEID CORP PSID S-1 Comms. equipment
Meitar Liquornik Geva Leshem Tal LEAP THERAPEUTICS INC ~ S-4 ~
Morgan, Lewis & Bockius LLP LEAP THERAPEUTICS INC ~ S-4 ~
Nelson Mullins Riley & Scarborough LLP STATE BANK FINANCIAL CORP STBZ S-4 State commercial banks
Paesano Akkashian Apkarian, P.C. ATI MODULAR TECHNOLOGY CORP ~ 10-12G ~
Perkins Coie LLP NEVADA POWER CO NVE S-3 Electric services
Robinson Brog Leinwand Greene Genovese & Gluck P.C. NXT-ID INC NXTD S-3 Detective, guard & armored car services
Robinson Brog Leinwand Greene Genovese & Gluck P.C. XG TECHNOLOGY INC XGTI S-3 Communications
Sichenzia Ross Friedman Ference LLP LEO MOTORS INC LEOM S-1 Motor vehicles & passenger car bodies
Sidley Austin LLP PLAYA HOTELS & RESORTS B.V. ~ S-1 Hotels & motels
Sidley Austin LLP PROSHARES ULTRASHORT BLOOMBERG NATURAL GAS AGQ S-3 Commodity contracts brokers & dealers
Simpson Thacher & Bartlett LLP SUMMIT MATERIALS LLC ~ S-4 General building contractors -nonresidential buildings
Skadden, Arps, Slate, Meagher & Flom LLP ZTO EXPRESS (CAYMAN) INC ~ F-1 Trucking & courier services
Skadden, Arps, Slate, Meagher & Flom LLP LEAP THERAPEUTICS INC ~ S-4 ~
Skadden, Arps, Slate, Meagher & Flom LLP BERRY PLASTICS GROUP INC BERY S-4 Plastics products
Skadden, Arps, Slate, Meagher & Flom LLP GDL FUND GDL N-2 Management investment offices, open-end
Stepp Law Corporation BMC CAPITAL INC ~ S-1 Wholesale – jewelry, watches, precious stones & metals
TGI Solar Power Group, Inc. TGI SOLAR POWER GROUP INC TSPG 10-12G Patent owners & lessors
Tucker Ellis LLP MIDDLEFIELD BANC CORP MBCN S-4 State commercial banks
Vinson & Elkins L.L.P. ARCHROCK PARTNERS LIMITED PARTNERSHIP APLP S-3 Natural gas transmission
Weil, Gotshal & Manges LLP GTY TECHNOLOGY HOLDINGS INC ~ S-1 Blank checks
Willkie Farr & Gallagher LLP LEVEL 3 FINANCING INC LVLT S-4 Telephone commS
Wilmer Cutler Pickering Hale and Dorr LLP ACACIA COMMUNICATIONS INC ACIA S-1 Semiconductors & related devices
Wilson Sonsini Goodrich & Rosati, P.C. QUANTENNA COMMUNICATIONS INC ~ S-1 Communications and network technology
Wilson Sonsini Goodrich & Rosati, P.C. BLACKLINE INC ~ S-1 Prepackaged software
Winston & Strawn LLP GTY TECHNOLOGY HOLDINGS INC ~ S-1 Blank checks
Womble Carlyle Sandridge & Rice LLP STATE BANK FINANCIAL CORP STBZ S-4 State commercial banks
Zysman, Aharoni, Gayer and Sullivan & Worcester LLP LIGHTPATH TECHNOLOGIES INC LPTH S-1 Semiconductors & related devices

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Have a great week

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