IPO Underwriters of the Week: Sept 26 – 30 / plus Reg A+ Form 1-A Worksheet

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3
ARCHROCK PARTNERS LIMITED PARTNERSHIP S-3 Archrock, Inc. ~ ~
LEO MOTORS INC S-1 BOU Trust ~
MYOVANT SCIENCES LTD S-1 Citigroup Global Markets Inc. Cowen and Company, LLC Evercore Group L.L.C. / Barclays Capital Inc.
GTY TECHNOLOGY HOLDINGS INC S-1 Citigroup Global Markets Inc.
RA PHARMACEUTICALS INC S-1 Credit Suisse Securities LLC Jefferies LLC BMO Capital Markets Corp. / SunTrust Robinson Humphrey, Inc.
POSITIVEID CORP S-1 GHS Investments, LLC ~ ~
ACACIA COMMUNICATIONS INC S-1 Goldman, Sachs & Co. Merrill Lynch, Pierce, Fenner & Smith Inc. Deutsche Bank Securities Inc. / Morgan Stanley & Co. LLC / Needham & Company, LLC / Cowen and Company, LLC / William Blair & Company, L.L.C. / Northland Securities, Inc.
BLACKLINE INC S-1 Goldman, Sachs & Co. J.P. Morgan Securities LLC Pacific Crest Securities / Raymond James & Associates, Inc. / William Blair & Company, L.L.C. / Robert W. Baird & Co. Inc.
BLACKLINE INC S-1 Goldman, Sachs & Co. J.P. Morgan Securities LLC Pacific Crest Securities / Raymond James & Associates, Inc. / William Blair & Company, L.L.C. / Robert W. Baird & Co. Inc.
ADVANCED ACCELERATOR APPLICATIONS S.A. F-1 J.P. Morgan Securities LLC Jefferies LLC Wells Fargo Securities, LLC / Canaccord Genuity Inc. / JMP Securities LLC
PLAYA HOTELS & RESORTS B.V. S-1 Merrill Lynch, Pierce, Fenner & Smith Inc. Deutsche Bank Securities Inc. ~
ZTO EXPRESS (CAYMAN) INC F-1 Morgan Stanley & Co. International PLC Goldman Sachs L.L.C. China Renaissance Securities (Hong Kong) Limited / Citigroup Global Markets Inc. / Credit Suisse Securities LLC / J.P. Morgan Securities LLC
QUANTENNA COMMUNICATIONS INC S-1 Morgan Stanley & Co. LLC Barclays Capital Inc. Deutsche Bank Securities Inc. / Needham & Company, LLC / William Blair & Company, LLC / Roth Capital Partners, LLC
COTTONWOOD MULTIFAMILY REIT II INC 1-A Orchard Securities, LLC ~ ~
LIGHTPATH TECHNOLOGIES INC S-1 Roth Capital Partners, LLC ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and shareholder communications.

Click here to review the week’s IPOs and active securities law firms.

Have a great week.

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