IPOs and Transactions: Sept. 19 -23 / plus “M&A pitfalls” whitepaper

There were 34 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Senestech Inc. / Dickinson Wright PLLC and Summit Law Group PLLC, Albany Molecular Research Inc. w/ Goodwin Procter LLP, Aytu Bioscience Inc. w/ Sichenzia Ross Friedman Ference LLP and Wyrick Robbins Yates & Ponton LLP and Global Net Lease Inc. w/ Proskauer Rose LLP.

(M&A whitepaper available here)700_email-banneMM2

The week’s full market activity:

Law firm / advisor Registrant Symbol Form Industry
Albany Molecular Research, Inc. ALBANY MOLECULAR RESEARCH INC AMRI S-3 Physical & biological research
Andrews Kurth LLP MANEGAIN INC ~ 1-A Surgical, medical instruments
Applied Minerals, Inc. APPLIED MINERALS INC AMNL S-1 Gold & silver ores
ARC287BC Corp. ARC287BC CORP ~ 1-A ~
Axelrod, Smith & Kirshbaum TORCHLIGHT ENERGY RESOURCES INC TRCH S-1 Crude petroleum & natural gas
Cooley LLP XENCOR INC XNCR S-3 Pharma
Corporation Trust Company YUM CHINA HOLDINGS INC ~ S-1 Retail – eating places
Davis Polk & Wardwell LLP IRHYTHM TECHNOLOGIES INC ~ S-1 Surgical, medical instruments
Dickinson Wright PLLC SENESTECH INC ~ S-1 Agricultural chemicals
Dickinson Wright PLLC MONAKER GROUP INC 6NIN S-1 Advertising
Dorsey & Whitney LLP LUCAS ENERGY INC LEI S-3 Crude petroleum & natural gas
Dorsey & Whitney LLP ENTEROMEDICS INC ETRM S-1 Electromedical & electro- therapeutic
Goodwin Procter LLP ALBANY MOLECULAR RESEARCH INC AMRI S-3 Physical & biological research
Graubard Miller TECNOGLASS INC TGLS S-1 Blank checks
Jones Day DIEBOLD INC DBD S-4 Calculating & accounting machines
Kane Kessler, P.C. NORTHWEST BIOTHERAPEUTICS INC NWBO S-3 Pharma
Kaufman & Canoles, P.C. RECON TECHNOLOGY LTD RCON S-3 Oil & gas field services, not elsewhere classified
Kirkland & Ellis LLP NAVISTAR INTERNATIONAL CORP NAV S-3 Motor vehicles & passenger car bodies
Koldeck Inc. KOLDECK INC ~ S-1 ~
Kutak Rock LLP OWL ROCK CAPITAL CORP II ~ N-2 ~
Laclede Gas Company LACLEDE GAS CO SR S-3 Natural gas distribution
Latham & Watkins LLP SMART SAND INC ~ S-1 Mining & quarrying nonmetallic minerals
Locke Lord LLP ION GEOPHYSICAL CORP IO S-3 Oil & gas field exploration services
Loeb & Loeb LLP SMITH MICRO SOFTWARE INC SMSI S-3 Prepackaged software
Loev Law Firm, PC MONAKER GROUP INC 6NIN S-1 Advertising
Lucosky Brookman LLP DAT CHAT INC ~ 1-A ~
Maslon LLP SKYLINE MEDICAL INC SKLN S-3 Orthopedic, prosthetic & surgical appliances & supplies
Mintz Fraade Law Firm, P.C. CLANCY CORP ~ S-1 ~
Mitchell Silberberg & Knupp LLP HELIOS & MATHESON ANALYTICS INC HMNY S-3 Business services
Proskauer Rose LLP GLOBAL NET LEASE INC GNL S-4 REIT
Reed Smith LLP FNB CORP/PA/ FNB S-4 Banks
Reed Smith LLP JAGUAR ANIMAL HEALTH INC JAGX S-1 Pharma
Sichenzia Ross Friedman Ference LLP MY SIZE INC MYSZ S-3 Electromedical & electro- therapeutic
Sichenzia Ross Friedman Ference LLP AYTU BIOSCIENCE INC RSWN S-1 Educational services
Skadden, Arps, Slate, Meagher & Flom LLP FNB CORP/PA/ FNB S-4 Banks
Smith, Gambrell & Russell, LLP SANUWAVE HEALTH INC SNWV S-1 Surgical, medical instruments
Summit Law Group, PLLC SENESTECH INC ~ S-1 Agricultural chemicals
Sutherland Asbill & Brennan LLP OWL ROCK CAPITAL CORP II ~ N-2 ~
Vinson & Elkins L.L.P. SMART SAND INC ~ S-1 Mining & quarrying nonmetallic minerals
Wachtell, Lipton, Rosen & Katz EXPEDIA INC EXPE S-4 Transportation services
Wilson Sonsini Goodrich & Rosati PC IRHYTHM TECHNOLOGIES INC ~ S-1 Surgical, medical instruments
Wyrick Robbins Yates & Ponton LLP AYTU BIOSCIENCE INC RSWN S-1 Educational services
Yadkin Financial Corp. FNB CORP/PA/ FNB S-4 Banks

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Click here to review the week’s underwriters.

Have a great week.

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