IPOs and Transactions: Sept. 12 – 16 / plus “M&A pitfalls” whitepaper

There were 33 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Lilis Energy Inc. w/ K&L Gates LLP, Interleukin Genetics Inc. w/ Ferris, Glovsky and Popeo PC, Stellar Biotechnologies Inc. w/ Greenberg Traurig LLP, Limbach Holdings Inc. w/ Winston & Strawn LLP and Golub Capital Investment Corp. w/ Dechert LLP.

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Law firm / advisor Registrant Symbol Form Industry
American Cannabis Company, Inc. AMERICAN CANNABIS COMPANY INC AMMJ S-1 ~
Baker, Donelson, Bearman, Caldwell & Berkowitz, PC COMMUNITY HEALTHCARE TRUST INC CHCT S-3 ~
Bass, Berry & Sims PLC MID AMERICA APARTMENT COMMUNITIES INC MAA S-4 REITs
Buchalter Nemer, PC HERITAGE COMMERCE CORP HTBK S-3 Banks
Cooley LLP CERECOR INC CERC S-1 Pharma
Davis Wright Tremaine LLP MERCER INTERNATIONAL INC MERC S-3 Pulp mills
Dechert LLP GOLUB CAPITAL INVESTMENT CORP 10-12G
Faegre Baker Daniels, LLP SUN BIOPHARMA INC CRSO S-1 Computer systems design
Goodwin Procter LLP FATE THERAPEUTICS INC FATE S-3 Biological products
Goodwin Procter LLP LOGMEIN INC LOGM S-4 Software
Goodwin Procter LLP MID AMERICA APARTMENT COMMUNITIES INC MAA S-4 REITs
Goodwin Procter LLP MIMECAST LTD MIME F-1 Security systems
Goodwin Procter LLP MYOKARDIA INC MYOK S-1 Pharma
Grady & Associates MIDDLEFIELD BANC CORP MBCN S-3 Banks
Greenberg Traurig, LLP STELLAR BIOTECHNOLOGIES INC SBOT S-3 Pharma
Hunter Taubman Fischer & Li, LLC AMERICAN BRIVISION (HOLDING) CORP ECOCQ S-1 Industrial machinery & equipment
Incorp Services, Inc. GALEM GROUP INC ~ S-1 ~
Jones Day NEWELL BRANDS INC NWL S-4 Plastics
K&L Gates LLP LILIS ENERGY INC LLEX S-1 Crude petroleum & natural gas
King & Spalding LLP MID AMERICA APARTMENT COMMUNITIES INC MAA S-4 REITs
Kirkland & Ellis LLP VANTAGE ENERGY INC VEI S-1 Crude petroleum & natural gas
Latham & Watkins LLP EXTRACTION OIL & GAS LLC ~ S-1 Crude petroleum & natural gas
Latham & Watkins LLP LOGMEIN INC LOGM S-4 Software
Latham & Watkins LLP MYOKARDIA INC MYOK S-1 Pharma
LoPresti Law Group, P.C. ACA/PRISM MULTI-STRAT ALTERNATIVES FUND ~ N-2 ~
Meister Seelig & Fein LLP PROTAGENIC THERAPEUTICS INC ATRNQ S-1 Business services
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. INTERLEUKIN GENETICS INC ILIU S-1 In vitro diagnostics
Mitchell Silberberg & Knupp LLP VIVEVE MEDICAL INC VIVE S-3 Electro- medical
Morgan, Lewis & Bockius LLP NUVEEN ENHANCED MUNICIPAL VALUE FUND NEV N-2 Finance services
Reed Smith LLP STOCOSIL INC ~ 1-A Pharma
Sangra Moller LLP MERCER INTERNATIONAL INC MERC S-3 Pulp mills
Sichenzia Ross Friedman Ference LLP BIOPHARMX CORP BPMX S-3 Pharma
Sichenzia Ross Friedman Ference LLP DELMAR PHARMACEUTICALS INC DMPI S-3 Pharma
Simpson Thacher & Bartlett LLP APX GROUP INC ~ S-4 Business services
Skadden, Arps, Slate, Meagher & Flom LLP GREAT ELM CAPITAL GROUP INC GEC S-3 Software
Sonfield & Sonfield LODE-STAR MINING INC ITGC S-1 Gold & silver ores
Vinson & Elkins L.L.P. EXTRACTION OIL & GAS LLC ~ S-1 Crude petroleum & natural gas
Vinson & Elkins L.L.P. VANTAGE ENERGY INC VEI S-1 Crude petroleum & natural gas
White & Case LLP MIMECAST LTD MIME F-1 Security systems
Windels Marx Lane & Mittendorf, LLP UNITY BANCORP INC UNTY S-1 Banks
Winston & Strawn LLP LIMBACH HOLDINGS INC TFSC S-3 Blank check

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Click here to review the week’s underwriters.

Have a great week.

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