IPO Underwriters of the Week: Aug 29 – Sept 2 / plus merger technology whitepaper

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

700_email-banner-Recovered

Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
VIKING THERAPEUTICS INC S-1 Aspire Capital Fund, LLC ~ ~
ENDONOVO THERAPEUTICS INC S-1 Bellridge Capital, LP ~ ~
ENZO BIOCHEM INC S-3 Cantor Fitzgerald & Co. ~ ~
AVISTA HEALTHCARE PUBLIC ACQUISITION CORP S-1 Credit Suisse Securities LLC ~ ~
FULGENT GENETICS INC S-1 Credit Suisse Securities LLC Piper Jaffray & Co. Raymond James & Associates, Inc. / BTIG, LLC
PARTNERS GROUP PRIVATE INCOME OPPORTUNITIES LLC N-2 Foreside Fund Services, LLC ~ ~
ZYNERBA PHARMACEUTICALS INC S-3 Jefferies LLC ~ ~
SPORTS FIELD HOLDINGS INC S-1 Joseph Gunnar & Co., LLC ~ ~
CAPSTAR FINANCIAL HOLDINGS INC S-1 Keefe, Bruyette & Woods, Inc. Sandler O’Neill & Partners, L.P
FRANCHISE HOLDINGS INTERNATIONAL INC S-1 Kodiak Capital Group, LLC ~ ~
AYTU BIOSCIENCE INC S-1 Lincoln Park Capital Fund, LLC ~ ~
GOLDEN PACIFIC HOMES LLC 1-A Monarch Bay Securities, LLC ~ ~
NANO DIMENSION LTD F-1 National Securities Corporation Lake Street Capital Markets, LLC ~
NUVEEN CALIFORNIA MUNICIPAL VALUE FUND INC N-2 Nuveen Securities, LLC ~ ~
AMPLIPHI BIOSCIENCES CORP S-1 Roth Capital Partners, LLC Griffin Securities, Inc. ~
PROGREEN US INC S-1 Tangiers Global, LLC ~ ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and shareholder communications.

Click here to review the week’s IPOs and active securities law firms.

Have a great week.

Leave a Reply

Fill in your details below or click an icon to log in:

WordPress.com Logo

You are commenting using your WordPress.com account. Log Out / Change )

Twitter picture

You are commenting using your Twitter account. Log Out / Change )

Facebook photo

You are commenting using your Facebook account. Log Out / Change )

Google+ photo

You are commenting using your Google+ account. Log Out / Change )

Connecting to %s