IPOs and Transactions: July 11 – 15 / plus experts on merger pitfalls

There were 42 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Medley LLC w/ Fried, Frank, Harris, Shriver & Jacobson LLP and Winston & Strawn LLP, Superior Drilling Products Inc. w/ Dickinson Wright PLLC and Porter Hedges LLP, FXCM w/ Jones Day and Reg A+ registration for First Sentry Bancshares Inc w/ Dinsmore & Shohl LLP.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

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WHITEPAPER –  M&A: Good practices and bad pitfalls. Click here.

Law firm / advisor Registrant Symbol Form Type Industry
Adamson Brothers VIVA CONSULTING GROUP INC ~ 1-A ~
Akin Gump Strauss Hauer & Feld LLP SEMGROUP CORP SEMG S-4 Pipelines
Baker Botts L.L.P. GREAT PLAINS ENERGY INC GXP S-4 Electric services
Blank Rome LLP RIVERPARK COMMERCIAL REAL ESTATE FUND ~ N-2 ~
Bracewell LLP GREAT PLAINS ENERGY INC GXP S-4 Electric services
Buchanan Ingersoll & Rooney PC ETHERINDEX ETHER TRUST ~ S-1 ~
Checkpoint Therapeutics, Inc. CHECKPOINT THERAPEUTICS INC ~ 10-12G Biotech & Pharma
CKR Law LLP AKOUSTIS TECHNOLOGIES INC DNLX S-1 Software
Cleary Gottlieb Steen & Hamilton LLP OSG INTERNATIONAL INC ~ 10-12B ~
Cooley LLP PROTAGONIST THERAPEUTICS INC ~ S-1
Cozen O’Connor AZURRX BIOPHARMA INC ~ S-1 Pharma preparations
Dechert LLP GOLDMAN SACHS PRIVATE MIDDLE MARKET CREDIT LLC ~ 10-12G ~
Dechert LLP NB CROSSROADS PRIVATE MARKETS FUND IV (TE) ~ CLIENT LLC ~ N-2 ~
Dechert LLP NB CROSSROADS PRIVATE MARKETS FUND IV (TE) ~ CUSTODY CLIENT LLC ~ N-2 ~
Dechert LLP NB CROSSROADS PRIVATE MARKETS FUND IV (TI) ~ CLIENT LLC ~ N-2 ~
Dechert LLP SOLIDX BITCOIN TRUST ~ S-1 Commodity contracts
Dickinson Wright PLLC SUPERIOR DRILLING PRODUCTS INC SDPI S-1 Oil & gas equipment
Dinsmore & Shohl LLP FIRST SENTRY BANCSHARES INC FTSB 1-A Banks
Faegre Baker Daniels LLP AIRGAIN INC ~ S-1 Radio and TV broadcasting
Frank J. Hariton, Esq. SAUER ENERGY INC SENY S-1 Drilling oil and gas wells
Fried, Frank, Harris, Shriver & Jacobson LLP GOLDMAN SACHS PRIVATE MIDDLE MARKET CREDIT LLC ~ 10-12G ~
Fried, Frank, Harris, Shriver & Jacobson LLP MEDLEY LLC ~ S-1 Investment advice
Gibson, Dunn & Crutcher LLP SEMGROUP CORP SEMG S-4 Pipelines
Greenberg Traurig, LLP PLATFORM SPECIALTY PRODUCTS CORP PAH S-3 Speciality chemicals
Haynes and Boone, LLP PULMATRIX INCORPORATED PULM S-3 Biotech
Jones Day LAMB WESTON HOLDINGS INC ~ 10-12B ~
Jones Day FXCM INC FXCM S-3 Investment services
Jones Day OCLARO INC OCLR S-3 Telecomm equipment
Latham & Watkins LLP PROTAGONIST THERAPEUTICS INC ~ S-1
Latham & Watkins LLP AIRGAIN INC ~ S-1 Radio and TV broadcasting
Latham & Watkins LLP SUNOCO LLC SUSP S-4 Specialty retailers
Locke Lord LLP LAMAR MEDIA CORP ~ S-4 Media agencies
Loeb & Loeb LLP AZURRX BIOPHARMA INC ~ S-1 Pharma preparations
Matheau J. W. Stout, Esq. NPQ HOLDINGS LTD ~ S-1
Matthew C. McMurdo, Esq. FRANCHISE HOLDINGS INTERNATIONAL INC FNHI S-1 Business services
Mitchell Silberberg & Knupp LLP HELIOS & MATHESON ANALYTICS INC HMNY S-3 Computer services
Morgan, Lewis & Bockius LLP PIONEER ILS BRIDGE FUND ~ N-2 ~
Morgan, Lewis & Bockius LLP NUVEEN CALIFORNIA SELECT TAX FREE INCOME PORTFOLIO NXC N-2 Equity investment instruments
Morrison & Foerster LLP MOTIF BIO PLC ~ F-1 Pharma preparations
O’Melveny & Myers LLP CAVIUM INC CAVM S-4 Semiconductors
Olshan Frome Wolosky LLP AEGIS IDENTITY SOFTWARE INC ~ S-1 Software
Porter Hedges LLP SUPERIOR DRILLING PRODUCTS INC SDPI S-1 Oil & gas equipment
Reed Smith LLP TEUCRIUM COMMODITY TRUST CORN S-1 Investment services
Reed Smith LLP MOTIF BIO PLC ~ F-1 Pharma preparations
SD Mitchell & Associates, PLC KOO’TOOR DESIGN INC ~ S-1 ~
Sichenzia Ross Friedman Ference LLP SITO MOBILE LIMITED SITO S-3 Software
Skadden, Arps, Slate, Meagher & Flom LLP ARBOR REALTY TRUST INC ABR S-3 Mortage REITs
Skadden, Arps, Slate, Meagher & Flom LLP CAVIUM INC CAVM S-4 Semiconductors
Vinson & Elkins L.L.P. LSB INDUSTRIES INC LXU S-1 Chemicals
Web Debt Solutions, LLC WEB DEBT SOLUTIONS LLC ~ 1-A ~
Willkie Farr & Gallagher LLP GOLDMAN SACHS PRIVATE MIDDLE MARKET CREDIT LLC ~ 10-12G ~
Wilson Sonsini Goodrich & Rosati PC CAPNIA INC CAPN S-1 Electromedical
Winston & Strawn LLP MEDLEY LLC ~ S-1 Investment advice

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Click here to review the week’s underwriters.

Have a great week.

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