There were 42 transactions filed with the SEC last week.
Congratulations to all of the corporations and law firms that selected our transactions services last week including Medley LLC w/ Fried, Frank, Harris, Shriver & Jacobson LLP and Winston & Strawn LLP, Superior Drilling Products Inc. w/ Dickinson Wright PLLC and Porter Hedges LLP, FXCM w/ Jones Day and Reg A+ registration for First Sentry Bancshares Inc w/ Dinsmore & Shohl LLP.
We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.
WHITEPAPER – M&A: Good practices and bad pitfalls. Click here.
| Law firm / advisor | Registrant | Symbol | Form Type | Industry |
| Adamson Brothers | VIVA CONSULTING GROUP INC | ~ | 1-A | ~ |
| Akin Gump Strauss Hauer & Feld LLP | SEMGROUP CORP | SEMG | S-4 | Pipelines |
| Baker Botts L.L.P. | GREAT PLAINS ENERGY INC | GXP | S-4 | Electric services |
| Blank Rome LLP | RIVERPARK COMMERCIAL REAL ESTATE FUND | ~ | N-2 | ~ |
| Bracewell LLP | GREAT PLAINS ENERGY INC | GXP | S-4 | Electric services |
| Buchanan Ingersoll & Rooney PC | ETHERINDEX ETHER TRUST | ~ | S-1 | ~ |
| Checkpoint Therapeutics, Inc. | CHECKPOINT THERAPEUTICS INC | ~ | 10-12G | Biotech & Pharma |
| CKR Law LLP | AKOUSTIS TECHNOLOGIES INC | DNLX | S-1 | Software |
| Cleary Gottlieb Steen & Hamilton LLP | OSG INTERNATIONAL INC | ~ | 10-12B | ~ |
| Cooley LLP | PROTAGONIST THERAPEUTICS INC | ~ | S-1 | |
| Cozen O’Connor | AZURRX BIOPHARMA INC | ~ | S-1 | Pharma preparations |
| Dechert LLP | GOLDMAN SACHS PRIVATE MIDDLE MARKET CREDIT LLC | ~ | 10-12G | ~ |
| Dechert LLP | NB CROSSROADS PRIVATE MARKETS FUND IV (TE) ~ CLIENT LLC | ~ | N-2 | ~ |
| Dechert LLP | NB CROSSROADS PRIVATE MARKETS FUND IV (TE) ~ CUSTODY CLIENT LLC | ~ | N-2 | ~ |
| Dechert LLP | NB CROSSROADS PRIVATE MARKETS FUND IV (TI) ~ CLIENT LLC | ~ | N-2 | ~ |
| Dechert LLP | SOLIDX BITCOIN TRUST | ~ | S-1 | Commodity contracts |
| Dickinson Wright PLLC | SUPERIOR DRILLING PRODUCTS INC | SDPI | S-1 | Oil & gas equipment |
| Dinsmore & Shohl LLP | FIRST SENTRY BANCSHARES INC | FTSB | 1-A | Banks |
| Faegre Baker Daniels LLP | AIRGAIN INC | ~ | S-1 | Radio and TV broadcasting |
| Frank J. Hariton, Esq. | SAUER ENERGY INC | SENY | S-1 | Drilling oil and gas wells |
| Fried, Frank, Harris, Shriver & Jacobson LLP | GOLDMAN SACHS PRIVATE MIDDLE MARKET CREDIT LLC | ~ | 10-12G | ~ |
| Fried, Frank, Harris, Shriver & Jacobson LLP | MEDLEY LLC | ~ | S-1 | Investment advice |
| Gibson, Dunn & Crutcher LLP | SEMGROUP CORP | SEMG | S-4 | Pipelines |
| Greenberg Traurig, LLP | PLATFORM SPECIALTY PRODUCTS CORP | PAH | S-3 | Speciality chemicals |
| Haynes and Boone, LLP | PULMATRIX INCORPORATED | PULM | S-3 | Biotech |
| Jones Day | LAMB WESTON HOLDINGS INC | ~ | 10-12B | ~ |
| Jones Day | FXCM INC | FXCM | S-3 | Investment services |
| Jones Day | OCLARO INC | OCLR | S-3 | Telecomm equipment |
| Latham & Watkins LLP | PROTAGONIST THERAPEUTICS INC | ~ | S-1 | |
| Latham & Watkins LLP | AIRGAIN INC | ~ | S-1 | Radio and TV broadcasting |
| Latham & Watkins LLP | SUNOCO LLC | SUSP | S-4 | Specialty retailers |
| Locke Lord LLP | LAMAR MEDIA CORP | ~ | S-4 | Media agencies |
| Loeb & Loeb LLP | AZURRX BIOPHARMA INC | ~ | S-1 | Pharma preparations |
| Matheau J. W. Stout, Esq. | NPQ HOLDINGS LTD | ~ | S-1 | |
| Matthew C. McMurdo, Esq. | FRANCHISE HOLDINGS INTERNATIONAL INC | FNHI | S-1 | Business services |
| Mitchell Silberberg & Knupp LLP | HELIOS & MATHESON ANALYTICS INC | HMNY | S-3 | Computer services |
| Morgan, Lewis & Bockius LLP | PIONEER ILS BRIDGE FUND | ~ | N-2 | ~ |
| Morgan, Lewis & Bockius LLP | NUVEEN CALIFORNIA SELECT TAX FREE INCOME PORTFOLIO | NXC | N-2 | Equity investment instruments |
| Morrison & Foerster LLP | MOTIF BIO PLC | ~ | F-1 | Pharma preparations |
| O’Melveny & Myers LLP | CAVIUM INC | CAVM | S-4 | Semiconductors |
| Olshan Frome Wolosky LLP | AEGIS IDENTITY SOFTWARE INC | ~ | S-1 | Software |
| Porter Hedges LLP | SUPERIOR DRILLING PRODUCTS INC | SDPI | S-1 | Oil & gas equipment |
| Reed Smith LLP | TEUCRIUM COMMODITY TRUST | CORN | S-1 | Investment services |
| Reed Smith LLP | MOTIF BIO PLC | ~ | F-1 | Pharma preparations |
| SD Mitchell & Associates, PLC | KOO’TOOR DESIGN INC | ~ | S-1 | ~ |
| Sichenzia Ross Friedman Ference LLP | SITO MOBILE LIMITED | SITO | S-3 | Software |
| Skadden, Arps, Slate, Meagher & Flom LLP | ARBOR REALTY TRUST INC | ABR | S-3 | Mortage REITs |
| Skadden, Arps, Slate, Meagher & Flom LLP | CAVIUM INC | CAVM | S-4 | Semiconductors |
| Vinson & Elkins L.L.P. | LSB INDUSTRIES INC | LXU | S-1 | Chemicals |
| Web Debt Solutions, LLC | WEB DEBT SOLUTIONS LLC | ~ | 1-A | ~ |
| Willkie Farr & Gallagher LLP | GOLDMAN SACHS PRIVATE MIDDLE MARKET CREDIT LLC | ~ | 10-12G | ~ |
| Wilson Sonsini Goodrich & Rosati PC | CAPNIA INC | CAPN | S-1 | Electromedical |
| Winston & Strawn LLP | MEDLEY LLC | ~ | S-1 | Investment advice |
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Have a great week.
