IPO Underwriters of the Week: July 11 – 15 / plus experts on merger pitfalls

Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

WHITEPAPER –  M&A: Good practices and bad pitfalls. Click here.

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Registrant Form Underwriter 1 Underwriter 2 Underwriter 3 +
SAUER ENERGY INC S-1 Beaufort Capital Partners, LLC ~ ~
GOLDMAN SACHS PRIVATE MIDDLE MARKET CREDIT LLC 10-12G Goldman, Sachs & Co. ~ ~
FRANCHISE HOLDINGS INTERNATIONAL INC S-1 Kodiak Capital Group, LLC ~ ~
PROTAGONIST THERAPEUTICS INC S-1 Leerink Partners LLC Barclays Capital Inc. BMO Capital Markets Corp.
AIRGAIN INC S-1 Northland Securities, Inc. ~ ~
NUVEEN CALIFORNIA SELECT TAX FREE INCOME PORTFOLIO N-2 Nuveen Securities, LLC ~ ~
PIONEER ILS BRIDGE FUND N-2 Pioneer Funds Distributor, Inc. ~ ~
SUPERIOR DRILLING PRODUCTS INC S-1 Roth Capital Partners, LLC ~ ~
RIVERPARK COMMERCIAL REAL ESTATE FUND N-2 SEI Investments Distribution Co. ~ ~
MOTIF BIO PLC F-1 SunTrust Robinson Humphrey, Inc. ~ ~
AZURRX BIOPHARMA INC S-1 WallachBeth Capital, LLC Network 1 Securities, Inc. ~

Post IPO, thousands of organizations count on us to assure regulatory compliance and shareholder communications.

Click here to review the week’s IPOs and active securities law firms.

Have a great week.

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