Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.
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|Registrant||Form||Underwriter 1||Underwriter 2||Underwriter 3 +|
|SAUER ENERGY INC||S-1||Beaufort Capital Partners, LLC||~||~|
|GOLDMAN SACHS PRIVATE MIDDLE MARKET CREDIT LLC||10-12G||Goldman, Sachs & Co.||~||~|
|FRANCHISE HOLDINGS INTERNATIONAL INC||S-1||Kodiak Capital Group, LLC||~||~|
|PROTAGONIST THERAPEUTICS INC||S-1||Leerink Partners LLC||Barclays Capital Inc.||BMO Capital Markets Corp.|
|AIRGAIN INC||S-1||Northland Securities, Inc.||~||~|
|NUVEEN CALIFORNIA SELECT TAX FREE INCOME PORTFOLIO||N-2||Nuveen Securities, LLC||~||~|
|PIONEER ILS BRIDGE FUND||N-2||Pioneer Funds Distributor, Inc.||~||~|
|SUPERIOR DRILLING PRODUCTS INC||S-1||Roth Capital Partners, LLC||~||~|
|RIVERPARK COMMERCIAL REAL ESTATE FUND||N-2||SEI Investments Distribution Co.||~||~|
|MOTIF BIO PLC||F-1||SunTrust Robinson Humphrey, Inc.||~||~|
|AZURRX BIOPHARMA INC||S-1||WallachBeth Capital, LLC||Network 1 Securities, Inc.||~|
Post IPO, thousands of organizations count on us to assure regulatory compliance and shareholder communications.
Click here to review the week’s IPOs and active securities law firms.
Have a great week.