Congratulations to the corporations and underwriters that worked with our transaction services team. Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.
| Registrant | Form | Underwriter 1 | Underwriter 2 | Underwriter 3 + |
| FILMON.TV NETWORKS INC | S-1 | Bonwick Capital Partners LLC | Network 1 Financial Securities, Inc. | ~ |
| NIVALIS THERAPEUTICS INC | S-3 | Cowen and Company, LLC | ~ | ~ |
| FIRST HAWAIIAN INC | S-1 | Goldman, Sachs & Co. | Merrill Lynch, Pierce, Fenner & Smith Inc. | BNP Paribas Securities Corp. / Barclays Capital Inc. / Credit Suisse Securities LLC / Deutsche Bank Securities Inc. / J.P. Morgan Securities LLC / Citigroup Global Markets Inc. / Morgan Stanley & Co. LLC / UBS Securities LLC / BBVA Securities Inc. / Commerz Markets LLC / HSBC Securities Inc. / ING Financial Markets LLC / Keefe, Bruyette & Woods, Inc. / Banco Santander, S.A. / Wells Fargo Securities, LLC |
| FORTERRA INC | S-1 | Goldman, Sachs & Co. | Citigroup Global Markets Inc. | Credit Suisse Securities LLC |
| DRAGONWAVE INC | F-1 | H.C. Wainwright & Co. | ~ | ~ |
| CELLECT BIOMED LTD | F-1 | H.C. Wainwright & Co., LLC | ~ | ~ |
Post IPO, thousands of organizations count on us to assure regulatory compliance and shareholder communications.
Click here to review the week’s IPOs and active securities law firms.
Have a great week.
