IPOs and Transactions: June 27 – July 1 / plus “Age of Activism” whitepaper

There were 54 transactions filed with the SEC last week.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Cion Ares Diversified Credit Fund w/ Dechert LLP,  XG Technology Inc. w/ Lowenstein Sandler LLP and Robinson Brog Leinwand Greene Genovese & Gluck PC, KT High-Tech Marketing Inc. w/ Cassidy & Associates and RegA+ registration for Novea Inc.

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

V_MM-activist700

Las firm / advisor Registrant Symbol Form Industry
Alcoa Upstream Corporation ALCOA UPSTREAM CORP ~ 10-12B ~
Alliance Freight Lines Inc ALLIANCE FREIGHT LINES INC ~ 1-A ~
Bacchus Law Corporation VALMIE RESOURCES INC VMRI S-1 General Mining
Baker Botts L.L.P. 8POINT3 ENERGY PARTNERS LP CAFD S-3 ~
Becker & Poliakoff LLP DLH HOLDINGS CORPORATION DLHC S-3 Business Training & Employment Agencies
C2 Aviation Capital, Inc. C2 AVIATION CAPITAL INC ~ 10-12B ~
Calfee, Halter & Griswold LLP FAIRMOUNT SANTROL HOLDINGS INC FMSA S-3 General Mining
Cassidy & Associates KT HIGH-TECH MARKETING INC ~ S-1 ~
Chapman and Cutler LLP NUVEEN FLOATING RATE INCOME FUND JFR N-2 Equity Investment Instruments
Chapman and Cutler LLP NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND JRO N-2 Equity Investment Instruments
Conduent Inc CONDUENT INC ~ 10-12B ~
Cooley LLP ONCOBIOLOGICS INC ONS S-1 ~
Cutler Law Group, P.C. SCOTTLINE HEALTHCARE SOLUTIONS INC ~ 1-A ~
Davis Graham & Stubbs LLP HECLA MINING CO/DE/ HL S-4 Diamonds & Gemstones
Davis Polk & Wardwell LLP KINSALE CAPITAL GROUP INC ~ S-1 ~
Davis Polk & Wardwell LLP S&P GLOBAL INC SPGI S-3 Specialty Finance
Debevoise & Plimpton LLP VERIZON COMM-UNICATIONS INC VZA S-4 Fixed Line Telecomm
Dechert LLP CION ARES DIVERSIFIED CREDIT FUND ~ N-2 ~
DLA Piper LLP MOBILE MINI INC MINI S-4 Business Support Services
Dorsey & Whitney LLP CESCA THERAPEUTICS INCORPORATED KOOL S-3 Medical Supplies
Fogler, Rubinoff LLP NUTRITIONAL HIGH INTERNATIONAL INC ~ F-1 ~
Foley & Lardner LLP CURRENCY -SHARES BRITISH POUND STERLING TRUST FXB S-1 ~
Gide Loyrette Nouel A.A.R.P.I. TALEND SA ~ F-1 ~
Golenbock Eiseman Assor Bell & Peskoe LLP ATOMERA INC ~ S-1 ~
Goodwin Procter LLP TALEND SA ~ F-1 ~
Greenberg Traurig, LLP ATOMERA INC ~ S-1 ~
Harter Secrest & Emery LLP COPSYNC INC COYN S-3 Computer Services
Jones Day TALEND SA ~ F-1 ~
Jones Day YETI HOLDINGS INC ~ S-1 ~
Jones Day GUIDED THERAPEUTICS INC GTHP S-1 Medical Equipment
K&L Gates LLP HECLA MINING HL S-4 Diamonds & Gemstones
Katten Muchin Rosenman LLP META FINANCIAL GROUP INC CASH S-3 Banks
King & Spalding LLP WINGSTOP INC WING S-3 ~
Latham & Watkins LLP BIOVENTUS INC ~ S-1 ~
Latham & Watkins LLP YETI HOLDINGS INC ~ S-1 ~
Legal & Compliance, LLC BIOSCULPTURE TECHNOLOGY INC ~ 1-A ~
Loeb & Loeb LLP FULL SPECTRUM INC ~ S-1 ~
Lowenstein Sandler LLP XG TECHNOLOGY INC XGTI S-1 Telecomm Equipment
Luse Gorman, PC FIRST OF LONG ISLAND CORP FLIC S-3 Banks
Messerli & Kramer P.A. ASURE SOFTWARE INC ASUR S-3 Business Support Services
Morgan, Lewis & Bockius LLP NUVEEN ALL CAP ENERGY MLP OPPORTUNITIES FUND JMLP N-2 ~
Novea Inc. NOVEA INC ~ 1-A ~
Parkway, Inc. PARKWAY INC ~ 10-12B ~
Paul Hastings LLP SORRENTO THERAPEUTICS INC SRNE S-3 Biotech
Polsinelli PC LANDRUM CO ~ 1-A ~
Robinson Brog Leinwand Greene Genovese & Gluck P.C. XG TECHNOLOGY INC XGTI S-1 Telecomm Equipment
Sichenzia Ross Friedman Ference LLP FULL SPECTRUM INC ~ S-1 ~
Sichenzia Ross Friedman Ference LLP H/CELL ENERGY CORP ~ S-1 ~
Silverman Shin & Byrne ELITE PHARMA INC ELI S-1 Pharma
Simpson Thacher & Bartlett LLP APX GROUP HOLDINGS INC ~ S-4 ~
Simpson Thacher & Bartlett LLP BIOVENTUS INC ~ S-1 ~
Skadden, Arps, Slate, Meagher & Flom LLP KINSALE CAPITAL GROUP INC ~ S-1 ~
Snell & Wilmer L.L.P. CRYOPORT INC CYRX S-1 Containers & Packaging
Stradley Ronon Stevens & Young, LLP NUVEEN FLOATING RATE INCOME FUND JFR N-2 Equity Investment Instruments
Stradley Ronon Stevens & Young, LLP NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND JRO N-2 Equity Investment Instruments
Sutherland Asbill & Brennan LLP PRIORITY INCOME FUND INC ~ N-2 ~
The Bunker Law Group, PLLC CARO HOLDINGS INC ~ S-1 ~
TroyGould PC LION BIO- TECHNOLOGIES INCORPORATED LBIO S-1 Biotech
Vinson & Elkins L.L.P. ANTERO MIDSTREAM PARTNERS LP AM S-3 Pipelines
Wachtell, Lipton, Rosen & Katz MATCH GROUP INC MTCH S-4 ~
Web Debt Solutions, LLC STEPHANIE IZEVBIZUA ~ 1-A ~
Wilmer Cutler Pickering Hale and Dorr LLP CATABASIS PHARMA-CEUTICALS INC CATB S-3 ~
Wilson Sonsini Goodrich & Rosati, P.C. TALEND SA ~ F-1 ~
Wilson Sonsini Goodrich & Rosati, P.C. INVUITY INC IVTY S-3 ~
Winstead PC ABRAXAS PETROLEUM CORP AXAS S-3 Exploration & Production
Winstead PC ABRAXAS PETROLEUM CORP AXAS S-4 Exploration & Production
Winston & Strawn LLP NGL ENERGY PARTNERS LP NGL S-3 Oil & Gas Refining and Marketing

Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

Post IPO, thousands of organizations count on us to assure regulatory compliance and target new investors. Click here and opt-in to receive this weekly summary via email.

Click here to review the week’s underwriters.

Have a great week.

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