There were 31 transactions filed with the SEC this week.
Congratulations to all of the corporations and law firms that selected our transactions services last week. We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.
Below is a complete list of the week’s transactions.
Law firm / advisor | Registrant | Symbol | Form | Industry |
AltaVista Capital Markets, LLC | ALTAVISTA CAPITAL MARKETS LLC | ~ | 1-A | ~ |
Astics, Inc. | ASTICS INC | ~ | 1-A | ~ |
Baker Botts L.L.P. | CENTENNIAL RESOURCE DEVELOPMENT INC | ~ | S-1 | ~ |
Barack Ferrazzano Kirschbaum & Nagelberg LLP | MIDWESTONE FINANCIAL GROUP INC | MOFG | S-3 | Banks |
Bofat Investment Inc | BOFAT INVESTMENT INC | ~ | 1-A | ~ |
Chapman and Cutler LLP | NUVEEN SENIOR INCOME FUND | NSL | N-2 | Equity Investment Instruments |
Clyde Snow & Sessions, PC | PREMIER BIOMEDICAL INC | BIEI | S-1 | Biotechnology |
David M. Seeberger, Esq. | ROCKY MOUNTAIN HIGH BRANDS INC | ~ | 10-12G | ~ |
Ellenoff Grossman & Schole LLP | CONYERS PARK ACQUISITION CORP | ~ | S-1 | ~ |
Foley & Lardner LLP | SUNSHINE BANCORP INC | SBCP | S-4 | Banks |
Frost Brown Todd LLC | PORTER BANCORP INC | PBIB | S-1 | Banks |
Gibson, Dunn & Crutcher LLP | MEDPACE HOLDINGS INC | ~ | S-1 | ~ |
Greenberg Traurig, LLP | MOBIVITY HOLDINGS CORP | MFON | S-1 | Software |
Hogan Lovells US LLP | WESTFIELD FINANCIAL INC | WFD | S-4 | Banks |
Investors Real Estate Trust | INVESTORS REAL ESTATE TRUST | IRET | S-3 | Diversified REITs |
Kirkland & Ellis LLP | CONYERS PARK ACQUISITION CORP | ~ | S-1 | ~ |
Latham & Watkins LLP | ACUSHNET HOLDINGS CORP | ~ | S-1 | ~ |
Latham & Watkins LLP | MEDPACE HOLDINGS INC | ~ | S-1 | ~ |
Latham & Watkins LLP | ACHAOGEN INC | AKAO | S-3 | Biotechnology |
Latham & Watkins LLP | GOLDEN ENTERTAINMENT INCORPORATED | GDEN | S-3 | Gambling |
Libertas Law Group, Inc. | REED’S INC | REED | S-3 | Soft Drinks |
Loeb & Loeb LLP | NV5 GLOBAL INCORPORATED | NVEE | S-3 | Business Support Services |
Lowenstein Sandler LLP | ARCH THERAPEUTICS INC | ARTH | S-1 | ~ |
Luse Gorman, PC | WESTFIELD FINANCIAL INC | WFD | S-4 | Banks |
Olshan Frome Wolosky LLP | IZEA INCORPORATED | IZEA | S-3 | Specialty Finance |
Paul Hastings LLP | VIKING THERAPEUTICS INC | VKTX | S-3 | ~ |
Pillsbury Winthrop Shaw Pittman LLP | VIOLIN MEMORY INC | VMEM | S-3 | Computer Hardware |
Proskauer Rose LLP | ARES CAPITAL CORP | ARCC | N-2 | Equity Investment Instruments |
Reed Smith LLP | JAGUAR ANIMAL HEALTH INC | JAGX | S-1 | Biotechnology |
Ruskin Moscou Faltischek, P.C. | ROOT9B TECHNOLOGIES INCORPORATED | RTNB | S-1 | Software |
Silver, Freedman, Taff & Tiernan LLP | DNB FINANCIAL CORP /PA/ | DNBF | S-4 | Banks |
Simpson Thacher & Bartlett LLP | ACUSHNET HOLDINGS CORP | ~ | S-1 | ~ |
Smith Mackinnon PA | SUNSHINE BANCORP INC | SBCP | S-4 | Banks |
Steven R. Skirvin, Esq. | ANFIELD ACQUISITIONS INC | ~ | S-1 | ~ |
Stradley Ronon Stevens & Young, LLP | DNB FINANCIAL CORP /PA/ | DNBF | S-4 | Banks |
Stradley Ronon Stevens & Young, LLP | NUVEEN SENIOR INCOME FUND | NSL | N-2 | Equity Investment Instruments |
Vinson & Elkins L.L.P. | CENTENNIAL RESOURCE DEVELOPMENT INC | ~ | S-1 | ~ |
Vinson & Elkins L.L.P. | GLOBAL PARTNERS LP | GLP | S-3 | Exploration & Production |
Vinson & Elkins L.L.P. | NEXEO SOLUTIONS INC | WLRHU | S-3 | Specialty Finance |
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Have a great week.