IPOs and Transactions: May 30 – June 10 / plus Reg A+ Form 1-A Worksheet

There were 79 transactions filed with the SEC during these dates.

Congratulations to all of the corporations and law firms that selected our transactions services last week including Atossa Genetics Inc. w/ Gibson, Dunn & Crutcher, LLP and Steben Select Multi-Strategy Fund w/ K&L Gates LLP

We appreciate that they selected to work with us and we’re pleased that they found us to be the intelligent value.

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Law firm / advisor Registrant Symbol Form Industry
Andrews Kurth LLP ASHFORD HOSPITALITY TRUST INC AHT S-3 REITs
Andrews Kurth LLP CINER RESOURCES LP OCIR S-3 General Mining
Baker Botts L.L.P. TALLGRASS ENERGY GP LP TEGP S-3 ~
Barack Ferrazzano Kirschbaum & Nagelberg LLP FIRST COMMUNITY FINANCIAL PARTNERS INC FCFP S-3 Banks
Brownstein Hyatt Farber Schreck, LLP REAL GOODS SOLAR INC RGSE S-1 Electrical Components & Equipment
Bryan Cave LLP QUINTILES TRANSNATIONAL HOLDINGS INC Q S-4 Biotech
Cleary Gottlieb Steen & Hamilton LLP LINE CORP ~ F-1 ~
Clifford Chance US LLP NATIONAL STORAGE AFFILIATES TRUST NSA S-3 ~
Cooley LLP SYROS PHARMACEUTICALS INC ~ S-1 ~
Cooley LLP TITAN TECHNOLOGIES CORP ~ S-4 ~
Cooley LLP IMMUNOCELLULAR THERAPEUTICS LTD IMUC S-1 Biotech
Cravath, Swaine & Moore LLP ASHLAND GLOBAL HOLDINGS INC ~ S-4 ~
Cravath, Swaine & Moore LLP VALVOLINE INC ~ S-1 ~
Davis Graham & Stubbs LLP PERSHING GOLD CORPORATION PGLC S-3 Gold Mining
Davis Polk & Wardwell LLP AC IMMUNE SA ~ F-1 ~
Davis Polk & Wardwell LLP GLOBAL BLOOD THERAPEUTICS INC GBT S-1 ~
Dechert LLP GRIFFON CORP GFF S-4 Building Materials & Fixtures
DLA Piper LLP KADMON HOLDINGS LLC ~ S-1 ~
DLA Piper LLP NET 1 UEPS TECHNOLOGIES INC UEPS S-3 Financial Administration
EastBiz.com, Inc. BYLOG GROUP CORP ~ S-1 ~
Ellenoff Grossman & Schole LLP IMMUNOCELLULAR THERAPEUTICS LTD IMUC S-1 Biotech
Faegre Baker Daniels LLP COLUCID PHARMACEUTICALS INC CLCD S-3 ~
Fenwick & West LLP IMPINJ INC ~ S-1 ~
Foley & Lardner LLP CURRENCYSHARES JAPANESE YEN TRUST FXY S-3 ~
Foley & Lardner LLP MANITOWOC FOODSERVICE INC MFS S-1 ~
Fried, Frank, Harris, Shriver & Jacobson LLP JELD-WEN HOLDING INC ~ S-1 ~
Frost Brown Todd LLC WESBANCO INC WSBC S-4 Banks
Gibson, Dunn & Crutcher LLP PDL BIOPHARMA INC PDLI S-3 Biotech
Gibson, Dunn & Crutcher, LLP ATOSSA GENETICS INC ATOS S-1 Medical Supplies
Goodwin Procter LLP AC IMMUNE SA ~ F-1 ~
Goodwin Procter LLP GLOBAL BLOOD THERAPEUTICS INC GBT S-1 ~
Greenberg Traurig, LLP INVIVO THERAPEUTICS HOLDINGS CORP NVIV S-3 Biotech
Harold P. Gewerter, Esq. Ltd. BIOCRUDE TECHOLOGIES INC ~ S-1 ~
Hogan Lovells US LLP PARK HOTELS & RESORTS INC ~ 10-12B ~
Hogan Lovells US LLP COUSINS PROPERTIES INC CUZ S-4 REITs
Holland & Knight LLP GRIFFIN INSTITUTIONAL ACCESS GLOBAL CREDIT FUND ~ N-2 ~
Jones Day PARK OHIO HOLDINGS CORP PKOH S-3 Business Support Services
Jones Day OLYMPIC STEEL INC ZEUS S-3 Iron & Steel
K&L Gates LLP GROSVENOR REGISTERED MULTI-STRATEGY FUND (TI 1) LLC ~ N-2 ~
K&L Gates LLP GROSVENOR REGISTERED MULTI-STRATEGY FUND (TI 2) LLC ~ N-2 ~
K&L Gates LLP GROSVENOR REGISTERED MULTI-STRATEGY FUND (W) LLC ~ N-2 ~
K&L Gates LLP STEBEN SELECT MULTI-STRATEGY FUND ~ N-2 ~
K&L Gates LLP WESBANCO INC WSBC S-4 Banks
Kilpatrick Townsend & Stockton LLP OTTAWA BANCORP INC ~ S-1 ~
Kramer Levin Naftalis & Frankel LLP SIGA TECHNOLOGIES INC SIGA S-1 Biotech
Latham & Watkins LLP JELD-WEN HOLDING INC ~ S-1 ~
Latham & Watkins LLP KADMON HOLDINGS LLC ~ S-1 ~
Latham & Watkins LLP CONTRAFECT CORP CFRX S-3 Biotech
Loev Law Firm, PC VERTEX ENERGY INC VTNR S-1 Waste & Disposal Services
Luse Gorman, PC BANCORP 34 INC ~ S-1 ~
Mayflower Advisors, LLC MAYFLOWER INVESTMENT GROUP INC ~ 1-A ~
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. NEUROMETRIX INC NURO S-3 Medical Equipment
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. PIERIS PHARMACEUTICALS INCORPORATED PIRS S-3 ~
Mobad Service Corporation MOBAD SERVICE CORP ~ S-1 ~
Moomjian, Waite & Coleman, LLP ECHO THERAPEUTICS INC ECTE S-3 Medical Supplies
Morgan, Lewis & Bockius LLP NUVEEN MINNESOTA MUNICIPAL INCOME FUND NMS N-2 ~
Morgan, Lewis & Bockius LLP NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND NMZ N-2 Equity Investment Instruments
Morgan, Lewis & Bockius LLP NUVEEN AMT-FREE MUNICIPAL VALUE FUND NUW N-2 Equity Investment Instruments
Morrison & Foerster LLP BANK OF MONTREAL BMO S-1 ~
NMI Health, Inc. NMI HEALTH INC NANM 10-12G Medical Supplies
Novea Inc. NOVEA INC ~ 1-A ~
Nutriband Ltd. NUTRIBAND INC ~ 10-12G ~
Paul Hastings LLP KAYNE ANDERSON MLP INVESTMENT CO KYN N-2 Equity Investment Instruments
Pepper Hamilton LLP ONCONOVA THERAPEUTICS INC ONTX S-1 Biotech
Phillips, Gardill, Kaiser & Altmeyer, PLLC WESBANCO INC WSBC S-4 Banks
Pillsbury Winthrop Shaw Pittman LLP PACIFIC CONTINENTAL CORP PCBK S-4 Banks
Proskauer Rose LLP ARES COMMERCIAL REAL ESTATE CORP ACRE S-3 REITs
Proskauer Rose LLP PREFERRED APARTMENT COMMUNITIES INC APTS S-3 REITs
Reed Smith LLP ETFS PLATINUM TRUST PPLT S-3 Nonequity Investment Instruments
Ropes & Gray LLP BLUE COAT INC ~ S-1 ~
Ropes & Gray LLP MICROVISION INC MVIS S-3 Electronic Equipment
Shearman & Sterling LLP VALVOLINE INC ~ S-1 ~
Shearman & Sterling LLP THE CHEFS’ WAREHOUSE INCORPORATED CHEF S-3 Food Retailers & Wholesalers
Sichenzia Ross Friedman Ference LLP LEO MOTORS INC LEOM S-1 Auto Parts
Sidley Austin LLP PACIFIC CONTINENTAL CORP PCBK S-4 Banks
Silver, Freedman, Taff & Tiernan LLP OTTAWA BANCORP INC ~ S-1 ~
Simpson Thacher & Bartlett LLP HILTON GRAND VACATIONS INC ~ 10-12B ~
Simpson Thacher & Bartlett LLP LINE CORP ~ F-1 ~
Simpson Thacher & Bartlett LLP PARK HOTELS & RESORTS INC ~ 10-12B ~
Simpson Thacher & Bartlett LLP TRANSUNION 0205153D S-3 ~
Skadden, Arps, Slate, Meagher & Flom LLP TITAN TECHNOLOGIES CORP ~ S-4 ~
Smith, Anderson, Blount, Dorsett, Mitchell & Jernigan, L.L.P. QUINTILES TRANSNATIONAL HOLDINGS INC Q S-4 Biotech
Squire Patton Boggs LLP NOVABAY PHARMACEUTICALS INC NBY S-3 Biotech
Stark & Stark, PC GH CAPITAL INC ~ S-1 ~
Sullivan & Cromwell LLP 100 MAPLE LLC VGR S-4 Tobacco
Sutherland Asbill & Brennan LLP HANCOCK PARK CORPORATE INCOME INC ~ 10-12G ~
The Doney Law Firm OPTIMIZERX CORP OPRX S-1 Publishing
Vedder Price P.C. BANCORP 34 INC ~ S-1 ~
Vinson & Elkins L.L.P. TC PIPELINES LP TCP S-3 Pipelines
Wachtell, Lipton, Rosen & Katz COUSINS PROPERTIES INC CUZ S-4 REITs
Weil, Gotshal & Manges LLP GE CAPITAL INTERNATIONAL FUNDING CO GE S-4 Diversified Industrials
Weil, Gotshal & Manges LLP QUINTILES TRANSNATIONAL HOLDINGS INC Q S-4 Biotech
Williams Securities Law Firm, P.A. SHIFTPIXY INC ~ 1-A ~
Willkie Farr & Gallagher LLP CLOVIS ONCOLOGY INC CLVS S-3 Biotech
Willkie Farr & Gallagher LLP RYERSON HOLDING CORP RYI S-3 Iron & Steel
Wilmer Cutler Pickering Hale and Dorr LLP SYROS PHARMACEUTICALS INC ~ S-1 ~
Wilmer Cutler Pickering Hale and Dorr LLP SPARK THERAPEUTICS INC ONCE S-3 ~
Wilson Sonsini Goodrich & Rosati PC IMPINJ INC ~ S-1 ~
Wilson Sonsini Goodrich & Rosati, P.C. BLUE COAT INC ~ S-1 ~

Whether in-house, your-house or 100% virtual… click here to discover why we are the intelligent value for both traditional and confidential IPOs.

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Click here to review the week’s underwriters.

Have a great week.

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